JOHN P KIVLIN is listed as an executive officer and promoter on 27 SEC Form D filings by 27 issuers between Apr 2010 and Oct 2011. Largest by amount reported sold: Micro-Solar 1 LLC (Lake Geneva, WI — electric utilities — 2010; $50K reported sold to 1 investors), Micro-Solar 3 LLC (Lake Geneva, WI — electric utilities — 2010; $45K reported sold to 1 investors), Micro-Solar 4 LLC (Lake Geneva, WI — electric utilities — 2010; $45K reported sold to 1 investors), Micro-Solar 2 LLC (Lake Geneva, WI — electric utilities — 2010; $45K reported sold to 2 investors), MICRO-SOLAR 23 LLC (Racine, WI — electric utilities — 2011; $1,000 reported sold to 1 investors) and 22 more (all listed below).
What this means That is a lot of deals — 27 separate companies raised money with this person listed as executive officer and promoter. Across those companies the filings report $189K sold in total.
Listed alongside MICHAEL J KIVLIN (27 shared filings), THOMAS B MARTIN (27 shared filings), PETER KIVLIN (26 shared filings) and Peterr Kivlin (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.
All 27 issuers belong to the sponsor group Micro Solar (27 issuers, $189K reported sold, 2010–2011).
What this means A sponsor group is one team that sets up a new company for each deal. Micro Solar has 27 companies on file and $189K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 27 public filings for JOHN P KIVLIN and found 9 differences, 3 worth asking the sponsor about: 8 filings report more than 10% of the money raised going to insiders; JOHN P KIVLIN appears on 23 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.