John Halveka is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Apr 2016 and Dec 2018: JES Global Capital III, L.P. (Wellington, FL — pooled investment fund — 2018; $500M reported sold to 19 investors) and JES GLOBAL CAPITAL II, L.P. (Wellington, FL — pooled investment fund — 2016; $204.5M reported sold to 18 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $704.5M sold in total.
Listed alongside Elliot Smerling (2 shared filings) and Lionel Sacon (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 2 issuers belong to the sponsor group Jes (3 issuers, $1.6B reported sold, 2016–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Jes has 3 companies on file and $1.6B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for John Halveka and found 4 differences, 1 worth asking the sponsor about: Regulator action naming a team member: Elliot Smerling (Apr 15, 2022); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.