Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

No photo found yet (own website and image search run after this page is viewed)

John Graf

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Jun 2, 2011 → Aug 21, 2014

1deal (issuers)

$359Kreported sold

2investors

3Form D filings

2011–2014years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Graf is listed as a director on 3 SEC Form D filings by 1 issuer between Jun 2011 and Aug 2014: Lupaka Gold Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011–2014; $359K reported sold to 2 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Darryl Jones (3 shared filings), Eric Edwards (3 shared filings), Gordon Ellis (3 shared filings), Norman Keevil (3 shared filings), Stephen Silbernagel (3 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 27 bankruptcy cases matching the name listed in Key records below.

What this means 28 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for John Graf and found 7 differences, 2 worth asking the sponsor about: Form D filed 115 days after the first sale; Form D filed 293 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Graf has not run yet — it is joining a line of 61,809 names; searches run around the clock at the hosts' allowed rate. Searched so far: 722 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

TOWN OF SAND LAKE v. GRAF, JOHN T. dismissed

District Court, W.D. Wisconsin · No. 3:91-cv-00582 · Filed Jul 3, 1991 · Closed Jul 31, 1991 · Nature of suit: 190 Other contract actions

Role of GRAF, JOHN T.: Defendant · Outcome: Terminated 1991-07-31 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Graf..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 1 open, 26 closed (disposition not in docket feed)

JOHN M. GRAF open

United States Bankruptcy Court, D. Nevada · No. 25-51065 · Filed Nov 11, 2025

Role of JOHN M. GRAF: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in NV (not a filing state)

John A. Graf closed

United States Bankruptcy Court, N.D. Illinois · No. 15-40590 · Filed Nov 30, 2015 · Closed Mar 28, 2016

Role of John A. Graf: Debtor · Outcome: Case closed 2016-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)

John L. Graf closed

United States Bankruptcy Court, W.D. Kentucky · No. 14-32678 · Filed Jul 15, 2014 · Closed Jan 28, 2015

Role of John L. Graf: Debtor · Outcome: Case closed 2015-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in KY (not a filing state)

John B Graf, IV closed

United States Bankruptcy Court, M.D. Georgia · No. 14-30318 · Filed Mar 30, 2014 · Closed Nov 17, 2016

Role of John B Graf, IV: Debtor · Outcome: Case closed 2016-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)

John E. Graf closed

United States Bankruptcy Court, D. New Jersey · No. 10-41008 · Filed Oct 6, 2010 · Closed Feb 4, 2011

Role of John E. Graf: Debtor · Outcome: Case closed 2011-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

John H Graf, Jr. and Rhonda W Graf closed

United States Bankruptcy Court, E.D. Louisiana · No. 09-14217 · Filed Dec 30, 2009 · Closed Oct 30, 2013

Role of John H Graf, Jr.: Debtor · Outcome: Case closed 2013-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in LA (not a filing state)

John D Graf and Jennifer R Graf closed

United States Bankruptcy Court, N.D. Illinois · No. 09-09443 · Filed Mar 20, 2009 · Closed Jul 6, 2009

Role of John D Graf and Jennifer R Graf: Debtor · Outcome: Case closed 2009-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)

John F. Graf and Lisa M. Graf closed

United States Bankruptcy Court, D. New Jersey · No. 08-26308 · Filed Aug 28, 2008 · Closed Jan 16, 2009

Role of John F. Graf and Lisa M. Graf: Debtor · Outcome: Case closed 2009-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

John B Graf and Sherry L Graf closed

United States Bankruptcy Court, W.D. Washington · No. 08-41232 · Filed Mar 24, 2008 · Closed Aug 4, 2008

Role of John B Graf and Sherry L Graf: Debtor · Outcome: Case closed 2008-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in WA (not a filing state)

John B. Graf and Christina E. Graf closed

United States Bankruptcy Court, N.D. California · No. 06-42320 · Filed Nov 30, 2006 · Closed Feb 25, 2010

Role of John B. Graf and Christina E. Graf: Debtor · Outcome: Case closed 2010-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)

John E. Graf closed

United States Bankruptcy Court, E.D. Virginia · No. 04-75999 · Filed Oct 8, 2004 · Closed Jan 31, 2005

Role of John E. Graf: Debtor · Outcome: Case closed 2005-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in VA (not a filing state)

John T. Graf and Joan E. Graf closed

United States Bankruptcy Court, W.D. Texas · No. 02-54467 · Filed Sep 17, 2002 · Closed Jan 14, 2003

Role of John T. Graf and Joan E. Graf: Debtor · Outcome: Case closed 2003-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)

John Graf and Patricia Graf closed

United States Bankruptcy Court, D. New Jersey · No. 01-59334 · Filed Aug 9, 2001 · Closed Dec 12, 2003

Role of John Graf and Patricia Graf: Debtor · Outcome: Case closed 2003-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

JOHN W GRAF closed

United States Bankruptcy Court, D. Minnesota · No. 99-44945 · Filed Sep 14, 1999 · Closed Feb 7, 2000

Role of JOHN W GRAF: Debtor · Outcome: Case closed 2000-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in MN (not a filing state)

John M. Graf closed

United States Bankruptcy Court, E.D. Wisconsin · No. 99-23690 · Filed Apr 15, 1999 · Closed Aug 3, 1999

Role of John M. Graf: Debtor · Outcome: Case closed 1999-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)

John R. Graf closed

United States Bankruptcy Court, D. New Jersey · No. 97-54860 · Filed Dec 23, 1997 · Closed Sep 21, 1998

Role of John R. Graf: Debtor · Outcome: Case closed 1998-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

John E. Graf, Jr. and Barbara L. Graf closed

United States Bankruptcy Court, N.D. New York · No. 96-16815 · Filed Dec 18, 1996 · Closed Jun 11, 1997

Role of John E. Graf, Jr.: Debtor · Outcome: Case closed 1997-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)

JOHN A GRAF closed

United States Bankruptcy Court, D. Minnesota · No. 96-37008 · Filed Dec 4, 1996 · Closed Apr 16, 1997

Role of JOHN A GRAF: Debtor · Outcome: Case closed 1997-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in MN (not a filing state)

John R. De Graf closed

United States Bankruptcy Court, E.D. Wisconsin · No. 95-23666 · Filed Jun 9, 1995 · Closed Sep 13, 1995

Role of John R. De Graf: Debtor · Outcome: Case closed 1995-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)

JOHN A GRAF closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:95-bk-03696 · Filed May 30, 1995 · Closed Jun 9, 1998

Role of JOHN A GRAF: Debtor · Outcome: Case closed 1998-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)

John Edward "Jack" Graf closed

United States Bankruptcy Court, W.D. North Carolina · No. 94-40144 · Filed Jun 6, 1994 · Closed Feb 3, 1995

Role of John Edward "Jack" Graf: Debtor · Outcome: Case closed 1995-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in NC (not a filing state)

John G. Graf and Eva L. Graf closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-93-30050 · Filed Jan 8, 1993 · Closed May 12, 1993

Role of John G. Graf and Eva L. Graf: Debtor · Outcome: Case closed 1993-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)

John B. Graf and Laura L. Graf closed

United States Bankruptcy Court, W.D. New York · No. 2-92-23054 · Filed Nov 18, 1992 · Closed May 19, 1993

Role of John B. Graf and Laura L. Graf: Debtor · Outcome: Case closed 1993-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)

John L. Graf and Deborah A. Graf closed

United States Bankruptcy Court, S.D. Ohio · No. 1:92-bk-11260 · Filed Mar 9, 1992 · Closed Aug 21, 1992

Role of John L. Graf and Deborah A. Graf: Debtor · Outcome: Case closed 1992-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)

John C Graf closed

United States Bankruptcy Court, N.D. Illinois · No. 92-00513 · Filed Jan 9, 1992 · Closed Sep 15, 1992

Role of John C Graf: Debtor · Outcome: Case closed 1992-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)

John Graf and Angela N. Graf closed

United States Bankruptcy Court, E.D. Louisiana · No. 90-12498 · Filed Jul 11, 1990 · Closed May 9, 1991

Role of John Graf and Angela N. Graf: Debtor · Outcome: Case closed 1991-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in LA (not a filing state)

John Graf and Judy Graf closed

United States Bankruptcy Court, D. Utah · No. 86-25280 · Filed Dec 2, 1986 · Closed Mar 11, 1991

Role of John Graf and Judy Graf: Debtor · Outcome: Case closed 1991-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 42 federal dockets); 5 people with this name in Form D filings; court in UT (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for John Graf — 2 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Feb 7, 2011 – Jun 2, 2011

Form D filed 115 days after the first sale — Lupaka Gold Corp.

The filing says the first sale was Feb 7, 2011. The Form D was filed Jun 2, 2011 — 115 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 100 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 2, 2011 ↗Lupaka Gold Corp. — PartnerFacts page ↗

Sources

Form D · Jun 2, 2011 ↗ (Jun 2, 2011)
Lupaka Gold Corp. — PartnerFacts page ↗ (Aug 21, 2014)

Worth asking · Aug 13, 2010 – Jun 2, 2011

Form D filed 293 days after the first sale — Lupaka Gold Corp.

The filing says the first sale was Aug 13, 2010. The Form D was filed Jun 2, 2011 — 293 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 278 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 2, 2011 ↗Lupaka Gold Corp. — PartnerFacts page ↗

Sources

Form D · Jun 2, 2011 ↗ (Jun 2, 2011)
Lupaka Gold Corp. — PartnerFacts page ↗ (Aug 21, 2014)

Note · Aug 7, 2014 – Aug 21, 2014

No amendment in the last 12 months on an offering that may still be open — Lupaka Gold Corp. (latest filing Aug 21, 2014)

The latest filing for this offering is dated Aug 21, 2014 (first sale Aug 7, 2014). It reports $27,467 sold of $73,246 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 21, 2014 ↗Lupaka Gold Corp. — PartnerFacts page ↗

Sources

Form D · Aug 21, 2014 ↗ (Aug 21, 2014)
Lupaka Gold Corp. — PartnerFacts page ↗ (Aug 21, 2014)

Note · Jun 2, 2011 – Aug 21, 2014

Reported revenue range changed between filings — Lupaka Gold Corp.

"No Revenues" (Jun 2, 2011); then "Decline to Disclose" (Aug 21, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 2, 2011 ↗Form D · Aug 21, 2014 ↗Lupaka Gold Corp. — PartnerFacts page ↗

Sources

Form D · Jun 2, 2011 ↗ (Jun 2, 2011)
Form D · Aug 21, 2014 ↗ (Aug 21, 2014)
Lupaka Gold Corp. — PartnerFacts page ↗ (Aug 21, 2014)

Note · Feb 16, 2021 – Dec 1, 2022

Same name, different state: "John Graf" (NY) is a separate record

This page covers filings where the address state is A1. A separate record, "John Graf" with address state NY, is listed on 2 filings — most recently by Global Atlantic Financial Group LLC (Dec 1, 2022). The two records do not overlap in time: this page runs Jun 2, 2011 to Aug 21, 2014; the other runs Feb 16, 2021 to Dec 1, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Graf (NY) — PartnerFacts page ↗Form D · Dec 1, 2022 ↗Global Atlantic Financial Group LLC — PartnerFacts page ↗John Graf (A1) — this page ↗

Sources

John Graf (NY) — PartnerFacts page ↗ (Dec 1, 2022)
Form D · Dec 1, 2022 ↗ (Dec 1, 2022)
Global Atlantic Financial Group LLC — PartnerFacts page ↗ (Dec 1, 2022)
John Graf (A1) — this page ↗ (Aug 21, 2014)

Note · Apr 21, 2011

Same name, different state: "John Graf" (MI) is a separate record

This page covers filings where the address state is A1. A separate record, "John Graf" with address state MI, is listed on 1 filing — most recently by FineEye Color Solutions, Inc. (Apr 21, 2011). The two records do not overlap in time: this page runs Jun 2, 2011 to Aug 21, 2014; the other has one filing dated Apr 21, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Graf (MI) — PartnerFacts page ↗Form D · Apr 21, 2011 ↗FineEye Color Solutions, Inc. — PartnerFacts page ↗John Graf (A1) — this page ↗

Sources

John Graf (MI) — PartnerFacts page ↗ (Apr 21, 2011)
Form D · Apr 21, 2011 ↗ (Apr 21, 2011)
FineEye Color Solutions, Inc. — PartnerFacts page ↗ (Apr 21, 2011)
John Graf (A1) — this page ↗ (Aug 21, 2014)

Note · Nov 20, 2009 – Nov 18, 2010

Same name, different state: "John A. Graf" (TX) is a separate record

This page covers filings where the address state is A1. A separate record, "John A. Graf" with address state TX, is listed on 2 filings — most recently by Forethought Financial Group Inc. (Nov 18, 2010). The two records do not overlap in time: this page runs Jun 2, 2011 to Aug 21, 2014; the other runs Nov 20, 2009 to Nov 18, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John A. Graf (TX) — PartnerFacts page ↗Form D/A · Nov 18, 2010 ↗Forethought Financial Group Inc. — PartnerFacts page ↗John Graf (A1) — this page ↗

Sources

John A. Graf (TX) — PartnerFacts page ↗ (Nov 18, 2010)
Form D/A · Nov 18, 2010 ↗ (Nov 18, 2010)
Forethought Financial Group Inc. — PartnerFacts page ↗ (Nov 18, 2010)
John Graf (A1) — this page ↗ (Aug 21, 2014)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 21, 2014 D Lupaka Gold Corp. File 021-223398	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 2, 2011 D Lupaka Gold Corp. File 021-160659	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 2, 2011 D Lupaka Gold Corp. File 021-160660	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Graf on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Lupaka Gold Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Jun 2, 2011 → Aug 21, 2014 · 3 filings

Aug 21, 2014 · D · $27,467 sold of $73,246 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 2, 2011 · D · $358,593 sold of $358,593 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 2, 2011 · D · $96,154 sold of $96,154 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $359K from 2 investors (100% of the $73K target) as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

John A. Graf — TX, 1 issuer, Nov 20, 2009 → Nov 18, 2010 · no shared issuer
John Graf — MI, 1 issuer, Apr 21, 2011 → Apr 21, 2011 · no shared issuer
John Graf — NY, 1 issuer, Feb 16, 2021 → Dec 1, 2022 · no shared issuer
John K. Graf — British Columbia, Canada (as filed: A1), 1 issuer, May 10, 2010 → May 10, 2010 · no shared issuer

People around John 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen Silbernagel

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Graf. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Eric Edwards

Executive Officer, Director · 3 shared filings (1 issuer) · also on 5 other issuers

Eric Edwards is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Norman Keevil

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Graf. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gordon Ellis

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Graf. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Darryl Jones

Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

Darryl Jones is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick Soares

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Graf. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Geoffrey Lawton Courtnall

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as John Graf. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jaime Pinto

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Graf. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kathy Scales

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Graf. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Hernan Barreto

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Graf. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Julio Castaneda

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Graf. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Luquman Shaheen

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Graf. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Graf by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Graf is listed on: none on file. No website or social profile named in Lupaka Gold Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #313,616 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when John Graf appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

John Graf

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Form D filed 115 days after the first sale — Lupaka Gold Corp.

Form D filed 293 days after the first sale — Lupaka Gold Corp.

No amendment in the last 12 months on an offering that may still be open — Lupaka Gold Corp. (latest filing Aug 21, 2014)

Reported revenue range changed between filings — Lupaka Gold Corp.

Same name, different state: "John Graf" (NY) is a separate record

Same name, different state: "John Graf" (MI) is a separate record

Same name, different state: "John A. Graf" (TX) is a separate record

5. Money to insiders

Deals 1

People around John 12

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person