Sponsor Check › Person
Related person on Form D filings · address states as listed: MN, FL, WA, MA, CA, TN, AZ, TX · listed Apr 15, 2011 → Jan 16, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
5 of 50 offerings report sales commissions totalling $2,140,600; 0 report finder's fees; 2 report proceeds to related persons totalling $590,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Feb 19, 2026 D File 021-574069 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 3, 2025 D File 021-547955 | $0 | $0 | $500,000 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 16, 2025 D/A File 021-526427 | $0 | $0 | $0 Proceeds are for working capital. The number above excludes the use of proceeds for ordinary course salary payments to executive officers. | None listed on this filing |
| EDGAR ↗ | Oct 23, 2024 D File 021-527613 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 19, 2024 D File 021-524497 | $1,000,000 | $0 | $0 Proceeds are for working capital. The number above excludes the use of proceeds for ordinary course salary payments to executive officers. | Cowen and Company BrokerCheck CRD 7616 ↗ |
| EDGAR ↗ | Feb 28, 2023 D File 021-474511 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 17, 2022 D File 021-465131 | $0 | $0 | $0 Proceeds are for working capital. The number above excludes use of proceeds for ordinary course salary payments to executive officers. | None listed on this filing |
| EDGAR ↗ | May 25, 2022 D File 021-446998 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 18, 2022 D File 021-437844 | $0 | $0 | $0 Proceeds are for working capital. The number above excludes use of proceeds for ordinary course salary payments to executive officers. | None listed on this filing |
| EDGAR ↗ | Feb 14, 2022 D File 021-433518 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 20, 2022 D/A File 021-426398 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 6, 2022 D File 021-428074 | $0 | $0 | $0 Proceeds are for working capital. The number above excludes use of proceeds for ordinary course salary payments to executive officers. | None listed on this filing |
| EDGAR ↗ | Nov 24, 2021 D File 021-422438 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 24, 2021 D/A File 021-389303 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 25, 2021 D File 021-404358 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 11, 2021 D File 021-398991 | $0 | $0 | $0 The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer. | None listed on this filing |
| EDGAR ↗ | Apr 22, 2021 D File 021-396827 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 26, 2021 D File 021-393663 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 28, 2020 D/A File 021-364468 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2020 D File 021-378647 | $0 | $0 | $0 The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer. | None listed on this filing |
| EDGAR ↗ | Sep 23, 2019 D File 021-349432 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 11, 2019 D File 021-348565 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 25, 2019 D/A File 021-328333 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 4, 2019 D/A File 021-312812 | $0 | $0 | $0 The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer. | None listed on this filing |
| EDGAR ↗ | May 23, 2019 D File 021-340211 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 26, 2019 D File 021-335705 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 30, 2019 D/A File 021-325848 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 28, 2018 D File 021-329065 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 9, 2018 D File 021-323056 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 25, 2018 D File 021-317699 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 16, 2017 D File 021-286838 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2016 D File 021-265277 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 6, 2016 D File 021-260746 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 1, 2016 D File 021-256446 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 9, 2015 D/A File 021-234795 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 31, 2015 D/A File 021-214563 | $0 | $0 | $0 (est.) The General Parter will receive a quarterly management fee based on the net asset value of the issuer and may receive an annual incentive allocation based on the increase in net asset value of the issuer. These amounts cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2015 D File 021-235941 | $234,500 (est.) | $0 | $0 | Emerging Growth Equities, Ltd. BrokerCheck CRD 47040 ↗ |
| EDGAR ↗ | Apr 17, 2014 D File 021-215832 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 25, 2014 D File 021-214158 | $420,000 (est.) | $0 | $0 | Emerging Growth Equities, Ltd. BrokerCheck CRD 47040 ↗ |
| EDGAR ↗ | Jun 21, 2013 D File 021-198394 | $470,000 (est.) | $0 | $0 | Emerging Growth Equities, Ltd. BrokerCheck CRD 47040 ↗ via Emerging Growth Equities, Ltd. (CRD 47040 ↗) |
| EDGAR ↗ | Apr 13, 2012 D/A File 021-168898 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 1, 2011 D/A File 021-136303 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 15, 2011 D File 021-158531 | $16,100 (est.) | $0 | $0 | WFG Investments, Inc. BrokerCheck CRD 19564 ↗ |
| EDGAR ↗ | Feb 17, 2011 D File 021-155535 | $0 | $0 | $90,000 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 19, 2010 D File 021-149267 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 24, 2010 D File 021-146842 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 24, 2010 D File 021-146844 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 19, 2010 D File 021-55322 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 8, 2009 D File 021-103207 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2009 D File 021-131503 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | KLOWEN BRACES, INC. | Director | Feb 19, 2026 | D | $11,000,000 similar: $829,831–$9,999,998 | $8,000,000 | 4 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Vivakor, Inc. | Director | Jun 3, 2025 | D | $5,000,000 similar: $1,405,000–$19,473,684 | $650,000 | 5 similar: 1–12 | $10,000 similar: $17,400–$100,000 |
| EDGAR ↗ | Harbinger Motors Inc. | Executive Officer, Director, Promoter """Promoter"" relationship is marked as this individual is a founder of the Issuer." | Jan 16, 2025 | D/A | $96,345,576 similar: $1,100,015–$10,001,163 | $94,274,316 | 34 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | KLOWEN BRACES, INC. | Director | Oct 23, 2024 | D | $26,087,652 similar: $829,831–$9,999,998 | $19,587,674 | 18 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Harbinger Motors Inc. | Executive Officer, Director, Promoter """Promoter"" relationship is marked as this individual is a founder of the Issuer." | Oct 10, 2024 | D | $84,782,006 similar: $1,100,015–$10,001,163 | $82,410,008 | 24 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Harbinger Motors Inc. | Executive Officer, Director, Promoter """Promoter"" relationship is marked as this individual is a founder of the Issuer." | Sep 19, 2024 | D | $75,012,978 similar: $1,100,015–$10,001,163 | $72,711,243 | 39 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Cadence Neuroscience, Inc. | Director | Feb 28, 2023 | D | $26,029,994 similar: $2,000,000–$19,999,994 | $26,029,994 | 7 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Harbinger Motors Inc. | Executive Officer, Director, Promoter CEO | Nov 17, 2022 | D | $10,000,000 similar: $1,100,015–$10,001,163 | $6,000,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | KLOWEN BRACES, INC. | Director | May 25, 2022 | D | $10,504,315 similar: $829,831–$9,999,998 | $10,504,308 | 8 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Harbinger Motors Inc. | Executive Officer, Director, Promoter CEO | Mar 18, 2022 | D | $15,000,000 similar: $1,100,015–$10,001,163 | $125,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | NextStep Interactive Inc. | Director | Feb 14, 2022 | D | $13,081,915 similar: $500,000–$7,000,000 | $7,746,918 | 11 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | NextStep Interactive Inc. | Director | Jan 20, 2022 | D/A | $1,000,000 similar: $500,000–$7,000,000 | $932,500 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Harbinger Motors Inc. | Executive Officer, Director, Promoter CEO | Jan 6, 2022 | D | $28,218,603 similar: $1,100,015–$10,001,163 | $24,743,603 | 19 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | NextStep Interactive Inc. | Director | Dec 22, 2021 | D | $650,000 similar: $500,000–$7,000,000 | $640,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | NextStep Interactive Inc. | Director | Nov 24, 2021 | D | $750,000 similar: $500,000–$7,000,000 | $750,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Blue Note Therapeutics, Inc. | Director | Aug 24, 2021 | D/A | $50,000,000 similar: $829,831–$9,999,998 | $15,474,996 | 4 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | NextStep Interactive Inc. | Director | Jun 25, 2021 | D | $5,000,000 similar: $500,000–$7,000,000 | $850,000 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | JAZZ Human Performance Growth Opportunity Fund II, LP group: Jazz Human Performance | Director Managing Director of the General Partner of the Issuer | May 11, 2021 | D | $200,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | JAZZ Human Performance Fund II-A, LLC group: Jazz Human Performance | Director Managing Director of the General Partner of the Issuers | Apr 22, 2021 | D | $11,600,000 similar: $155,000–$5,250,000 | $11,600,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KLOWEN BRACES, INC. | Director | Mar 26, 2021 | D | $5,950,000 similar: $829,831–$9,999,998 | $5,950,000 | 26 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Blue Note Therapeutics, Inc. | Director | Feb 12, 2021 | D | $30,000,000 similar: $829,831–$9,999,998 | $12,999,998 | 2 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | NextStep Interactive Inc. | Director | Dec 28, 2020 | D/A | $6,750,000 similar: $500,000–$7,000,000 | $6,750,000 | 13 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | JAZZ Human Performance Fund III, LP group: Jazz Human Performance | Director Managing Director of the General Partner of the Issuer | Oct 22, 2020 | D | $300,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NextStep Interactive Inc. | Director | Apr 7, 2020 | D | $4,750,000 similar: $500,000–$7,000,000 | $3,575,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Cadence Neuroscience, Inc. | Director | Sep 23, 2019 | D | $14,999,997 similar: $2,000,000–$19,999,994 | $2,999,999 | 1 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | MOBIVITY HOLDINGS CORP. | Director | Sep 11, 2019 | D | $7,000,000 similar: $1,100,015–$10,001,163 | $4,882,916 | 10 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | JAZZ Human Performance Opportunity Fund, LP group: Jazz Human Performance | Director Managing Director of the General Partner of the Issuer | Jun 25, 2019 | D/A | $19,210,000 similar: $155,000–$5,250,000 | $19,210,000 | 32 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | JAZZ Human Performance Fund II, LP group: Jazz Human Performance | Director Managing Director of General Partner of the Issuer | Jun 4, 2019 | D/A | $287,025,000 similar: $155,000–$5,250,000 | $287,025,000 | 83 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NextStep Interactive Inc. | Director | May 23, 2019 | D | $3,000,000 similar: $500,000–$7,000,000 | $2,149,999 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | All American Drilling, Inc. | Director | Mar 26, 2019 | D | $1,200,000 similar: $500,000–$7,000,000 | $1,200,000 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | DNArt Inc. | Executive Officer | Jan 30, 2019 | D/A | $1,550,000 | $1,450,000 | 28 | $10,000 |
| EDGAR ↗ | Aira Tech Corp. | Director | Dec 28, 2018 | D | $19,175,338 similar: $1,100,015–$10,001,163 | $17,159,572 | 10 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | JAZZ Human Performance Opportunity Fund, LP group: Jazz Human Performance | Director Managing Director of the General Partner of the Issuer | Dec 18, 2018 | D | $30,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DNArt Inc. | Executive Officer | Nov 14, 2018 | D | $1,265,000 | $1,265,000 | 21 | $10,000 |
| EDGAR ↗ | Perceptive Automata, Inc. | Director | Oct 9, 2018 | D | $18,995,348 similar: $1,100,015–$10,001,163 | $18,995,348 | 29 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | MOBIVITY HOLDINGS CORP. | Director | Jul 25, 2018 | D | $7,000,000 similar: $1,100,015–$10,001,163 | $6,722,583 | 11 similar: 2–14 | $30,000 similar: $5,000–$50,000 |
| EDGAR ↗ | JAZZ Human Performance Fund II, LP group: Jazz Human Performance | Director Managing Director of General Partner of the Issuer | May 18, 2018 | D | $250,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Aira Tech Corp. | Director | May 16, 2017 | D | $11,999,997 similar: $1,100,015–$10,001,163 | $11,637,670 | 12 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | GHP-EIP Holdings, LLC group: Ghp | Director | Jun 17, 2016 | D | $225,000,000 similar: $500,000–$7,000,000 | $225,000,000 | 17 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | MOBIVITY HOLDINGS CORP. | Director | Apr 6, 2016 | D | $1,953,600 similar: $1,100,015–$10,001,163 | $1,953,600 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | MOBIVITY HOLDINGS CORP. | Director | Feb 1, 2016 | D | $710,500 similar: $1,100,015–$10,001,163 | $710,500 | 15 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | MikroScan Technologies, Inc. | Director | Jun 9, 2015 | D/A | $7,324,940 similar: $500,000–$7,000,000 | $6,154,252 | 26 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | CJ3 Consumer Alpha Fund LP | Executive Officer, Director, Promoter Managing Member of General Partner of Issuer | Mar 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,164,939 | 13 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MOBIVITY HOLDINGS CORP. | Director | Mar 16, 2015 | D | $6,551,350 similar: $1,100,015–$10,001,163 | $6,551,350 | 24 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | MikroScan Technologies, Inc. | Director | Feb 26, 2015 | D | $4,224,760 similar: $500,000–$7,000,000 | $2,977,536 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Exo Labs, Inc. | Director | Apr 17, 2014 | D | $500,000 similar: $1,100,015–$10,001,163 | $342,719 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | CJ3 Consumer Alpha Fund LP | Executive Officer, Director, Promoter Managing Member of General Partner of Issuer | Mar 31, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $2,600,000 | 9 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MOBIVITY HOLDINGS CORP. | Director | Mar 25, 2014 | D | $8,850,884 similar: $1,100,015–$10,001,163 | $5,532,884 | 50 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | MOBIVITY HOLDINGS CORP. | Director | Jun 21, 2013 | D | $18,758,367 | $10,917,805 | 64 | No minimum reported |
| EDGAR ↗ | SetPoint Medical Corp | Director | Apr 13, 2012 | D/A | $3,300,000 | $3,300,000 | 4 | No minimum reported |
| EDGAR ↗ | SetPoint Medical Corp | Director | Nov 17, 2011 | D | $3,000,000 | $1,500,000 | 4 | No minimum reported |
| EDGAR ↗ | VenX, LLC | Director | Sep 1, 2011 | D/A | $1,725,103 | $1,725,103 | 5 | $25,000 |
| EDGAR ↗ | VenX, LLC | Director | Aug 19, 2011 | D/A | $1,725,103 | $1,725,103 | 5 | $25,000 |
| EDGAR ↗ | MOBIVITY HOLDINGS CORP. | Director | Apr 15, 2011 | D | $1,200,000 | $455,000 | 0 | No minimum reported |
| EDGAR ↗ | NOVELLUS RESEARCH SITES INC | Director | Feb 17, 2011 | D | $725,000 | $725,000 | 7 | No minimum reported |
| EDGAR ↗ | SetPoint Medical Corp | Director | Oct 19, 2010 | D | $5,000,001 | $5,000,001 | 3 | No minimum reported |
| EDGAR ↗ | NeuroVista Corp | Executive Officer, Director | Aug 24, 2010 | D | $16,460,123 | $16,460,123 | 8 | No minimum reported |
| EDGAR ↗ | NeuroVista Corp | Executive Officer, Director | Aug 24, 2010 | D | $5,000,000 | $5,000,000 | 1 | No minimum reported |
| EDGAR ↗ | VenX, LLC | Director | Aug 17, 2010 | D/A | $1,075,103 | $825,103 | 4 | $25,000 |
| EDGAR ↗ | VenX, LLC | Director | Feb 17, 2010 | D | $250,103 | $250,103 | 2 | $50,098 |
| EDGAR ↗ | Pathogenetix, Inc. | Executive Officer | Jan 19, 2010 | D | $2,000,000 | $1,000,000 | 8 | No minimum reported |
| EDGAR ↗ | VenX, LLC | Director | Nov 20, 2009 | D | $280,000 | $280,000 | 9 | $25,000 |
| EDGAR ↗ | NeuroVista Corp | Executive Officer, Director | Oct 8, 2009 | D | $6,000,600 | $6,000,600 | 7 | $2,000,000 |
| EDGAR ↗ | SetPoint Medical Corp | Director | May 27, 2009 | D | $4,000,000 | $4,000,000 | 2 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as John Harris. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when John Harris appears on a new Form D, or when a court case or SEC action is matched to them. See plans →