PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:58 AM ET

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John Sullivan

Named as an officer, director or promoter on SEC Form D filings · MA · Dec 22, 2010 → Dec 19, 2014

2deals (issuers)
$25.8Mreported sold
52investors
2Form D filings
2010–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Sullivan is listed as a director on 2 SEC Form D filings by 2 issuers between Dec 2010 and Dec 2014: KEW Group Inc. (Cambridge, MA — biotechnology — 2014; $16.8M reported sold to 47 investors) and SEMPRUS BIOSCIENCES CORP (Cambridge, MA — other health care — 2010; $9M reported sold to 5 investors).

What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $25.8M sold in total.

Listed alongside Christopher R. Loose (1 shared filing), David Lucchino (1 shared filing), Joyce Erony (1 shared filing), Norman C. Selby (1 shared filing), Purnesh Seegopaul (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 2 state regulator orders, 29 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for John Sullivan and found 8 differences, 1 worth asking the sponsor about: MA securities regulator consent order naming John Sullivan (Sep 4, 2025); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Sullivan has not run yet — it is #18,172 of 44,482 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 2 state regulator orders

Jeffrey Peck, John Sullivan, and Frederick Myrick Administrative proceeding
SEC · Jul 13, 2026 · Parties as named in the release: Jeffrey Peck, John Sullivan, and Frederick Myrick Read the release ↗
same full name in the release title; 19 people with this name in Form D filings; the person's filing state is not named
Consent Order MA · Secretary of the Commonwealth of Massachusetts, Securities Division
Order date Sep 4, 2025 · Regulator: Secretary of the Commonwealth of Massachusetts, Securities Division · Parties (regulator's caption): John W. Sullivan, Javelin Securities, LLC, and Ozone Capital Markets, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 19 people with this name in Form D filings; regulator in the person's filing state (MA)
Consent Agreement ME · Maine Office of Securities (Department of Professional and Financial Regulation)
Order date Apr 21, 2006 · Regulator: Maine Office of Securities (Department of Professional and Financial Regulation) · Parties (regulator's caption): Portland Global Advisor LLC, John Sullivan, Derek Jaskulski, Richard Strabley and Charles Oestreicher
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 19 people with this name in Form D filings; regulator in ME (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Sullivan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 28 closed (disposition not in docket feed), 1 open

John K Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 19-30958 · Filed Dec 5, 2019 · Closed Apr 3, 2020
Role of John K Sullivan: Debtor · Outcome: Case closed 2020-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John L Sullivan open
United States Bankruptcy Court, D. Massachusetts · No. 17-14388 · Filed Nov 27, 2017
Role of John L Sullivan: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John L. Sullivan,, Sr. closed
United States Bankruptcy Court, D. Massachusetts · No. 17-13599 · Filed Sep 28, 2017 · Closed Aug 6, 2019
Role of John L. Sullivan,, Sr.: Debtor · Outcome: Case closed 2019-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John D. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 16-12796 · Filed Jul 21, 2016 · Closed Oct 28, 2016
Role of John D. Sullivan: Debtor · Outcome: Case closed 2016-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John P Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 16-10383 · Filed Feb 3, 2016 · Closed May 19, 2016
Role of John P Sullivan: Debtor · Outcome: Case closed 2016-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John E O'Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 14-12497 · Filed May 28, 2014 · Closed Mar 20, 2015
Role of John E O'Sullivan: Debtor · Outcome: Case closed 2015-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John K Sullivan and Olympia P. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 13-10175 · Filed Jan 15, 2013 · Closed Jun 6, 2013
Role of John K Sullivan and Olympia P. Sullivan: Debtor · Outcome: Case closed 2013-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John K Sullivan and Olympia P. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 12-18105 · Filed Oct 4, 2012 · Closed Nov 27, 2012
Role of John K Sullivan and Olympia P. Sullivan: Debtor · Outcome: Case closed 2012-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John J. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 12-13883 · Filed May 3, 2012 · Closed Jan 14, 2022
Role of John J. Sullivan: Debtor · Outcome: Case closed 2022-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John F. Sullivan, Jr. closed
United States Bankruptcy Court, D. Massachusetts · No. 12-13420 · Filed Apr 23, 2012 · Closed Dec 9, 2013
Role of John F. Sullivan, Jr.: Debtor · Outcome: Case closed 2013-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John Sullivan and Annette Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 12-41322 · Filed Apr 8, 2012 · Closed Jul 20, 2012
Role of John Sullivan and Annette Sullivan: Debtor · Outcome: Case closed 2012-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John F Sullivan and Brenda L Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 12-11861 · Filed Mar 6, 2012 · Closed Aug 13, 2012
Role of John F Sullivan and Brenda L Sullivan: Debtor · Outcome: Case closed 2012-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John F. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 11-21828 · Filed Dec 21, 2011 · Closed Feb 22, 2012
Role of John F. Sullivan: Debtor · Outcome: Case closed 2012-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John O'Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 11-19002 · Filed Sep 22, 2011 · Closed Jan 3, 2012
Role of John O'Sullivan: Debtor · Outcome: Case closed 2012-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John O'Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 11-16895 · Filed Jul 22, 2011 · Closed Oct 3, 2011
Role of John O'Sullivan: Debtor · Outcome: Case closed 2011-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 11-16414 · Filed Jul 1, 2011 · Closed Oct 7, 2011
Role of John Sullivan: Debtor · Outcome: Case closed 2011-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John L. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 10-41007 · Filed Mar 5, 2010 · Closed Jul 26, 2010
Role of John L. Sullivan: Debtor · Outcome: Case closed 2010-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John J. O'Sullivan and Theresa M. O'Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 10-11962 · Filed Feb 26, 2010 · Closed Nov 15, 2018
Role of John J. O'Sullivan and Theresa M. O'Sullivan: Debtor · Outcome: Case closed 2018-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John A. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 08-41264 · Filed Apr 23, 2008 · Closed Dec 4, 2008
Role of John A. Sullivan: Debtor · Outcome: Case closed 2008-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John J Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 07-15238 · Filed Aug 20, 2007 · Closed Dec 18, 2007
Role of John J Sullivan: Debtor · Outcome: Case closed 2007-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John P Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 07-41963 · Filed May 24, 2007 · Closed Feb 11, 2009
Role of John P Sullivan: Debtor · Outcome: Case closed 2009-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John F. Sullivan and Sherry Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 07-41424 · Filed Apr 19, 2007 · Closed Sep 19, 2011
Role of John F. Sullivan and Sherry Sullivan: Debtor · Outcome: Case closed 2011-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John E Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 05-24337 · Filed Oct 16, 2005 · Closed Dec 30, 2011
Role of John E Sullivan: Debtor · Outcome: Case closed 2011-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John G O'Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 05-22789 · Filed Oct 14, 2005 · Closed Feb 9, 2006
Role of John G O'Sullivan: Debtor · Outcome: Case closed 2006-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John M. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 05-22113 · Filed Oct 14, 2005 · Closed Jan 26, 2006
Role of John M. Sullivan: Debtor · Outcome: Case closed 2006-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John L. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 05-17403 · Filed Aug 17, 2005 · Closed Nov 29, 2006
Role of John L. Sullivan: Debtor · Outcome: Case closed 2006-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John J. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 03-18951 · Filed Oct 27, 2003 · Closed Mar 31, 2004
Role of John J. Sullivan: Debtor · Outcome: Case closed 2004-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John L. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 03-12256 · Filed Mar 20, 2003 · Closed Mar 10, 2004
Role of John L. Sullivan: Debtor · Outcome: Case closed 2004-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
John F. Sullivan closed
United States Bankruptcy Court, D. Massachusetts · No. 02-42576 · Filed Apr 25, 2002 · Closed Aug 13, 2002
Role of John F. Sullivan: Debtor · Outcome: Case closed 2002-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 971 federal dockets); 19 people with this name in Form D filings; court in the person's filing state (MA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for John Sullivan — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Sep 4, 2025

MA securities regulator consent order naming John Sullivan (Sep 4, 2025)

Secretary of the Commonwealth of Massachusetts, Securities Division issued a Consent Order dated Sep 4, 2025. Respondents as listed: John W. Sullivan, Javelin Securities, LLC, and Ozone Capital Markets, LLC. Matched to John Sullivan. Our match estimate: 44%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

MA order · Consent Order ↗
Sources
Note · Dec 22, 2010

John Sullivan appears on 1 deal that stopped filing before reaching its target

SEMPRUS BIOSCIENCES CORP (last filing Dec 22, 2010; $9,004,031 sold of $18,804,034). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

SEMPRUS BIOSCIENCES CORP — PartnerFacts page ↗
Sources
Note · Dec 9, 2010 – Dec 22, 2010

No amendment in the last 12 months on an offering that may still be open — SEMPRUS BIOSCIENCES CORP (latest filing Dec 22, 2010)

The latest filing for this offering is dated Dec 22, 2010 (first sale Dec 9, 2010). It reports $9,004,031 sold of $18,804,034 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 22, 2010 ↗SEMPRUS BIOSCIENCES CORP — PartnerFacts page ↗
Sources
Note · Apr 17, 2012 – Aug 28, 2026

Same name, different state: "John Sullivan" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "John Sullivan" with address state CA, is listed on 14 filings — most recently by Royale Energy, Inc. (Aug 28, 2026). Both records have filings in the same period (Apr 17, 2012 to Dec 19, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Sullivan (CA) — PartnerFacts page ↗Form D · Aug 28, 2026 ↗Royale Energy, Inc. — PartnerFacts page ↗John Sullivan (MA) — this page ↗
Sources
Note · Feb 4, 2010 – May 14, 2026

Same name, different state: "John Sullivan" (IL) is a separate record

This page covers filings where the address state is MA. A separate record, "John Sullivan" with address state IL, is listed on 3 filings — most recently by Track Group, Inc. (May 14, 2026). Both records have filings in the same period (Dec 22, 2010 to Dec 19, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Sullivan (IL) — PartnerFacts page ↗Form D · May 14, 2026 ↗Track Group, Inc. — PartnerFacts page ↗John Sullivan (MA) — this page ↗
Sources
Note · Feb 9, 2010

Same name, different state: "John Sullivan" (OR) is a separate record

This page covers filings where the address state is MA. A separate record, "John Sullivan" with address state OR, is listed on 1 filing — most recently by GRADIENT RESOURCES INC. (Feb 9, 2010). The two records do not overlap in time: this page runs Dec 22, 2010 to Dec 19, 2014; the other has one filing dated Feb 9, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Sullivan (OR) — PartnerFacts page ↗Form D · Feb 9, 2010 ↗GRADIENT RESOURCES INC. — PartnerFacts page ↗John Sullivan (MA) — this page ↗
Sources
Note · Dec 18, 2009

Same name, different state: "John A Sullivan" (ME) is a separate record

This page covers filings where the address state is MA. A separate record, "John A Sullivan" with address state ME, is listed on 1 filing — most recently by SSI Services, LP (Dec 18, 2009). The two records do not overlap in time: this page runs Dec 22, 2010 to Dec 19, 2014; the other has one filing dated Dec 18, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John A Sullivan (ME) — PartnerFacts page ↗Form D · Dec 18, 2009 ↗SSI Services, LP — PartnerFacts page ↗John Sullivan (MA) — this page ↗
Sources
Note · Dec 7, 2009

Same name, different state: "John T. Sullivan" (MD) is a separate record

This page covers filings where the address state is MA. A separate record, "John T. Sullivan" with address state MD, is listed on 1 filing — most recently by PROPARTS LLC (Dec 7, 2009). The two records do not overlap in time: this page runs Dec 22, 2010 to Dec 19, 2014; the other has one filing dated Dec 7, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John T. Sullivan (MD) — PartnerFacts page ↗Form D · Dec 7, 2009 ↗PROPARTS LLC — PartnerFacts page ↗John Sullivan (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $840,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 19, 2014 D
KEW Group Inc.
File 021-230541
$840,000$0$0Leerink Partners LLC BrokerCheck CRD 39011 ↗
via Leerink Partners LLC (CRD 39011 ↗)
EDGAR ↗
Dec 22, 2010 D
SEMPRUS BIOSCIENCES CORP
File 021-152404
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named John Sullivan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

KG
Biotechnology

KEW Group Inc.

Cambridge, MA · Dec 19, 2014
  • Dec 19, 2014 · D · $16,798,000 sold of $16,798,000 · 40 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16.8M from 47 investors (100% of the $16.8M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SB
Other Health Care

SEMPRUS BIOSCIENCES CORP

Cambridge, MA · Dec 22, 2010
  • Dec 22, 2010 · D · $9,004,031 sold of $18,804,034 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9M from 5 investors (48% of the $18.8M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (18)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Sullivan — NY, 7 issuers, Sep 22, 2015 → Mar 10, 2026 · no shared issuer
  • John Sullivan — WA, 4 issuers, May 9, 2014 → Mar 3, 2021 · no shared issuer
  • John Sullivan — CA, 3 issuers, Apr 17, 2012 → Aug 28, 2026 · no shared issuer
  • John Sullivan — IL, 3 issuers, Feb 4, 2010 → May 14, 2026 · no shared issuer
  • John A Sullivan — ME, 1 issuer, Dec 18, 2009 → Dec 18, 2009 · no shared issuer
  • John T. Sullivan — MD, 1 issuer, Dec 7, 2009 → Dec 7, 2009 · no shared issuer
  • John Sullivan — OR, 1 issuer, Feb 9, 2010 → Feb 9, 2010 · no shared issuer
  • John W. Sullivan — CO, 1 issuer, Jul 29, 2010 → Jul 29, 2010 · no shared issuer
  • John W. Sullivan — MA, 1 issuer, Jan 16, 2020 → Dec 2, 2020 · no shared issuer
  • John Sullivan — FL, 1 issuer, Nov 23, 2010 → Jan 10, 2013 · no shared issuer
  • JOHN P. SULLIVAN — SC, 1 issuer, Feb 16, 2011 → Feb 16, 2011 · no shared issuer
  • John Sullivan — OH, 1 issuer, Jul 8, 2011 → Jul 8, 2011 · no shared issuer
  • JOHN SULLIVAN — CT, 1 issuer, Jun 29, 2012 → Jun 29, 2012 · no shared issuer
  • John Sullivan — NV, 1 issuer, Jan 11, 2021 → Jan 11, 2021 · no shared issuer
  • John A. Sullivan — OK, 1 issuer, Dec 8, 2021 → Dec 8, 2021 · no shared issuer
  • John Sullivan — VT, 1 issuer, Oct 14, 2021 → Dec 27, 2023 · no shared issuer
  • John P Sullivan — IL, 1 issuer, Oct 27, 2016 → Oct 27, 2016 · no shared issuer
  • JOHN PATRICK SULLIVAN — CO, 1 issuer, Mar 21, 2025 → Mar 21, 2025 · no shared issuer

People around John 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Langer

Director · 1 shared filing (1 issuer) · also on 47 other issuers

Robert Langer is on 48 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Rocklage

Director · 1 shared filing (1 issuer) · also on 17 other issuers

Scott Rocklage is on 18 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Raju Kucherlapati

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Raju Kucherlapati is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Joyce Erony

Director · 1 shared filing (1 issuer) · also on 11 other issuers

Joyce Erony is on 12 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Purnesh Seegopaul

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Sullivan. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

SIMEON GEORGE

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Sullivan. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher R. Loose

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Sullivan. Their page shows their other deals.

VF
No photo found yet (own website and image search run after this page is viewed)
Person

Valerie Jo Friedman

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Valerie Jo Friedman is on 10 issuers in total — a repeat sponsor. Their page lists every one.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Norman C. Selby

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Sullivan. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott R. Schell

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Sullivan. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lucchino

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Sullivan. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Sullivan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Sullivan is listed on: none on file. No website or social profile named in KEW Group Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #309,029 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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