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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:33 AM ET

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John Harris

Named as an officer, director or promoter on SEC Form D filings · MN, FL, WA, MA, CA, TN, AZ, TX · Apr 15, 2011 → Jan 16, 2025

25deals (issuers)
$919.8Mreported sold
647investors
64Form D filings
2011–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Harris is listed as an executive officer, director, and promoter on 64 SEC Form D filings by 25 issuers between May 2009 and Feb 2026. Largest by amount reported sold: JAZZ Human Performance Fund II, LP (San Francisco, CA — pooled investment fund — 2018–2019; $287M reported sold to 83 investors), GHP-EIP Holdings, LLC (Boston, MA — industry reported as "Other" — 2016; $225M reported sold to 17 investors), SetPoint Medical Corp (Valencia, CA — other health care — 2009–2012; $115.5M reported sold to 26 investors), Harbinger Motors Inc. (Garden Grove, CA — other technology — 2022–2025; $94.3M reported sold to 39 investors), Cadence Neuroscience, Inc. (Sammamish, WA — biotechnology — 2019–2023; $26M reported sold to 7 investors) and 20 more (all listed below).

What this means That is a lot of deals — 25 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $919.8M sold in total.

Listed alongside Andrew Firlik (17 shared filings), Kirsten Morbeck (9 shared filings), Chris Hedrick (8 shared filings), Dennis Becker (8 shared filings), Doug Schneider (8 shared filings) and 121 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 2 sponsor groups: Jazz Human Performance (5 issuers, $317.8M reported sold, 2018–2021) and Ghp (25 issuers, $10.17B reported sold, 2010–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 53 bankruptcy cases matching the name listed in Key records below.

What this means 54 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 64 public filings for John Harris and found 20 differences, 5 worth asking the sponsor about: Regulator action naming a team member: Michael Andre Jones (May 1, 2017); Regulator action naming a team member: Michael Andre Jones (Apr 27, 2017); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Harris has not run yet — it is joining a line of 23,816 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

In Re: John Harris closed
District Court, M.D. Florida · No. 8:11-mc-00053 · Filed Apr 26, 2011 · Closed May 6, 2011
Role of John Harris: Party · Outcome: Terminated 2011-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Harris..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

53 cases: 4 open, 49 closed (disposition not in docket feed)

John Harris, III open
United States Bankruptcy Court, M.D. Florida · No. 8:26-bk-02273 · Filed Mar 23, 2026
Role of John Harris, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John D. Harris, Jr. open
United States Bankruptcy Court, N.D. Florida · No. 24-40290 · Filed Jul 16, 2024
Role of John D. Harris, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John D. Harris, Jr. closed
United States Bankruptcy Court, N.D. Florida · No. 24-40064 · Filed Feb 20, 2024 · Closed Apr 2, 2024
Role of John D. Harris, Jr.: Debtor · Outcome: Case closed 2024-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John W Harris open
United States Bankruptcy Court, W.D. Tennessee · No. 24-10169 · Filed Feb 9, 2024
Role of John W Harris: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TN)
John D. Harris, Sr. open
United States Bankruptcy Court, D. Massachusetts · No. 24-30031 · Filed Jan 29, 2024
Role of John D. Harris, Sr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John J. Harris closed
United States Bankruptcy Court, S.D. Florida. · No. 22-10928 · Filed Feb 4, 2022 · Closed Jul 13, 2022
Role of John J. Harris: Debtor · Outcome: Case closed 2022-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John Harris closed
United States Bankruptcy Court, E.D. Washington · No. 20-01657 · Filed Aug 27, 2020 · Closed Dec 3, 2020
Role of John Harris: Debtor · Outcome: Case closed 2020-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (WA)
John A. Harris, Jr. closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:20-bk-01077 · Filed Feb 20, 2020 · Closed Aug 26, 2020
Role of John A. Harris, Jr.: Debtor · Outcome: Case closed 2020-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TN)
John R. Harris and Catherine M. Harris closed
United States Bankruptcy Court, S.D. Texas · No. 18-20420 · Filed Sep 25, 2018 · Closed May 29, 2019
Role of John R. Harris and Catherine M. Harris: Debtor · Outcome: Case closed 2019-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John M. Harris, Jr. closed
United States Bankruptcy Court, S.D. Texas · No. 18-33349 · Filed Jun 20, 2018 · Closed Nov 27, 2018
Role of John M. Harris, Jr.: Debtor · Outcome: Case closed 2018-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John M. Harris, Jr. closed
United States Bankruptcy Court, S.D. Texas · No. 18-30877 · Filed Mar 1, 2018 · Closed Aug 13, 2018
Role of John M. Harris, Jr.: Debtor · Outcome: Case closed 2018-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John E. Harris closed
United States Bankruptcy Court, E.D. Texas · No. 17-50118 · Filed Jun 12, 2017 · Closed Jun 11, 2018
Role of John E. Harris: Debtor · Outcome: Case closed 2018-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John P. Harris and Michaele Renee Harris closed
United States Bankruptcy Court, E.D. Texas · No. 17-50092 · Filed May 9, 2017 · Closed Aug 29, 2018
Role of John P. Harris and Michaele Renee Harris: Debtor · Outcome: Case closed 2018-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John Harris and Debbie Jean Harris closed
United States Bankruptcy Court, E.D. California · No. 17-11002 · Filed Mar 21, 2017 · Closed Nov 7, 2017
Role of John Harris and Debbie Jean Harris: Debtor · Outcome: Case closed 2017-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
Diane Harris and John Harris closed
United States Bankruptcy Court, M.D. Florida · No. 2:17-bk-01555 · Filed Feb 27, 2017 · Closed Jun 1, 2020
Role of John Harris: Debtor · Outcome: Case closed 2020-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John Harris and Rebecca G. Harris closed
United States Bankruptcy Court, M.D. Florida · No. 8:16-bk-07620 · Filed Aug 31, 2016 · Closed Jun 13, 2017
Role of John Harris and Rebecca G. Harris: Debtor · Outcome: Case closed 2017-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John F. Harris, III closed
United States Bankruptcy Court, M.D. Florida · No. 6:16-bk-05663 · Filed Aug 25, 2016 · Closed Dec 6, 2016
Role of John F. Harris, III: Debtor · Outcome: Case closed 2016-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John G Harris closed
United States Bankruptcy Court, M.D. Florida · No. 6:15-bk-08128 · Filed Sep 24, 2015 · Closed Nov 10, 2015
Role of John G Harris: Debtor · Outcome: Case closed 2015-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John D. Harris and Sharon G. Harris closed
United States Bankruptcy Court, N.D. Texas · No. 14-35424 · Filed Nov 6, 2014 · Closed Feb 19, 2015
Role of John D. Harris and Sharon G. Harris: Debtor · Outcome: Case closed 2015-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John Harris closed
United States Bankruptcy Court, M.D. Florida · No. 2:14-bk-00241 · Filed Jan 10, 2014 · Closed Apr 18, 2014
Role of John Harris: Debtor · Outcome: Case closed 2014-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John A. Harris and Joan C. Harris closed
United States Bankruptcy Court, D. Massachusetts · No. 13-16808 · Filed Nov 22, 2013 · Closed Mar 7, 2014
Role of John A. Harris and Joan C. Harris: Debtor · Outcome: Case closed 2014-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John A. Harris closed
United States Bankruptcy Court, E.D. California · No. 13-90821 · Filed Apr 30, 2013 · Closed Aug 9, 2013
Role of John A. Harris: Debtor · Outcome: Case closed 2013-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John W. Harris closed
United States Bankruptcy Court, D. Massachusetts · No. 13-40031 · Filed Jan 8, 2013 · Closed Apr 16, 2013
Role of John W. Harris: Debtor · Outcome: Case closed 2013-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John Harris and Dorothy Harris closed
United States Bankruptcy Court, N.D. Texas · No. 12-44197 · Filed Jul 30, 2012 · Closed Nov 1, 2012
Role of John Harris and Dorothy Harris: Debtor · Outcome: Case closed 2012-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John M Harris and Jennifer S Harris closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-27052 · Filed Jul 20, 2012 · Closed Oct 29, 2012
Role of John M Harris and Jennifer S Harris: Debtor · Outcome: Case closed 2012-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John T Harris and Michelle D. Harris closed
United States Bankruptcy Court, D. Minnesota · No. 12-33654 · Filed Jun 18, 2012 · Closed Jun 7, 2018
Role of John T Harris and Michelle D. Harris: Debtor · Outcome: Case closed 2018-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MN)
John R Harris and Jalene K Harris closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-22218 · Filed Apr 5, 2012 · Closed Aug 13, 2012
Role of John R Harris and Jalene K Harris: Debtor · Outcome: Case closed 2012-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John W. Harris and Heidi L. Harris closed
United States Bankruptcy Court, D. Massachusetts · No. 12-12600 · Filed Mar 29, 2012 · Closed Nov 8, 2013
Role of John W. Harris and Heidi L. Harris: Debtor · Outcome: Case closed 2013-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John M. Harris, III and Nancey L. Harris closed
United States Bankruptcy Court, W.D. Texas · No. 12-60101 · Filed Jan 31, 2012 · Closed Sep 27, 2013
Role of John M. Harris, III: Debtor · Outcome: Case closed 2013-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John Harris closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-11212 · Filed Jan 17, 2012 · Closed May 11, 2012
Role of John Harris: Debtor · Outcome: Case closed 2012-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John C Harris and Cheryl M Harris closed
United States Bankruptcy Court, M.D. Florida · No. 8:11-bk-14176 · Filed Jul 27, 2011 · Closed Nov 4, 2011
Role of John C Harris and Cheryl M Harris: Debtor · Outcome: Case closed 2011-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John G. Harris and Cathy Harris closed
United States Bankruptcy Court, S.D. California · No. 11-04734 · Filed Mar 24, 2011 · Closed Jul 5, 2011
Role of John G. Harris and Cathy Harris: Debtor · Outcome: Case closed 2011-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John Harris and Shirley Jean Harris closed
United States Bankruptcy Court, M.D. Florida · No. 8:11-bk-03563 · Filed Feb 28, 2011 · Closed Jul 30, 2012
Role of John Harris and Shirley Jean Harris: Debtor · Outcome: Case closed 2012-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John R. Harris and Catherine M. Harris closed
United States Bankruptcy Court, S.D. Texas · No. 10-20723 · Filed Sep 15, 2010 · Closed Jan 12, 2011
Role of John R. Harris and Catherine M. Harris: Debtor · Outcome: Case closed 2011-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John W. Harris and Heidi L. Harris closed
United States Bankruptcy Court, D. Massachusetts · No. 10-19086 · Filed Aug 23, 2010 · Closed Mar 5, 2012
Role of John W. Harris and Heidi L. Harris: Debtor · Outcome: Case closed 2012-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John J. Harris, Jr. and Betty A. Harris closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-35667 · Filed Aug 13, 2010 · Closed Jul 24, 2014
Role of John J. Harris, Jr.: Debtor · Outcome: Case closed 2014-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John R. Harris closed
United States Bankruptcy Court, E.D. California · No. 10-37622 · Filed Jul 5, 2010 · Closed Oct 22, 2010
Role of John R. Harris: Debtor · Outcome: Case closed 2010-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John R. Harris and Jayme J. Harris closed
United States Bankruptcy Court, E.D. California · No. 10-37071 · Filed Jun 29, 2010 · Closed Nov 9, 2015
Role of John R. Harris and Jayme J. Harris: Debtor · Outcome: Case closed 2015-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John E Harris and Patricia Ann Harris closed
United States Bankruptcy Court, W.D. Washington · No. 10-44461 · Filed May 31, 2010 · Closed Sep 20, 2010
Role of John E Harris and Patricia Ann Harris: Debtor · Outcome: Case closed 2010-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (WA)
John E Harris and Tara Marie Harris closed
United States Bankruptcy Court, M.D. Florida · No. 8:10-bk-13094 · Filed May 28, 2010 · Closed Jan 25, 2016
Role of John E Harris and Tara Marie Harris: Debtor · Outcome: Case closed 2016-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John W Harris and Cara L Harris closed
United States Bankruptcy Court, W.D. Washington · No. 10-44312 · Filed May 27, 2010 · Closed Sep 13, 2010
Role of John W Harris and Cara L Harris: Debtor · Outcome: Case closed 2010-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (WA)
John C. Harris closed
United States Bankruptcy Court, E.D. Texas · No. 10-60488 · Filed May 3, 2010 · Closed Mar 19, 2013
Role of John C. Harris: Debtor · Outcome: Case closed 2013-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TX)
John S L Harris and Laura D Harris closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-15669 · Filed Mar 1, 2010 · Closed Jul 12, 2010
Role of John S L Harris and Laura D Harris: Debtor · Outcome: Case closed 2010-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John R Harris and Marlene M Harris closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-14191 · Filed Feb 16, 2010 · Closed Nov 8, 2010
Role of John R Harris and Marlene M Harris: Debtor · Outcome: Case closed 2010-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
John M Harris closed
United States Bankruptcy Court, W.D. Tennessee · No. 10-20229 · Filed Jan 8, 2010 · Closed Jun 24, 2015
Role of John M Harris: Debtor · Outcome: Case closed 2015-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TN)
John Harris and Debora Harris closed
United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-24424 · Filed Oct 27, 2009 · Closed Dec 30, 2009
Role of John Harris and Debora Harris: Debtor · Outcome: Case closed 2009-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John D. Harris and Mary E. Harris closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:09-bk-35302 · Filed Sep 24, 2009 · Closed Jan 27, 2014
Role of John D. Harris and Mary E. Harris: Debtor · Outcome: Case closed 2014-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TN)
John M. Harris closed
United States Bankruptcy Court, M.D. Florida · No. 6:09-bk-10201 · Filed Jul 17, 2009 · Closed Nov 20, 2009
Role of John M. Harris: Debtor · Outcome: Case closed 2009-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)
John W Harris, Jr closed
United States Bankruptcy Court, W.D. Washington · No. 09-16067 · Filed Jun 20, 2009 · Closed Oct 19, 2009
Role of John W Harris, Jr: Debtor · Outcome: Case closed 2009-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (WA)
John Harris and Shalene Harris closed
United States Bankruptcy Court, E.D. Washington · No. 08-01609 · Filed Apr 24, 2008 · Closed Aug 13, 2008
Role of John Harris and Shalene Harris: Debtor · Outcome: Case closed 2008-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (WA)
John P. Harris and Erica Harris closed
United States Bankruptcy Court, D. Massachusetts · No. 08-12636 · Filed Apr 11, 2008 · Closed Feb 19, 2009
Role of John P. Harris and Erica Harris: Debtor · Outcome: Case closed 2009-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John L. Harris closed
United States Bankruptcy Court, W.D. Tennessee · No. 08-23163 · Filed Apr 2, 2008 · Closed Oct 14, 2008
Role of John L. Harris: Debtor · Outcome: Case closed 2008-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (TN)
John J. Harris, III and Amada D. Harris closed
United States Bankruptcy Court, E.D. California · No. 08-21232 · Filed Feb 1, 2008 · Closed Jun 29, 2010
Role of John J. Harris, III: Debtor · Outcome: Case closed 2010-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1504 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for John Harris — 5 worth asking about (compared the newest 50 of 64 filings on Oct 24, 2026; older filings not covered)

Worth asking · May 1, 2017

Regulator action naming a team member: Michael Andre Jones (May 1, 2017)

A ap release dated May 1, 2017 names Michael Jones (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Apr 27, 2017

Regulator action naming a team member: Michael Andre Jones (Apr 27, 2017)

An SEC litigation release dated Apr 27, 2017 names Michael Jones (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · Nov 30, 2009 – Mar 22, 2011

Bankruptcy case: Thomas J. Gravina — filed Nov 30, 2009

United States Bankruptcy Court, W.D. Pennsylvania docket "Thomas J. Gravina" filed Nov 30, 2009, closed Mar 22, 2011. THOMAS GRAVINA (listed on the same filings) is listed as Debtor ("Thomas J. Gravina"). Our match estimate: 64%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jan 13, 1988 – Sep 23, 1992

Bankruptcy case: MORBECK TRUSTEE v. CENTRAL MUSIC & VENDING INC — filed Jan 13, 1988

United States Bankruptcy Court, E.D. Washington docket "MORBECK TRUSTEE v. CENTRAL MUSIC & VENDING INC" filed Jan 13, 1988, closed Sep 23, 1992. Kirsten Morbeck (listed on the same filings) is listed as Plaintiff ("MORBECK TRUSTEE"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jun 3, 2025

77% of the money raised went to insiders — Vivakor, Inc.

The Jun 3, 2025 Form D reports $650,000 sold and $500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Oct 22, 2020 – Aug 24, 2021

John Harris appears on 3 deals that stopped filing before reaching their target

Blue Note Therapeutics, Inc. (last filing Aug 24, 2021; $15,474,996 sold of $50,000,000); JAZZ Human Performance Growth Opportunity Fund II, LP (last filing May 11, 2021; $0 sold of $200,000,000); JAZZ Human Performance Fund III, LP (last filing Oct 22, 2020; $0 sold of $300,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jan 15, 2016 – Jun 3, 2025

9 Form Ds were filed more than 15 days after the first sale

Form D filed 415 days after the first sale — Harbinger Motors Inc. · Form D filed 76 days after the first sale — MOBIVITY HOLDINGS CORP. · Form D filed 20 days after the first sale — Vivakor, Inc. · Form D filed 17 days after the first sale — NextStep Interactive Inc. · Form D filed 16 days after the first sale — Aira Tech Corp. · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jun 17, 2013 – Jun 3, 2025

24 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Vivakor, Inc. (latest filing Jun 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Harbinger Motors Inc. (latest filing Jan 16, 2025) · No amendment in the last 12 months on an offering that may still be open — KLOWEN BRACES, INC. (latest filing Oct 23, 2024) · No amendment in the last 12 months on an offering that may still be open — Harbinger Motors Inc. (latest filing Sep 19, 2024) · No amendment in the last 12 months on an offering that may still be open — Harbinger Motors Inc. (latest filing Nov 17, 2022) · and 19 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Nov 17, 2011 – Jan 16, 2025

9 offerings changed their target amount between filings

Offering amount changed between filings — Harbinger Motors Inc. · Offering amount changed between filings — NextStep Interactive Inc. · Offering amount changed between filings — Blue Note Therapeutics, Inc. · Offering amount changed between filings — NextStep Interactive Inc. · Offering amount lowered between filings — JAZZ Human Performance Opportunity Fund, LP · and 4 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Mar 31, 2014 – Mar 31, 2015

Minimum investment changed between filings — CJ3 Consumer Alpha Fund LP

The Mar 31, 2014 filing lists a minimum of $250,000; the Mar 31, 2015 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jun 21, 2013 – Sep 11, 2019

Reported revenue range changed between filings — MOBIVITY HOLDINGS CORP.

"$1,000,001 - $5,000,000" (Jun 21, 2013); then "$5,000,001 - $25,000,000" (Jul 25, 2018); then "Decline to Disclose" (Sep 11, 2019).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Mar 31, 2010 – Mar 6, 2026

Same name, different state: "John B. Harris" (IL) is a separate record

This page covers filings where the address state is MN or FL or WA or MA or CA or TN or AZ or TX. A separate record, "John B. Harris" with address state IL, is listed on 36 filings — most recently by Wishbone International Partners, Ltd. (Mar 6, 2026). Both records have filings in the same period (Apr 15, 2011 to Jan 16, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 16, 2013 – Mar 2, 2022

Same name, different state: "JOHN NOBLE HARRIS" (CO) is a separate record

This page covers filings where the address state is MN or FL or WA or MA or CA or TN or AZ or TX. A separate record, "JOHN NOBLE HARRIS" with address state CO, is listed on 25 filings — most recently by Grex Defense, Inc. (Sep 30, 2026). Both records have filings in the same period (Jul 16, 2013 to Mar 2, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 6, 2012 – Aug 21, 2019

Same name, different state: "John Harris" (WI) is a separate record

This page covers filings where the address state is MN or FL or WA or MA or CA or TN or AZ or TX. A separate record, "John Harris" with address state WI, is listed on 9 filings — most recently by FIRST BUSINESS FINANCIAL SERVICES, INC. (Sep 25, 2024). Both records have filings in the same period (Feb 6, 2012 to Aug 21, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 24, 2010

Same name, different state: "John QArthur Harris" (UT) is a separate record

This page covers filings where the address state is MN or FL or WA or MA or CA or TN or AZ or TX. A separate record, "John QArthur Harris" with address state UT, is listed on 1 filing — most recently by ZZ Global LLC (Sep 24, 2010). The two records do not overlap in time: this page runs Apr 15, 2011 to Jan 16, 2025; the other has one filing dated Sep 24, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 4, 2009

Same name, different state: "John D. Harris" (IN) is a separate record

This page covers filings where the address state is MN or FL or WA or MA or CA or TN or AZ or TX. A separate record, "John D. Harris" with address state IN, is listed on 1 filing — most recently by SUGAR GROVE SENIOR LIVING, LLC (Nov 4, 2009). The two records do not overlap in time: this page runs Apr 15, 2011 to Jan 16, 2025; the other has one filing dated Nov 4, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 25, 2022 – Oct 23, 2024

Address moved from Lakeway, TX to Richardson, TX — KLOWEN BRACES, INC.

The people listed on the May 25, 2022 filing give Lakeway, TX; on the Oct 23, 2024 filing they give Richardson, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 17, 2022 – Sep 19, 2024

Address moved from Gardena, CA to Garden Grove, CA — Harbinger Motors Inc.

The people listed on the Nov 17, 2022 filing give Gardena, CA; on the Sep 19, 2024 filing they give Garden Grove, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jan 6, 2022 – Mar 18, 2022

Address moved from Los Angeles, CA to Gardena, CA — Harbinger Motors Inc.

The people listed on the Jan 6, 2022 filing give Los Angeles, CA; on the Mar 18, 2022 filing they give Gardena, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 17, 2011 – Feb 19, 2026

John Harris is listed with 5 different address states: CA, AZ, MA, WA, TX

CA on 24 filings (Nov 17, 2011 to Jan 16, 2025); AZ on 7 filings (Jun 21, 2013 to Sep 11, 2019); MA on 4 filings (Mar 31, 2014 to Oct 9, 2018); WA on 11 filings (Apr 17, 2014 to Feb 28, 2023); TX on 5 filings (Mar 26, 2021 to Feb 19, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 64 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

5 of 50 offerings report sales commissions totalling $2,140,600; 0 report finder's fees; 2 report proceeds to related persons totalling $590,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 19, 2026 D
KLOWEN BRACES, INC.
File 021-574069
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2025 D
Vivakor, Inc.
File 021-547955
$0$0$500,000 (est.)None listed on this filingEDGAR ↗
Jan 16, 2025 D/A
Harbinger Motors Inc.
File 021-526427
$0$0$0
Proceeds are for working capital. The number above excludes the use of proceeds for ordinary course salary payments to executive officers.
None listed on this filingEDGAR ↗
Oct 23, 2024 D
KLOWEN BRACES, INC.
File 021-527613
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2024 D
Harbinger Motors Inc.
File 021-524497
$1,000,000$0$0
Proceeds are for working capital. The number above excludes the use of proceeds for ordinary course salary payments to executive officers.
Cowen and Company BrokerCheck CRD 7616 ↗EDGAR ↗
Feb 28, 2023 D
Cadence Neuroscience, Inc.
File 021-474511
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2022 D
Harbinger Motors Inc.
File 021-465131
$0$0$0
Proceeds are for working capital. The number above excludes use of proceeds for ordinary course salary payments to executive officers.
None listed on this filingEDGAR ↗
May 25, 2022 D
KLOWEN BRACES, INC.
File 021-446998
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2022 D
Harbinger Motors Inc.
File 021-437844
$0$0$0
Proceeds are for working capital. The number above excludes use of proceeds for ordinary course salary payments to executive officers.
None listed on this filingEDGAR ↗
Feb 14, 2022 D
NextStep Interactive Inc.
File 021-433518
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2022 D/A
NextStep Interactive Inc.
File 021-426398
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2022 D
Harbinger Motors Inc.
File 021-428074
$0$0$0
Proceeds are for working capital. The number above excludes use of proceeds for ordinary course salary payments to executive officers.
None listed on this filingEDGAR ↗
Nov 24, 2021 D
NextStep Interactive Inc.
File 021-422438
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2021 D/A
Blue Note Therapeutics, Inc.
File 021-389303
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2021 D
NextStep Interactive Inc.
File 021-404358
$0$0$0None listed on this filingEDGAR ↗
May 11, 2021 D
JAZZ Human Performance Growth Opportunity Fund II, LP
File 021-398991
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Apr 22, 2021 D
JAZZ Human Performance Fund II-A, LLC
File 021-396827
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2021 D
KLOWEN BRACES, INC.
File 021-393663
$0$0$0None listed on this filingEDGAR ↗
Dec 28, 2020 D/A
NextStep Interactive Inc.
File 021-364468
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2020 D
JAZZ Human Performance Fund III, LP
File 021-378647
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Sep 23, 2019 D
Cadence Neuroscience, Inc.
File 021-349432
$0$0$0None listed on this filingEDGAR ↗
Sep 11, 2019 D
MOBIVITY HOLDINGS CORP.
File 021-348565
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2019 D/A
JAZZ Human Performance Opportunity Fund, LP
File 021-328333
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2019 D/A
JAZZ Human Performance Fund II, LP
File 021-312812
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
May 23, 2019 D
NextStep Interactive Inc.
File 021-340211
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2019 D
All American Drilling, Inc.
File 021-335705
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2019 D/A
DNArt Inc.
File 021-325848
$0$0$0None listed on this filingEDGAR ↗
Dec 28, 2018 D
Aira Tech Corp.
File 021-329065
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2018 D
Perceptive Automata, Inc.
File 021-323056
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2018 D
MOBIVITY HOLDINGS CORP.
File 021-317699
$0$0$0None listed on this filingEDGAR ↗
May 16, 2017 D
Aira Tech Corp.
File 021-286838
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2016 D
GHP-EIP Holdings, LLC
File 021-265277
$0$0$0None listed on this filingEDGAR ↗
Apr 6, 2016 D
MOBIVITY HOLDINGS CORP.
File 021-260746
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2016 D
MOBIVITY HOLDINGS CORP.
File 021-256446
$0$0$0None listed on this filingEDGAR ↗
Jun 9, 2015 D/A
MikroScan Technologies, Inc.
File 021-234795
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2015 D/A
CJ3 Consumer Alpha Fund LP
File 021-214563
$0$0$0 (est.)
The General Parter will receive a quarterly management fee based on the net asset value of the issuer and may receive an annual incentive allocation based on the increase in net asset value of the issuer. These amounts cannot be estimated at this time.
None listed on this filingEDGAR ↗
Mar 16, 2015 D
MOBIVITY HOLDINGS CORP.
File 021-235941
$234,500 (est.)$0$0Emerging Growth Equities, Ltd. BrokerCheck CRD 47040 ↗EDGAR ↗
Apr 17, 2014 D
Exo Labs, Inc.
File 021-215832
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2014 D
MOBIVITY HOLDINGS CORP.
File 021-214158
$420,000 (est.)$0$0Emerging Growth Equities, Ltd. BrokerCheck CRD 47040 ↗EDGAR ↗
Jun 21, 2013 D
MOBIVITY HOLDINGS CORP.
File 021-198394
$470,000 (est.)$0$0Emerging Growth Equities, Ltd. BrokerCheck CRD 47040 ↗
via Emerging Growth Equities, Ltd. (CRD 47040 ↗)
EDGAR ↗
Apr 13, 2012 D/A
SetPoint Medical Corp
File 021-168898
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2011 D/A
VenX, LLC
File 021-136303
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2011 D
MOBIVITY HOLDINGS CORP.
File 021-158531
$16,100 (est.)$0$0WFG Investments, Inc. BrokerCheck CRD 19564 ↗EDGAR ↗
Feb 17, 2011 D
NOVELLUS RESEARCH SITES INC
File 021-155535
$0$0$90,000 (est.)None listed on this filingEDGAR ↗
Oct 19, 2010 D
SetPoint Medical Corp
File 021-149267
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2010 D
NeuroVista Corp
File 021-146842
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2010 D
NeuroVista Corp
File 021-146844
$0$0$0None listed on this filingEDGAR ↗
Jan 19, 2010 D
Pathogenetix, Inc.
File 021-55322
$0$0$0None listed on this filingEDGAR ↗
Oct 8, 2009 D
NeuroVista Corp
File 021-103207
$0$0$0None listed on this filingEDGAR ↗
May 27, 2009 D
SetPoint Medical Corp
File 021-131503
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 25

Every issuer that named John Harris on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

KLOWEN BRACES, INC.

Richardson, TX · Mar 26, 2021 → Feb 19, 2026 · 4 filings
  • Feb 19, 2026 · D · $8,000,000 sold of $11,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 23, 2024 · D · $19,587,674 sold of $26,087,652 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 25, 2022 · D · $10,504,308 sold of $10,504,315 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 26, 2021 · D · $5,950,000 sold of $5,950,000 · 26 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.6M from 26 investors (100% of the $11M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Oil and Gas

Vivakor, Inc.

Dallas, TX · Jun 3, 2025
  • Jun 3, 2025 · D · $650,000 sold of $5,000,000 · 5 investors · min. $10,000 · role: Director EDGAR ↗

Raised $6.93M from 172 investors (100% of the $5M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(c) (529 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Harbinger Motors Inc.

Garden Grove, CA · Jan 6, 2022 → Jan 16, 2025 · 6 filings
  • Jan 16, 2025 · D/A · $94,274,316 sold of $96,345,576 · 34 investors · min. No minimum reported · role: Executive Officer, Director, Promoter ("""Promoter"" relationship is marked as this individual is a founder of the Issuer.") EDGAR ↗
  • Oct 10, 2024 · D · $82,410,008 sold of $84,782,006 · 24 investors · min. No minimum reported · role: Executive Officer, Director, Promoter ("""Promoter"" relationship is marked as this individual is a founder of the Issuer.") EDGAR ↗
  • Sep 19, 2024 · D · $72,711,243 sold of $75,012,978 · 39 investors · min. No minimum reported · role: Executive Officer, Director, Promoter ("""Promoter"" relationship is marked as this individual is a founder of the Issuer.") EDGAR ↗
  • Nov 17, 2022 · D · $6,000,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (CEO) EDGAR ↗
  • Mar 18, 2022 · D · $125,000 sold of $15,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (CEO) EDGAR ↗
  • Jan 6, 2022 · D · $24,743,603 sold of $28,218,603 · 19 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (CEO) EDGAR ↗

Raised $94.3M from 39 investors (98% of the $96.3M target) as of the latest filing. John is listed as executive officer, director, promoter on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Cadence Neuroscience, Inc.

Sammamish, WA · Sep 23, 2019 → Feb 28, 2023 · 2 filings
  • Feb 28, 2023 · D · $26,029,994 sold of $26,029,994 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 23, 2019 · D · $2,999,999 sold of $14,999,997 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $26M from 7 investors (100% of the $26M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

NextStep Interactive Inc.

Seattle, WA · May 23, 2019 → Feb 14, 2022 · 8 filings
  • Feb 14, 2022 · D · $7,746,918 sold of $13,081,915 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 20, 2022 · D/A · $932,500 sold of $1,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2021 · D · $640,000 sold of $650,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 24, 2021 · D · $750,000 sold of $750,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 25, 2021 · D · $850,000 sold of $5,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 28, 2020 · D/A · $6,750,000 sold of $6,750,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 7, 2020 · D · $3,575,000 sold of $4,750,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 23, 2019 · D · $2,149,999 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.75M from 13 investors (59% of the $13.1M target) as of the latest filing. John is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Blue Note Therapeutics, Inc.

San Francisco, CA · Feb 12, 2021 → Aug 24, 2021 · 2 filings
  • Aug 24, 2021 · D/A · $15,474,996 sold of $50,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 12, 2021 · D · $12,999,998 sold of $30,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.5M from 4 investors (31% of the $50M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jazz Human Performance

JAZZ Human Performance Growth Opportunity Fund II, LP

San Francisco, CA · May 11, 2021
  • May 11, 2021 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jazz Human Performance

JAZZ Human Performance Fund II-A, LLC

San Francisco, CA · Apr 22, 2021
  • Apr 22, 2021 · D · $11,600,000 sold of $11,600,000 · 4 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuers) EDGAR ↗

Raised $11.6M from 4 investors (100% of the $11.6M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jazz Human Performance

JAZZ Human Performance Fund III, LP

San Francisco, CA · Oct 22, 2020
  • Oct 22, 2020 · D · $0 sold of $300,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

MOBIVITY HOLDINGS CORP.

Chandler, AZ · Apr 15, 2011 → Sep 11, 2019 · 8 filings
  • Sep 11, 2019 · D · $4,882,916 sold of $7,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2018 · D · $6,722,583 sold of $7,000,000 · 11 investors · min. $30,000 · role: Director EDGAR ↗
  • Apr 6, 2016 · D · $1,953,600 sold of $1,953,600 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 1, 2016 · D · $710,500 sold of $710,500 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 16, 2015 · D · $6,551,350 sold of $6,551,350 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 25, 2014 · D · $5,532,884 sold of $8,850,884 · 50 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2013 · D · $10,917,805 sold of $18,758,367 · 64 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2011 · D · $455,000 sold of $1,200,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.9M from 64 investors (100% of the $7M target) as of the latest filing. John is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jazz Human Performance

JAZZ Human Performance Opportunity Fund, LP

San Francisco, CA · Dec 18, 2018 → Jun 25, 2019 · 2 filings
  • Jun 25, 2019 · D/A · $19,210,000 sold of $19,210,000 · 32 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗
  • Dec 18, 2018 · D · $0 sold of $30,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

Raised $19.2M from 32 investors (100% of the $19.2M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Jazz Human Performance

JAZZ Human Performance Fund II, LP

San Francisco, CA · May 18, 2018 → Jun 4, 2019 · 2 filings
  • Jun 4, 2019 · D/A · $287,025,000 sold of $287,025,000 · 83 investors · min. No minimum reported · role: Director (Managing Director of General Partner of the Issuer) EDGAR ↗
  • May 18, 2018 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of General Partner of the Issuer) EDGAR ↗

Raised $287M from 83 investors (100% of the $287M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

All American Drilling, Inc.

Ventura, CA · Mar 26, 2019
  • Mar 26, 2019 · D · $1,200,000 sold of $1,200,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.2M from 2 investors (100% of the $1.2M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

DNArt Inc.

Burlingame, CA · Nov 14, 2018 → Jan 30, 2019 · 2 filings
  • Jan 30, 2019 · D/A · $1,450,000 sold of $1,550,000 · 28 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Nov 14, 2018 · D · $1,265,000 sold of $1,265,000 · 21 investors · min. $10,000 · role: Executive Officer EDGAR ↗

Raised $1.45M from 28 investors (94% of the $1.55M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Aira Tech Corp.

La Jolla, CA · May 16, 2017 → Dec 28, 2018 · 2 filings
  • Dec 28, 2018 · D · $17,159,572 sold of $19,175,338 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 16, 2017 · D · $11,637,670 sold of $11,999,997 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.2M from 13 investors (89% of the $19.2M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Perceptive Automata, Inc.

Somerville, MA · Oct 9, 2018
  • Oct 9, 2018 · D · $18,995,348 sold of $18,995,348 · 29 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19M from 29 investors (100% of the $19M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Ghp

GHP-EIP Holdings, LLC

Boston, MA · Jun 17, 2016
  • Jun 17, 2016 · D · $225,000,000 sold of $225,000,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $225M from 17 investors (100% of the $225M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

MikroScan Technologies, Inc.

Carlsbad, CA · Feb 26, 2015 → Jun 9, 2015 · 2 filings
  • Jun 9, 2015 · D/A · $6,154,252 sold of $7,324,940 · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 26, 2015 · D · $2,977,536 sold of $4,224,760 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.15M from 26 investors (84% of the $7.32M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

CJ3 Consumer Alpha Fund LP

Boston, MA · Mar 31, 2014 → Mar 31, 2015 · 2 filings
  • Mar 31, 2015 · D/A · $3,164,939 sold of Indefinite · 13 investors · min. $50,000 · role: Executive Officer, Director, Promoter (Managing Member of General Partner of Issuer) EDGAR ↗
  • Mar 31, 2014 · D · $2,600,000 sold of Indefinite · 9 investors · min. $250,000 · role: Executive Officer, Director, Promoter (Managing Member of General Partner of Issuer) EDGAR ↗

Raised $3.16M from 13 investors as of the latest filing. John is listed as executive officer, director, promoter on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Exo Labs, Inc.

Seattle, WA · Apr 17, 2014
  • Apr 17, 2014 · D · $342,719 sold of $500,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2M from 17 investors (100% of the $500K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

SetPoint Medical Corp

Valencia, CA · May 27, 2009 → Apr 13, 2012 · 4 filings
  • Apr 13, 2012 · D/A · $3,300,000 sold of $3,300,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 17, 2011 · D · $1,500,000 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 19, 2010 · D · $5,000,001 sold of $5,000,001 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 27, 2009 · D · $4,000,000 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $115.5M from 26 investors (100% of the $3.3M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

VenX, LLC

Nashville, TN · Nov 20, 2009 → Sep 1, 2011 · 5 filings
  • Sep 1, 2011 · D/A · $1,725,103 sold of $1,725,103 · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Aug 19, 2011 · D/A · $1,725,103 sold of $1,725,103 · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Aug 17, 2010 · D/A · $825,103 sold of $1,075,103 · 4 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 17, 2010 · D · $250,103 sold of $250,103 · 2 investors · min. $50,098 · role: Director EDGAR ↗
  • Nov 20, 2009 · D · $280,000 sold of $280,000 · 9 investors · min. $25,000 · role: Director EDGAR ↗

Raised $1.73M from 9 investors (100% of the $1.73M target) as of the latest filing. John is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

NOVELLUS RESEARCH SITES INC

La Jolla, CA · Feb 17, 2011
  • Feb 17, 2011 · D · $725,000 sold of $725,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $725K from 7 investors (100% of the $725K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

NeuroVista Corp

Seattle, WA · Oct 8, 2009 → Aug 24, 2010 · 3 filings
  • Aug 24, 2010 · D · $16,460,123 sold of $16,460,123 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 24, 2010 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 8, 2009 · D · $6,000,600 sold of $6,000,600 · 7 investors · min. $2,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $16.5M from 8 investors (100% of the $16.5M target) as of the latest filing. John is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Biotechnology

Pathogenetix, Inc.

Woburn, MA · Jan 19, 2010
  • Jan 19, 2010 · D · $1,000,000 sold of $2,000,000 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $11.5M from 8 investors (100% of the $2M target) as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John B. Harris — IL, 5 issuers, Mar 31, 2010 → Mar 6, 2026 · no shared issuer
  • JOHN NOBLE HARRIS — CO, 3 issuers, Jul 16, 2013 → Mar 2, 2022 · no shared issuer
  • John Harris — OH, 2 issuers, Jan 5, 2023 → Jul 18, 2025 · no shared issuer
  • John D. Harris — IN, 1 issuer, Nov 4, 2009 → Nov 4, 2009 · no shared issuer
  • John QArthur Harris — UT, 1 issuer, Sep 24, 2010 → Sep 24, 2010 · no shared issuer
  • John Harris — WI, 1 issuer, Feb 6, 2012 → Aug 21, 2019 · no shared issuer
  • John Harris — OR, 1 issuer, Dec 21, 2012 → Dec 21, 2012 · no shared issuer
  • John W Harris — NC, 1 issuer, Jan 5, 2017 → Jan 5, 2017 · no shared issuer
  • JOHN HARRIS — NY, 1 issuer, Nov 22, 2024 → Nov 22, 2024 · no shared issuer
  • John E. Harris — TX, 1 issuer, Sep 16, 2013 → Sep 16, 2013 · no shared issuer
  • John D Harris — TX, 1 issuer, Jan 19, 2024 → Jan 19, 2024 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

CJ3 Investments LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Firlik

Director · 17 shared filings (9 issuers) · also on 11 other issuers

Andrew Firlik is on 20 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kirsten Morbeck

Director · 9 shared filings (2 issuers)

Listed on the same filings as John Harris. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Gottesman

Executive Officer, Director · 8 shared filings (1 issuer) · also on 17 other issuers

Greg Gottesman is on 18 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Schneider

Director · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Harris. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Becker

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Hedrick

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Spinale

Director · 7 shared filings (5 issuers) · also on 3 other issuers

John Spinale is on 8 issuers in total — a repeat sponsor. Their page lists every one.

ZL
No photo found yet (own website and image search run after this page is viewed)
Person

Zack Lynch

Director · 6 shared filings (5 issuers) · also on 2 other issuers

Zack Lynch is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Weicker

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

William Eberts

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

Hans Hickler

Director · 5 shared filings (1 issuer) · also on 5 other issuers

Hans Hickler is on 6 issuers in total — a repeat sponsor. Their page lists every one.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Navroze Mehta

Executive Officer, Director · 5 shared filings (1 issuer) · also on 10 other issuers

Navroze Mehta is on 11 issuers in total — a repeat sponsor. Their page lists every one.

BO
No photo found yet (own website and image search run after this page is viewed)
Person

BRANDON OWEN

Executive Officer, Director · 4 shared filings (1 issuer) · also on 18 other issuers

BRANDON OWEN is on 19 issuers in total — a repeat sponsor. Their page lists every one.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Leyde

Executive Officer, Director, Promoter · 4 shared filings (2 issuers)

Listed on the same filings as John Harris. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

H. Shaw Warren

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Tracey

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

David Jaques

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Dusastre

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Douglass

Director · 3 shared filings (1 issuer) · also on 4 other issuers

David Douglass is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Widdig

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Harris. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Carusi

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Harris. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Warren

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hugh Matsubayashi

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Laden

Director · 3 shared filings (1 issuer) · also on 7 other issuers

Brian Laden is on 8 issuers in total — a repeat sponsor. Their page lists every one.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gilbert Passin

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Harris. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Guarascio

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

William Van Epps

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Akin

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Clinton

Director · 3 shared filings (1 issuer) · also on 6 other issuers

Ryan Clinton is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Bratrud

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Harris. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Meinerz

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Harris. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Suman Kanuganti

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Harris. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Allan Will

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Allan Will is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Jazz Human Performance

5 issuers · 7 filings · $317.8M reported sold · 2018–2021

One team, 5 deal companies. John Harris is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Harris.

Sponsor group

Ghp

25 issuers · 30 filings · $10.17B reported sold · 2010–2025

One team, 25 deal companies. John Harris is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Harris.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 25 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Harris by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 25 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Harris is listed on: none on file. No website or social profile named in GHP-EIP Holdings, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #285,846 of 374,652 in line (1,195 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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