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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:46 AM ET

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JB
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John E. Balzarini

Named as an officer, director or promoter on SEC Form D filings · PA · May 11, 2009 → May 11, 2009

1deal (issuers)
$5.17Mreported sold
8investors
1Form D filing
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John E. Balzarini is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in May 2009: First Chester County Capital Trust IV (West Chester, PA — other banking and financial services — 2009; $5.17M reported sold to 8 investors).

What this means One deal on file with the SEC, filed May 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Anna Ruth Smith (1 shared filing), Anthony J. Poluch, Jr. (1 shared filing), Brian K. Campbell (1 shared filing), Clay T. Henry (1 shared filing), Clifford E. DeBaptiste (1 shared filing) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for John E. Balzarini and found 3 differences, 1 worth asking the sponsor about: 21 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John E. Balzarini has not run yet — it is joining a line of 27,050 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 1 closed (disposition not in docket feed), 4 dismissed

Michael Balzarini v. Cameron Page closed
District Court, C.D. California · No. 5:13-cv-00493 · Filed Mar 18, 2013 · Closed Apr 3, 2013
Role of Michael Balzarini: Plaintiff · Outcome: Terminated 2013-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); different first name (michael); court in CA (not a filing state)
Balzarini v. Harder Services Inc dismissed
District Court, E.D. New York · No. 9:98-cv-04452 · Filed Jun 29, 1998 · Closed Mar 23, 1999 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Balzarini: Plaintiff · Outcome: Terminated 1999-03-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
Balzarini v. Harder Services dismissed
District Court, E.D. New York · No. 9:96-cv-04946 · Filed Oct 9, 1996 · Closed Mar 14, 1997 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Balzarini: Plaintiff · Outcome: Terminated 1997-03-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
Balzarini v. Harder Services, Inc dismissed
District Court, E.D. New York · No. 9:93-cv-04702 · Filed Oct 18, 1993 · Closed Dec 10, 1993 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Balzarini: Plaintiff · Outcome: Terminated 1993-12-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
BALZARINI v. THE FORD MOTOR CO. dismissed
District Court, E.D. Pennsylvania · No. 2:93-cv-03972 · Filed Jul 23, 1993 · Closed Feb 16, 1994 · Nature of suit: 190 Other contract actions
Role of BALZARINI: Plaintiff · Outcome: Terminated 1994-02-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in the person's filing state (PA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John E. Balzarini..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Balzarini Realty, LLC closed
United States Bankruptcy Court, D. Massachusetts · No. 16-10005 · Filed Jan 4, 2016 · Closed Aug 27, 2021
Role of Balzarini Realty, LLC: Debtor · Outcome: Case closed 2021-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); surname only in the caption; court in MA (not a filing state)
John Harold Balzarini closed
United States Bankruptcy Court, W.D. Washington · No. 12-20845 · Filed Oct 26, 2012 · Closed Feb 4, 2013
Role of John Harold Balzarini: Debtor · Outcome: Case closed 2013-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); different first name (harold); court in WA (not a filing state)
John Balzarini closed
United States Bankruptcy Court, W.D. Washington · No. 04-19271 · Filed Jul 12, 2004 · Closed Oct 19, 2004
Role of John Balzarini: Debtor · Outcome: Case closed 2004-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 13 federal dockets); first name matches; court in WA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for John E. Balzarini — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · May 4, 1992 – Aug 27, 2021

21 bankruptcy cases name the subject or team members

Bankruptcy case: Balzarini Realty, LLC — filed Jan 4, 2016 · Bankruptcy case: John Balzarini — filed Jul 12, 2004 · Bankruptcy case: Chester County Flooring, Inc. — filed Apr 27, 2009 · Bankruptcy case: Featherman v. USAA Mortgage — filed May 27, 2009 · Bankruptcy case: Beaver Builders of Chester County, Inc. — filed Jul 19, 2007 · and 16 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗Docket · United States Bankruptcy Court, W.D. Washington ↗Docket · United States Bankruptcy Court, E.D. Pennsylvania ↗First Chester County Capital Trust IV — PartnerFacts page ↗
Sources
Note · Jul 23, 1993 – Jun 29, 1998

4 court cases name John E. Balzarini

By role: plaintiff in 4. Newest: "Balzarini v. Harder Services Inc" (District Court, E.D. New York, Jun 29, 1998); "Balzarini v. Harder Services" (District Court, E.D. New York, Oct 9, 1996); "Balzarini v. Harder Services, Inc" (District Court, E.D. New York, Oct 18, 1993). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Balzarini v. Harder Services Inc ↗Docket · Balzarini v. Harder Services ↗Docket · Balzarini v. Harder Services, Inc ↗Docket · BALZARINI v. THE FORD MOTOR CO. ↗
Sources
Note · Apr 24, 2009 – May 11, 2009

Form D filed 17 days after the first sale — First Chester County Capital Trust IV

The filing says the first sale was Apr 24, 2009. The Form D was filed May 11, 2009 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 11, 2009 ↗First Chester County Capital Trust IV — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 11, 2009 D
First Chester County Capital Trust IV
File 021-130845
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John E. Balzarini on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FC
Other Banking and Financial Services

First Chester County Capital Trust IV

West Chester, PA · May 11, 2009
  • May 11, 2009 · D · $5,175,000 sold of $5,175,000 · 8 investors · min. No minimum reported · role: Director, Executive Officer ("Administrative Trustee of Issuer and Treasurer and Chief Financial Officer of First Chester County Corporation, the ""Guarantor"" ( of which Issuer is a subsidiary)") EDGAR ↗

Raised $5.17M from 8 investors (100% of the $5.17M target) as of the latest filing. John is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around John 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CW
Management entity

Corporation Wilmington Trust

Promoter · 1 shared filing (1 issuer) · also on 23 other issuers

Corporation Wilmington Trust is on 24 issuers in total — a repeat sponsor. Their page lists every one.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew S. Naylor

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anna Ruth Smith

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John A. Featherman, III

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle E. Venema

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lynn Marie Johnson-Porter

Director · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Sheri L. Ashman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David L. Peirce

Director · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Clifford E. DeBaptiste

Director · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

KQ
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin C. Quinn

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Carol Hanson

Director · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony J. Poluch, Jr.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John B. Waldron

Director · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

EL
No photo found yet (own website and image search run after this page is viewed)
Person

Edward A. Leo

Director · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

M. Robert Clarke

Director · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Clay T. Henry

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John S. Halsted

Director · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James M. Deitch

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian K. Campbell

Director · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Karen D. Walter

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John E. Balzarini. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John E. Balzarini by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John E. Balzarini is listed on: none on file. No website or social profile named in First Chester County Capital Trust IV's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #371,357 of 374,652 in line (1,325 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Chester, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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