John Farahi is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jul 2009: NEWPOINT FINANCIAL SERVICES INC (Beverly Hills, CA — other banking and financial services — 2009; $5.13M reported sold to 30 investors).
What this means One deal on file with the SEC, filed Jul 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 1 SEC release, 1 bankruptcy case matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for John Farahi and found 2 differences, 1 worth asking the sponsor about: Form D filed 259 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.