John Keppler is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Sep 2009: Intrinergy, LLC (Richmond, VA — other energy — 2009; $16M reported sold to 14 investors).
What this means One deal on file with the SEC, filed Sep 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Christian Lynch (1 shared filing), David Meeker (1 shared filing), Intrinergy, Inc. (1 shared filing, management entity), Matthew Goodwin (1 shared filing), Matthew Holland (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 10 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 18 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for John Keppler and found 2 differences: Bankruptcy case: Meta Advisors LLC, as Litigation Trustee of the En v. Keppler; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.