Sponsor Check › Person
Related person on Form D filings · address state as listed: MO · listed Sep 8, 2010 → May 10, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 6 offerings reports sales commissions totalling $500,000; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | May 10, 2024 D File 021-512995 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 13, 2023 D File 021-497095 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 15, 2022 D File 021-464807 | $500,000 | $0 | $0 A portion of the proceeds will be used for general working capital, which may include salary payments to executive officers and directors. An estimate of such amount is unknown at this time. | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James & Associates, Inc. (CRD 705 ↗) |
| EDGAR ↗ | Sep 16, 2019 D File 021-348960 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 20, 2011 D File 021-166091 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 8, 2010 D File 021-147434 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Surround Care, LLC group: Navvis | Director Manager | May 10, 2024 | D | $155,000,000 similar: $829,831–$9,999,998 | $0 | 1 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Surround Care, LLC group: Navvis | Director Manager | Nov 13, 2023 | D | $15,016,065 similar: $829,831–$9,999,998 | $15,016,065 | 24 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Surround Care, LLC group: Navvis | Director Manager | Nov 15, 2022 | D | $573,480,000 similar: $829,831–$9,999,998 | $573,480,000 | 12 similar: 2–15 | $8,346,548 similar: $10,000–$54,310 |
| EDGAR ↗ | AMGI Holdings, Inc. | Executive Officer, Director | Sep 16, 2019 | D | Indefinite similar: $1,120,617–$11,272,500 | $0 | 117 similar: 3–24 | No minimum reported similar: $10,000–$70,605 |
| EDGAR ↗ | Lumeris Group Holdings Corp | Director | Sep 20, 2011 | D | $70,000,000 similar: $500,000–$7,000,000 | $70,000,000 | 32 similar: 2–14 | $1 similar: $5,000–$50,000 |
| EDGAR ↗ | Lumeris Group Holdings Corp | Director | Sep 8, 2010 | D | Indefinite similar: $500,000–$7,000,000 | $24,231,508 | 16 similar: 2–14 | $1 similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); Hospitals and Physicians / 506(b) (147 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as John Rice. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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