John M. Holahan is listed as a director on 4 SEC Form D filings by 1 issuer between Jun 2009 and Jun 2021: Greater Rochester Bancorp, Inc. (Rochester, NY — other banking and financial services — 2009–2021; $17.9M reported sold to 18 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Group linked by Gary Schwingel (5 issuers, $49.5M reported sold, 2009–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Gary Schwingel has 5 companies on file and $49.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for John M. Holahan and found 4 differences: No amendment in the last 12 months on an offering that may still be open; John M. Holahan is written 2 different ways on the filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.