PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:57 AM ET

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John Rice

Named as an officer, director or promoter on SEC Form D filings · OH · Apr 8, 2011 → Jan 9, 2026

3deals (issuers)
$191Mreported sold
100investors
12Form D filings
2011–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Rice is listed as a director on 12 SEC Form D filings by 3 issuers between Apr 2011 and Jan 2026: ENABLE INJECTIONS, INC (Cincinnati, OH — other health care — 2018–2026; $150M reported sold to 22 investors), Aerpio Therapeutics, Inc. (Cincinnati, OH — biotechnology — 2012–2016; $27M reported sold to 54 investors) and Akebia Therapeutics, Inc. (Cincinnati, OH — biotechnology — 2011; $13.9M reported sold to 24 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 15 years. Across those companies the filings report $191M sold in total.

Listed alongside Anupam Dalal (9 shared filings), Campbell Murray (9 shared filings), Joseph H. Gardner (9 shared filings), Kevin Peters (9 shared filings), Paul Weiss (9 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

2 of the issuers belong to the sponsor group Akebia (2 issuers, $17.4M reported sold, 2011–2016).

What this means A sponsor group is one team that sets up a new company for each deal. Akebia has 2 companies on file and $17.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for John Rice and found 11 differences, 1 worth asking the sponsor about: Form D filed 80 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Rice has not run yet — it is joining a line of 44,048 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Rice..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

John D Rice, Jr. and Claudia E Rice closed
United States Bankruptcy Court, S.D. Ohio · No. 1:24-bk-12187 · Filed Sep 23, 2024 · Closed Jan 22, 2025
Role of John D Rice, Jr.: Debtor · Outcome: Case closed 2025-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John P. Rice, Jr. closed
United States Bankruptcy Court, S.D. Ohio · No. 2:22-bk-51300 · Filed May 5, 2022 · Closed Sep 7, 2022
Role of John P. Rice, Jr.: Debtor · Outcome: Case closed 2022-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John D. Rice closed
United States Bankruptcy Court, N.D. Ohio · No. 13-16188 · Filed Aug 30, 2013 · Closed Dec 17, 2013
Role of John D. Rice: Debtor · Outcome: Case closed 2013-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John J. Rice, Sr. and Rosemary Rice closed
United States Bankruptcy Court, S.D. Ohio · No. 2:11-bk-54369 · Filed Apr 25, 2011 · Closed Nov 18, 2015
Role of John J. Rice, Sr.: Debtor · Outcome: Case closed 2015-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John F. Rice and Kathy Rice closed
United States Bankruptcy Court, S.D. Ohio · No. 3:11-bk-30876 · Filed Feb 24, 2011 · Closed Jul 5, 2011
Role of John F. Rice and Kathy Rice: Debtor · Outcome: Case closed 2011-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John C. Rice and Jennifer L. Rice closed
United States Bankruptcy Court, N.D. Ohio · No. 09-64191 · Filed Oct 8, 2009 · Closed Feb 9, 2010
Role of John C. Rice and Jennifer L. Rice: Debtor · Outcome: Case closed 2010-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John L. Rice, Sr. closed
United States Bankruptcy Court, N.D. Ohio · No. 08-62000 · Filed Jun 13, 2008 · Closed Oct 27, 2008
Role of John L. Rice, Sr.: Debtor · Outcome: Case closed 2008-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John H. Rice and Amy L. Rice closed
United States Bankruptcy Court, S.D. Ohio · No. 2:07-bk-54293 · Filed Jun 4, 2007 · Closed Aug 20, 2008
Role of John H. Rice and Amy L. Rice: Debtor · Outcome: Case closed 2008-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John E. Rice and Angela S. Rice closed
United States Bankruptcy Court, S.D. Ohio · No. 2:04-bk-68894 · Filed Nov 30, 2004 · Closed Mar 30, 2005
Role of John E. Rice and Angela S. Rice: Debtor · Outcome: Case closed 2005-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John M. Rice closed
United States Bankruptcy Court, N.D. Ohio · No. 04-33307 · Filed Apr 23, 2004 · Closed Aug 30, 2004
Role of John M. Rice: Debtor · Outcome: Case closed 2004-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John E Rice and Regina A Rice closed
United States Bankruptcy Court, S.D. Ohio · No. 1:02-bk-18170 · Filed Oct 30, 2002 · Closed Mar 20, 2003
Role of John E Rice and Regina A Rice: Debtor · Outcome: Case closed 2003-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John J. Rice and Josephine E. Rice closed
United States Bankruptcy Court, N.D. Ohio · No. 00-31646 · Filed Apr 20, 2000 · Closed Feb 22, 2007
Role of John J. Rice and Josephine E. Rice: Debtor · Outcome: Case closed 2007-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John H Rice closed
United States Bankruptcy Court, S.D. Ohio · No. 2:98-bk-58991 · Filed Sep 18, 1998 · Closed Jan 27, 1999
Role of John H Rice: Debtor · Outcome: Case closed 1999-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John D. Rice and Catherine E. Rice closed
United States Bankruptcy Court, N.D. Ohio · No. 95-33060 · Filed Nov 27, 1995 · Closed Apr 19, 1996
Role of John D. Rice and Catherine E. Rice: Debtor · Outcome: Case closed 1996-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 391 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for John Rice — 1 worth asking about (compared 12 filings on Oct 24, 2026)

Note · Oct 14, 2003 – Mar 22, 2006

Bankruptcy case: Khuong Tran and Vien T. Nguyen — filed Oct 14, 2003

United States Bankruptcy Court, D. Massachusetts docket "Khuong Tran and Vien T. Nguyen" filed Oct 14, 2003, closed Mar 22, 2006. Chau Khuong (listed on the same filings) is listed as Debtor ("Khuong Tran and Vien T. Nguyen"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗Chau Khuong — PartnerFacts page ↗
Sources
Note · Jul 28, 2005 – Dec 21, 2005

Bankruptcy case: Michael J. Hooven — filed Jul 28, 2005

United States Bankruptcy Court, S.D. Ohio docket "Michael J. Hooven" filed Jul 28, 2005, closed Dec 21, 2005. Michael Hooven (listed on the same filings) is listed as Debtor ("Michael J. Hooven"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Ohio ↗Michael Hooven — PartnerFacts page ↗
Sources
Worth asking · Aug 28, 2012 – Nov 16, 2012

Form D filed 80 days after the first sale — Aerpio Therapeutics, Inc.

The filing says the first sale was Aug 28, 2012. The Form D was filed Nov 16, 2012 — 80 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 65 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 16, 2012 ↗Aerpio Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Apr 6, 2011 – Feb 3, 2022

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ENABLE INJECTIONS, INC (latest filing Feb 3, 2022) · No amendment in the last 12 months on an offering that may still be open — ENABLE INJECTIONS, INC (latest filing Oct 30, 2018) · No amendment in the last 12 months on an offering that may still be open — Aerpio Therapeutics, Inc. (latest filing Nov 14, 2016) · No amendment in the last 12 months on an offering that may still be open — Aerpio Therapeutics, Inc. (latest filing Apr 15, 2016) · No amendment in the last 12 months on an offering that may still be open — Aerpio Therapeutics, Inc. (latest filing Nov 15, 2013) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Feb 3, 2022 ↗ENABLE INJECTIONS, INC — PartnerFacts page ↗Form D · Oct 30, 2018 ↗Form D · Nov 14, 2016 ↗
Sources
Note · Sep 12, 2013 – Nov 15, 2013

Offering amount changed between filings — Aerpio Therapeutics, Inc.

The Sep 12, 2013 filing says $21,863,312 offered; the Nov 15, 2013 Form D/A says $31,011,902.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Sep 12, 2013 ↗Form D/A (later) · Nov 15, 2013 ↗Aerpio Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Apr 8, 2011 – Apr 21, 2011

Offering amount changed between filings — Akebia Therapeutics, Inc.

The Apr 8, 2011 filing says $19,038,296 offered; the Apr 21, 2011 Form D/A says $22,101,955.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 8, 2011 ↗Form D/A (later) · Apr 21, 2011 ↗Akebia Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Sep 8, 2010 – May 10, 2024

Same name, different state: "John Rice" (MO) is a separate record

This page covers filings where the address state is OH. A separate record, "John Rice" with address state MO, is listed on 6 filings — most recently by Surround Care, LLC (May 10, 2024). Both records have filings in the same period (Apr 8, 2011 to May 10, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Rice (MO) — PartnerFacts page ↗Form D · May 10, 2024 ↗Surround Care, LLC — PartnerFacts page ↗John Rice (OH) — this page ↗
Sources
Note · Jul 15, 2011 – Mar 8, 2017

Same name, different state: "John Rice" (IL) is a separate record

This page covers filings where the address state is OH. A separate record, "John Rice" with address state IL, is listed on 2 filings — most recently by VPI HOLDING COMPANY, LLC (Mar 8, 2017). Both records have filings in the same period (Jul 15, 2011 to Mar 8, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Rice (IL) — PartnerFacts page ↗Form D · Mar 8, 2017 ↗VPI HOLDING COMPANY, LLC — PartnerFacts page ↗John Rice (OH) — this page ↗
Sources
Note · Nov 24, 2009 – Jan 18, 2013

Same name, different state: "John Rice" (CO) is a separate record

This page covers filings where the address state is OH. A separate record, "John Rice" with address state CO, is listed on 4 filings — most recently by Algal Scientific Corp (Jan 18, 2013). Both records have filings in the same period (Apr 8, 2011 to Jan 18, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Rice (CO) — PartnerFacts page ↗Form D/A · Jan 18, 2013 ↗Algal Scientific Corp — PartnerFacts page ↗John Rice (OH) — this page ↗
Sources
Note · Dec 8, 2009

Same name, different state: "John Rice" (WI) is a separate record

This page covers filings where the address state is OH. A separate record, "John Rice" with address state WI, is listed on 2 filings — most recently by DIVERSEY HOLDINGS, INC. (Dec 8, 2009). The two records do not overlap in time: this page runs Apr 8, 2011 to Jan 9, 2026; the other has one filing dated Dec 8, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Rice (WI) — PartnerFacts page ↗Form D · Dec 8, 2009 ↗DIVERSEY HOLDINGS, INC. — PartnerFacts page ↗John Rice (OH) — this page ↗
Sources
Note · Sep 25, 2009

Same name, different state: "John R Rice" (NY) is a separate record

This page covers filings where the address state is OH. A separate record, "John R Rice" with address state NY, is listed on 1 filing — most recently by CAPSTONE CURRENT LIQUIDITY FUND, LP (Sep 25, 2009). The two records do not overlap in time: this page runs Apr 8, 2011 to Jan 9, 2026; the other has one filing dated Sep 25, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John R Rice (NY) — PartnerFacts page ↗Form D · Sep 25, 2009 ↗CAPSTONE CURRENT LIQUIDITY FUND, LP — PartnerFacts page ↗John Rice (OH) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 9 offerings reports sales commissions totalling $8,252,453; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2026 D
ENABLE INJECTIONS, INC
File 021-569420
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2022 D
ENABLE INJECTIONS, INC
File 021-432244
$8,252,453$0$0None no CRD number reported
via UBS Securities LLC (CRD 7654 ↗)
EDGAR ↗
Oct 30, 2018 D
ENABLE INJECTIONS, INC
File 021-324691
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2016 D
Aerpio Therapeutics, Inc.
File 021-274328
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2016 D
Aerpio Therapeutics, Inc.
File 021-261484
$0$0$0None listed on this filingEDGAR ↗
May 6, 2014 D
Aerpio Therapeutics, Inc.
File 021-216881
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2013 D/A
Aerpio Therapeutics, Inc.
File 021-187106
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2012 D
Aerpio Therapeutics, Inc.
File 021-171210
$0$0$0None listed on this filingEDGAR ↗
Apr 21, 2011 D/A
Akebia Therapeutics, Inc.
File 021-158098
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John Rice on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EI
Other Health Care

ENABLE INJECTIONS, INC

Cincinnati, OH · Oct 30, 2018 → Jan 9, 2026 · 3 filings
  • Jan 9, 2026 · D · $29,999,997 sold of $29,999,997 · 1 investors · min. $1 · role: Director EDGAR ↗
  • Feb 3, 2022 · D · $150,044,600 sold of $215,000,000 · 22 investors · min. $1 · role: Director EDGAR ↗
  • Oct 30, 2018 · D · $30,670,823 sold of $50,000,000 · 15 investors · min. $1 · role: Director EDGAR ↗

Raised $150M from 22 investors (100% of the $30M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Biotechnology · group: Akebia

Aerpio Therapeutics, Inc.

Cincinnati, OH · Jan 5, 2012 → Nov 14, 2016 · 7 filings
  • Nov 14, 2016 · D · $3,469,141 sold of $4,600,000 · 53 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2016 · D · $4,536,531 sold of $9,200,000 · 54 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 6, 2014 · D · $22,000,000 sold of $22,000,000 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 15, 2013 · D/A · $27,000,000 sold of $31,011,902 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 12, 2013 · D/A · $17,999,999 sold of $21,863,312 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2012 · D · $10,000,000 sold of $21,863,312 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 5, 2012 · D · $5,000,000 sold of $5,000,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $27M from 54 investors (100% of the $4.6M target) as of the latest filing. John is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Biotechnology · group: Akebia

Akebia Therapeutics, Inc.

Cincinnati, OH · Apr 8, 2011 → Apr 21, 2011 · 2 filings
  • Apr 21, 2011 · D/A · $13,945,340 sold of $22,101,955 · 24 investors · min. $9,004 · role: Director EDGAR ↗
  • Apr 8, 2011 · D · $11,999,998 sold of $19,038,296 · 21 investors · min. $9,004 · role: Director EDGAR ↗

Raised $13.9M from 24 investors (63% of the $22.1M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Rice — MD, 4 issuers, Nov 12, 2014 → Oct 6, 2026 · no shared issuer
  • John Rice — MO, 3 issuers, Sep 8, 2010 → May 10, 2024 · no shared issuer
  • John M. Rice — OH, 2 issuers, Jun 28, 2016 → Oct 18, 2019 · no shared issuer
  • John Rice — IL, 2 issuers, Jul 15, 2011 → Mar 8, 2017 · no shared issuer
  • John R Rice — NY, 1 issuer, Sep 25, 2009 → Sep 25, 2009 · no shared issuer
  • John Rice — WI, 1 issuer, Dec 8, 2009 → Dec 8, 2009 · no shared issuer
  • John Rice — CO, 1 issuer, Nov 24, 2009 → Jan 18, 2013 · no shared issuer
  • John Rice — NC, 1 issuer, Aug 29, 2017 → Aug 15, 2024 · no shared issuer
  • John Rice — VT, 1 issuer, Jun 21, 2018 → Jun 21, 2018 · no shared issuer
  • John Rice — NM, 1 issuer, Feb 10, 2020 → Apr 9, 2021 · no shared issuer
  • John Rice — GA, 1 issuer, Apr 14, 2022 → Apr 14, 2022 · no shared issuer

People around John 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Weiss

Director · 9 shared filings (2 issuers) · also on 14 other issuers

Paul Weiss is on 16 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Campbell Murray

Director · 9 shared filings (2 issuers) · also on 12 other issuers

Campbell Murray is on 14 issuers in total — a repeat sponsor. Their page lists every one.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Peters

Executive Officer · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph H. Gardner

Executive Officer, Director · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Anupam Dalal

Director · 9 shared filings (2 issuers) · also on 7 other issuers

Anupam Dalal is on 9 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Shalwitz

Executive Officer · 7 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Adrienne Graves

Director · 6 shared filings (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

Duane Nash

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Muneer Satter

Director · 4 shared filings (1 issuer) · also on 15 other issuers

Muneer Satter is on 16 issuers in total — a repeat sponsor. Their page lists every one.

IH
No photo found yet (own website and image search run after this page is viewed)
Person

Ian A.W. Howes

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as John Rice. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Hooven

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Chau Khuong

Director · 3 shared filings (1 issuer) · also on 6 other issuers

Chau Khuong is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Flaherty

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Simone Song

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Reinhard J. Ambros

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Rice. Their page shows their other deals.

NW
No photo found yet (own website and image search run after this page is viewed)
Person

Norman R. Weldon

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Richard J. D'Augustine

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Fishman

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William Daly

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lauren Silverman

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Pakola

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Spies

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mark A. Collar

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel von Allmen

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Robards

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Collins

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Kroekel

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

John DeFord

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Huddleston

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Beckie Robertson

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Erik Falk

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nigel Sheail

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

VC
No photo found yet (own website and image search run after this page is viewed)
Person

Vickie Capps

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rice. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Richard D'Augustine

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rice. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Akebia

2 issuers · 9 filings · $17.4M reported sold · 2011–2016

One team, 2 deal companies. John Rice is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Rice.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Rice by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Rice is listed on: none on file. No website or social profile named in ENABLE INJECTIONS, INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #46,478 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cincinnati, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

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