PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:02 AM ET

Sponsor Check › Person

John Finley

Related person on Form D filings · address state as listed: NY · listed Oct 17, 2014 → Dec 15, 2025

5issuers
8Form D filings
2014–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

2 of 5 offerings report sales commissions totalling $10,887,774; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Dec 15, 2025 D
File 021-566789
$0$0$0None listed on this filing
EDGAR ↗Feb 15, 2023 D
File 021-473548
$0$0$0None listed on this filing
EDGAR ↗Dec 30, 2022 D
File 021-469318
$0$0$0None listed on this filing
EDGAR ↗Jan 11, 2019 D/A
File 021-317972
$3,162,774 (est.)$0$0NH Investment & Securities no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗May 13, 2015 D/A
File 021-226719
$7,725,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Deutsche Bank Securities, Inc. BrokerCheck CRD 2525 ↗
via Deutsche Bank Securities, Inc. (CRD 2525 ↗)

Woori Investment & Securities Co., Ltd no CRD number reported
via Woori Investment & Securities America, Inc. (CRD 30660 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Pearl Co-Invest L.P.
group: Blackstone
Executive Officer
Officer of the General Partner of the GP.
Dec 15, 2025DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blackstone Supplemental Account - O L.P.
group: Blackstone
Executive Officer
Officer of the General Partner of the GP.
Feb 15, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blackstone Intrepid Partners (CYM) Feeder L.P.
group: Blackstone
Executive Officer
Officer of the General Partner of the GP
Dec 30, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blackstone Energy Partners III L.P.
group: Blackstone
Executive Officer
Of the General Partner of the GP.
Jan 11, 2019D/AIndefinite
similar: $155,000–$5,250,000
$3,349,450,00062
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blackstone Energy Partners III L.P.
group: Blackstone
Executive Officer
Of the General Partner of the GP.
Jul 27, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blackstone Energy Partners II L.P.
group: Blackstone
Executive Officer
of the GP of the Issuer
May 13, 2015D/A$4,500,000,000
similar: $155,000–$5,250,000
$4,500,000,000127
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blackstone Energy Partners II L.P.
group: Blackstone
Executive Officer
of the GP of the Issuer
Jan 6, 2015D/A$4,500,000,000
similar: $155,000–$5,250,000
$4,420,000,000126
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blackstone Energy Partners II L.P.
group: Blackstone
Executive Officer
of the GP of the Issuer
Oct 17, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • John G. Finley — address state NY, 277 issuers, Sep 7, 2010 → Aug 19, 2026
  • John D Finley — address state FL, 1 issuer, Apr 6, 2016 → Apr 6, 2016
  • John Finley — address state CO, 1 issuer, Jul 21, 2025 → Jul 21, 2025
  • John Michael Finley — address state NY, 1 issuer, Jun 14, 2018 → Sep 14, 2018
  • John J. Finley — address state NY, 1 issuer, Apr 29, 2021 → Apr 29, 2021

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 30 names on the same filings (7 management entities, 23 people)

People and management entities the issuers listed as related persons on the same Form D filings as John Finley. Source: the EDGAR rows in the table above.

  • Blackstone Energy Management Associates II L.L.C. entity — 3 shared filings (1 issuer) · role as listed: Promoter
  • Blackstone ETMA IV L.L.C. entity — 2 shared filings (2 issuers) · role as listed: Promoter · also listed on 7 other issuers
  • Blackstone Energy Transition Management Associates IV L.P. entity — 2 shared filings (2 issuers) · role as listed: Promoter · also listed on 7 other issuers
  • Blackstone EMA III L.L.C. entity — 2 shared filings (1 issuer) · role as listed: Promoter · also listed on 4 other issuers
  • Blackstone Energy Management Associates III L.P. entity — 2 shared filings (1 issuer) · role as listed: Promoter · also listed on 4 other issuers
  • Blackstone Life Sciences Associates V L.P. entity — 1 shared filing (1 issuer) · role as listed: Promoter · also listed on 10 other issuers
  • BXLS V L.L.C. entity — 1 shared filing (1 issuer) · role as listed: Promoter · also listed on 10 other issuers
  • Joseph Baratta — 8 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 104 other issuers
  • Vikrant Sawhney — 7 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 115 other issuers
  • Omar Rehman — 7 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 145 other issuers
  • Prakash A. Melwani — 6 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 70 other issuers
  • Christopher Striano — 5 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 226 other issuers
  • Matthew Skurbe — 5 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 144 other issuers
  • David I. Foley — 5 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Christopher J. James — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 144 other issuers
  • Eric Liaw — 3 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 81 other issuers
  • Sean Klimczak — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 34 other issuers
  • Stephen A. Schwarzman — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 134 other issuers
  • Hamilton E. James — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 130 other issuers
  • John A. Magliano — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 83 other issuers
  • Laurence A. Tosi — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 155 other issuers
  • Kathleen Skero — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 112 other issuers
  • J. Tomilson Hill — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 102 other issuers
  • Angelo G. Acconcia — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Natasha Gopaul — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 31 other issuers
  • A.J. Murphy — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 33 other issuers
  • David Harpest — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 29 other issuers
  • Robert Liptak — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 22 other issuers
  • Nicholas Galakatos — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 31 other issuers
  • Robert Ramsauer — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 26 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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