PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:37 AM ET

Sponsor Check › Person

JD
No photo found yet (own website and image search run after this page is viewed)

John Dunham

Named as an officer, director or promoter on SEC Form D filings · CA · Jul 30, 2009 → Jul 30, 2009

1deal (issuers)
$70.6Mreported sold
12investors
1Form D filing
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Dunham is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jul 2009: Sauce Labs Inc (San Francisco, CA — other technology — 2009; $70.6M reported sold to 12 investors).

What this means One deal on file with the SEC, filed Jul 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Daniel Whaley (1 shared filing), Jason R. Huggins (1 shared filing), Richard D.C. Whilden (1 shared filing) and Steven Hazel (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 32 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for John Dunham and found 3 differences, 3 worth asking the sponsor about: Bankruptcy case: John C. Dunham; Bankruptcy case: John D Dunham; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Dunham has not run yet — it is joining a line of 57,866 names; searches run around the clock at the hosts' allowed rate. Searched so far: 647 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

MODEL DYE SOUTHERN, INC. v. DUNHAM, JOHN S. dismissed
District Court, D. South Carolina · No. · Filed Mar 23, 1989 · Closed Aug 22, 1989 · Nature of suit: 791 Employee Retirement Income Security Act
Role of DUNHAM, JOHN S.: Defendant · Outcome: Terminated 1989-08-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in SC (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Dunham..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

32 cases: 32 closed (disposition not in docket feed)

John C. Dunham closed
United States Bankruptcy Court, S.D. California · No. 24-01540 · Filed Apr 30, 2024 · Closed Dec 3, 2024
Role of John C. Dunham: Debtor · Outcome: Case closed 2024-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in the person's filing state (CA)
John H Dunham closed
United States Bankruptcy Court, S.D. Iowa · No. 21-00833 · Filed Jun 9, 2021 · Closed Nov 29, 2021
Role of John H Dunham: Debtor · Outcome: Case closed 2021-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in IA (not a filing state)
John J. Dunham closed
United States Bankruptcy Court, N.D. West Virginia · No. 3:18-bk-00209 · Filed Mar 8, 2018 · Closed Jun 12, 2018
Role of John J. Dunham: Debtor · Outcome: Case closed 2018-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in WV (not a filing state)
John J. Dunham and Pearl R. Dunham closed
United States Bankruptcy Court, D. Maine · No. 16-20281 · Filed May 16, 2016 · Closed Jun 22, 2022
Role of John J. Dunham and Pearl R. Dunham: Debtor · Outcome: Case closed 2022-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in ME (not a filing state)
John E. Dunham, Jr. closed
United States Bankruptcy Court, N.D. Illinois · No. 13-25229 · Filed Jun 19, 2013 · Closed Oct 19, 2018
Role of John E. Dunham, Jr.: Debtor · Outcome: Case closed 2018-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in IL (not a filing state)
John A Dunham, Sr closed
United States Bankruptcy Court, M.D. Florida · No. 6:12-bk-15413 · Filed Nov 14, 2012 · Closed Apr 26, 2013
Role of John A Dunham, Sr: Debtor · Outcome: Case closed 2013-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in FL (not a filing state)
John E. Dunham, Jr. closed
United States Bankruptcy Court, N.D. Illinois · No. 11-43562 · Filed Oct 27, 2011 · Closed Oct 18, 2012
Role of John E. Dunham, Jr.: Debtor · Outcome: Case closed 2012-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in IL (not a filing state)
John E Dunham, Jr closed
United States Bankruptcy Court, N.D. Illinois · No. 11-19373 · Filed May 5, 2011 · Closed Oct 17, 2011
Role of John E Dunham, Jr: Debtor · Outcome: Case closed 2011-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in IL (not a filing state)
John A Dunham, Jr closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-18762 · Filed Oct 7, 2010 · Closed Feb 8, 2011
Role of John A Dunham, Jr: Debtor · Outcome: Case closed 2011-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in PA (not a filing state)
John D Dunham closed
United States Bankruptcy Court, S.D. California · No. 10-14645 · Filed Aug 18, 2010 · Closed Nov 19, 2010
Role of John D Dunham: Debtor · Outcome: Case closed 2010-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in the person's filing state (CA)
John A. Dunham, Jr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-10994 · Filed Feb 9, 2010 · Closed Jul 9, 2010
Role of John A. Dunham, Jr.: Debtor · Outcome: Case closed 2010-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in PA (not a filing state)
John A. Dunham, Jr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 09-13414 · Filed May 6, 2009 · Closed Jan 7, 2010
Role of John A. Dunham, Jr.: Debtor · Outcome: Case closed 2010-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in PA (not a filing state)
John Dunham and Michelle Dunham closed
United States Bankruptcy Court, M.D. Florida · No. 2:09-bk-08327 · Filed Apr 27, 2009 · Closed Jan 12, 2015
Role of John Dunham and Michelle Dunham: Debtor · Outcome: Case closed 2015-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in FL (not a filing state)
John A. Dunham and Arien Dunham closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:09-bk-12632 · Filed Apr 15, 2009 · Closed Jul 20, 2009
Role of John A. Dunham and Arien Dunham: Debtor · Outcome: Case closed 2009-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in AR (not a filing state)
John C. Dunham, Jr. and Shelly L. Dunham closed
United States Bankruptcy Court, N.D. New York · No. 09-30035 · Filed Jan 12, 2009 · Closed Apr 28, 2010
Role of John C. Dunham, Jr.: Debtor · Outcome: Case closed 2010-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in NY (not a filing state)
JOHN M. DUNHAM closed
United States Bankruptcy Court, D. Nevada · No. 08-50140 · Filed Feb 4, 2008 · Closed May 20, 2008
Role of JOHN M. DUNHAM: Debtor · Outcome: Case closed 2008-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in NV (not a filing state)
John E. Dunham closed
United States Bankruptcy Court, S.D. Texas · No. 07-10653 · Filed Oct 9, 2007 · Closed Jan 29, 2008
Role of John E. Dunham: Debtor · Outcome: Case closed 2008-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in TX (not a filing state)
John J. Dunham and Rose Anne Dunham closed
United States Bankruptcy Court, D. Colorado · No. 05-12587 · Filed Feb 15, 2005 · Closed Jun 10, 2005
Role of John J. Dunham and Rose Anne Dunham: Debtor · Outcome: Case closed 2005-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in CO (not a filing state)
John M. Dunham and Valerie L. Dunham closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-10337 · Filed Feb 4, 2005 · Closed May 19, 2005
Role of John M. Dunham and Valerie L. Dunham: Debtor · Outcome: Case closed 2005-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in PA (not a filing state)
John F. Dunham and Joanne B. Dunham closed
United States Bankruptcy Court, D. Vermont · No. 04-10714 · Filed May 19, 2004 · Closed Sep 21, 2004
Role of John F. Dunham and Joanne B. Dunham: Debtor · Outcome: Case closed 2004-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in VT (not a filing state)
John C. Dunham, Jr. closed
United States Bankruptcy Court, S.D. Ohio · No. 1:04-bk-12330 · Filed Mar 30, 2004 · Closed Aug 14, 2006
Role of John C. Dunham, Jr.: Debtor · Outcome: Case closed 2006-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in OH (not a filing state)
John M. Dunham and Dolores J. Dunham closed
United States Bankruptcy Court, W.D. Texas · No. 02-52259 · Filed May 9, 2002 · Closed Aug 14, 2002
Role of John M. Dunham and Dolores J. Dunham: Debtor · Outcome: Case closed 2002-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in TX (not a filing state)
John J. Dunham and Pearl R. Dunham closed
United States Bankruptcy Court, D. Maine · No. 02-20110 · Filed Jan 28, 2002 · Closed Aug 27, 2007
Role of John J. Dunham and Pearl R. Dunham: Debtor · Outcome: Case closed 2007-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in ME (not a filing state)
John Dunham closed
United States Bankruptcy Court, D. Massachusetts · No. 01-12103 · Filed Mar 20, 2001 · Closed Aug 14, 2001
Role of John Dunham: Debtor · Outcome: Case closed 2001-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in MA (not a filing state)
John F. Dunham, Jr. closed
United States Bankruptcy Court, D. Vermont · No. 99-11466 · Filed Oct 28, 1999 · Closed Jan 31, 2000
Role of John F. Dunham, Jr.: Debtor · Outcome: Case closed 2000-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in VT (not a filing state)
John E Dunham closed
United States Bankruptcy Court, C.D. California · No. 9:98-bk-12360 · Filed May 14, 1998 · Closed Sep 24, 1998
Role of John E Dunham: Debtor · Outcome: Case closed 1998-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in the person's filing state (CA)
John J. Dunham and Anita A. Dunham closed
United States Bankruptcy Court, D. South Dakota · No. 97-40274 · Filed Mar 26, 1997 · Closed Jul 8, 1997
Role of John J. Dunham and Anita A. Dunham: Debtor · Outcome: Case closed 1997-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in SD (not a filing state)
John W. Dunham closed
United States Bankruptcy Court, S.D. Florida. · No. 95-24638 · Filed Nov 27, 1995 · Closed Mar 20, 1996
Role of John W. Dunham: Debtor · Outcome: Case closed 1996-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in FL (not a filing state)
John F. Dunham, Jr. closed
United States Bankruptcy Court, D. Vermont · No. 92-10555 · Filed Jul 15, 1992 · Closed Nov 23, 1992
Role of John F. Dunham, Jr.: Debtor · Outcome: Case closed 1992-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in VT (not a filing state)
John E. Dunham closed
United States Bankruptcy Court, E.D. Virginia · No. 91-14619 · Filed Oct 25, 1991 · Closed Feb 28, 1992
Role of John E. Dunham: Debtor · Outcome: Case closed 1992-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in VA (not a filing state)
John E. Dunham closed
United States Bankruptcy Court, N.D. Georgia · No. 87-30890 · Filed Aug 12, 1987 · Closed Feb 14, 1990
Role of John E. Dunham: Debtor · Outcome: Case closed 1990-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in GA (not a filing state)
John L Dunham closed
United States Bankruptcy Court, N.D. Illinois · No. 86-06607 · Filed Apr 25, 1986 · Closed May 29, 1987
Role of John L Dunham: Debtor · Outcome: Case closed 1987-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for John Dunham — 3 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Apr 30, 2024 – Dec 3, 2024

Bankruptcy case: John C. Dunham — filed Apr 30, 2024

United States Bankruptcy Court, S.D. California docket "John C. Dunham" filed Apr 30, 2024, closed Dec 3, 2024. John Dunham is listed as Debtor ("John C. Dunham"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗
Sources
Worth asking · Aug 18, 2010 – Nov 19, 2010

Bankruptcy case: John D Dunham — filed Aug 18, 2010

United States Bankruptcy Court, S.D. California docket "John D Dunham" filed Aug 18, 2010, closed Nov 19, 2010. John Dunham is listed as Debtor ("John D Dunham"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗
Sources
Worth asking · May 14, 1998 – Sep 24, 1998

Bankruptcy case: John E Dunham — filed May 14, 1998

United States Bankruptcy Court, C.D. California docket "John E Dunham" filed May 14, 1998, closed Sep 24, 1998. John Dunham is listed as Debtor ("John E Dunham"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 30, 2009 D
Sauce Labs Inc
File 021-133223
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Dunham on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SL
Other Technology

Sauce Labs Inc

San Francisco, CA · Jul 30, 2009
  • Jul 30, 2009 · D · $1,119,473 sold of $1,119,473 · 5 investors · min. $15,000 · role: Executive Officer, Director EDGAR ↗

Raised $70.6M from 12 investors (100% of the $1.12M target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around John 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason R. Huggins

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Dunham. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Whaley

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Dunham. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard D.C. Whilden

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Dunham. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Hazel

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Dunham. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Dunham by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Dunham is listed on: none on file. No website or social profile named in Sauce Labs Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #279,713 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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