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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:14 AM ET

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JR
No photo found yet (own website and image search run after this page is viewed)

John D Race

Named as an officer, director or promoter on SEC Form D filings · FL · Dec 17, 2009 → May 9, 2012

1deal (issuers)
$9.71Mreported sold
126investors
3Form D filings
2009–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John D Race is listed as a director on 3 SEC Form D filings by 1 issuer between Dec 2009 and May 2012: CNLBancshares, Inc. (Orlando, FL — commercial banking — 2009–2012; $9.71M reported sold to 126 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside C Michael Collins (3 shared filings), Charles W Newman (3 shared filings), Dianna F Morgan (3 shared filings), James M. Seneff, Jr. (3 shared filings), Lee Hanna (3 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuer belongs to the sponsor group Cnl (13 issuers, $102.9M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Cnl has 13 companies on file and $102.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 8 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for John D Race and found 6 differences, 2 worth asking the sponsor about: Form D filed 350 days after the first sale; Form D filed 108 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John D Race has not run yet — it is joining a line of 10,298 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Deprince, Race & Zollo, Inc., and John D. Race Administrative proceeding
SEC · Jun 12, 2002 · Parties as named in the release: Deprince, Race & Zollo, Inc., and John D. Race Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is named in the release
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John D Race..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Cathe Lee M. Race and John M. Race closed
United States Bankruptcy Court, N.D. California · No. 18-52628 · Filed Nov 28, 2018 · Closed Feb 28, 2019
Role of John M. Race: Debtor · Outcome: Case closed 2019-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
John S Race and Kari L Race closed
United States Bankruptcy Court, E.D. Michigan · No. 14-31850 · Filed Jun 27, 2014 · Closed Oct 6, 2014
Role of John S Race and Kari L Race: Debtor · Outcome: Case closed 2014-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state); middle initial differs
John J. Race, III closed
United States Bankruptcy Court, D. Minnesota · No. 13-45967 · Filed Dec 12, 2013 · Closed Apr 2, 2014
Role of John J. Race, III: Debtor · Outcome: Case closed 2014-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state); middle initial differs
John S. Race closed
United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-04153 · Filed Apr 5, 2013 · Closed Jul 10, 2013
Role of John S. Race: Debtor · Outcome: Case closed 2013-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
John K Race closed
United States Bankruptcy Court, E.D. Missouri · No. 09-43983 · Filed Apr 30, 2009 · Closed Aug 26, 2009
Role of John K Race: Debtor · Outcome: Case closed 2009-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state); middle initial differs
John Race and Katherine Veltman-Race closed
United States Bankruptcy Court, W.D. Michigan · No. 05-21348 · Filed Oct 12, 2005 · Closed Mar 15, 2006
Role of John Race and Katherine Veltman-Race: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state); middle initial differs
John L. Race and Connie D. Race closed
United States Bankruptcy Court, E.D. Wisconsin · No. 04-33046 · Filed Sep 9, 2004 · Closed Jan 12, 2005
Role of John L. Race and Connie D. Race: Debtor · Outcome: Case closed 2005-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state); middle initial differs
John K. Race closed
United States Bankruptcy Court, N.D. New York · No. 03-11721 · Filed Mar 18, 2003 · Closed Oct 29, 2003
Role of John K. Race: Debtor · Outcome: Case closed 2003-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for John D Race — 2 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · May 25, 2011 – May 9, 2012

Form D filed 350 days after the first sale — CNLBancshares, Inc.

The filing says the first sale was May 25, 2011. The Form D was filed May 9, 2012 — 350 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 335 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 9, 2012 ↗CNLBancshares, Inc. — PartnerFacts page ↗
Sources
Worth asking · Aug 31, 2009 – Dec 17, 2009

Form D filed 108 days after the first sale — CNLBancshares, Inc.

The filing says the first sale was Aug 31, 2009. The Form D was filed Dec 17, 2009 — 108 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 93 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 17, 2009 ↗CNLBancshares, Inc. — PartnerFacts page ↗
Sources
Note · May 25, 2011 – Jun 30, 2011

Form D filed 36 days after the first sale — CNLBancshares, Inc.

The filing says the first sale was May 25, 2011. The Form D was filed Jun 30, 2011 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 30, 2011 ↗CNLBancshares, Inc. — PartnerFacts page ↗
Sources
Note · May 25, 2011 – May 9, 2012

No amendment in the last 12 months on an offering that may still be open — CNLBancshares, Inc. (latest filing May 9, 2012)

The latest filing for this offering is dated May 9, 2012 (first sale May 25, 2011). It reports $8,085,002 sold of $40,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 9, 2012 ↗CNLBancshares, Inc. — PartnerFacts page ↗
Sources
Note · May 25, 2011 – Jun 30, 2011

No amendment in the last 12 months on an offering that may still be open — CNLBancshares, Inc. (latest filing Jun 30, 2011)

The latest filing for this offering is dated Jun 30, 2011 (first sale May 25, 2011). It reports $4,433,796 sold of $40,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 30, 2011 ↗CNLBancshares, Inc. — PartnerFacts page ↗
Sources
Note · Aug 31, 2009 – Dec 17, 2009

No amendment in the last 12 months on an offering that may still be open — CNLBancshares, Inc. (latest filing Dec 17, 2009)

The latest filing for this offering is dated Dec 17, 2009 (first sale Aug 31, 2009). It reports $9,710,736 sold of $20,000,008 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 17, 2009 ↗CNLBancshares, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 3 offerings reports sales commissions totalling $25,440; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 9, 2012 D
CNLBancshares, Inc.
File 021-177970
$25,440$0$0Spencer-Winston Securities Corporation BrokerCheck CRD 8300 ↗EDGAR ↗
Jun 30, 2011 D
CNLBancshares, Inc.
File 021-162145
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2009 D
CNLBancshares, Inc.
File 021-137003
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John D Race on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Commercial Banking · group: Cnl

CNLBancshares, Inc.

Orlando, FL · Dec 17, 2009 → May 9, 2012 · 3 filings
  • May 9, 2012 · D · $8,085,002 sold of $40,000,000 · 74 investors · min. $25,000 · role: Director EDGAR ↗
  • Jun 30, 2011 · D · $4,433,796 sold of $40,000,000 · 35 investors · min. $25,000 · role: Director EDGAR ↗
  • Dec 17, 2009 · D · $9,710,736 sold of $20,000,008 · 126 investors · min. $700 · role: Director EDGAR ↗

Raised $9.71M from 126 investors (24% of the $40M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Race — FL, 2 issuers, Feb 11, 2014 → May 4, 2026 · no shared issuer

People around John 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy G Schmidt

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John D Race. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James M. Seneff, Jr.

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John D Race. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Bourne

Director · 3 shared filings (1 issuer) · also on 15 other issuers

Robert A. Bourne is on 16 issuers in total — a repeat sponsor. Their page lists every one.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Charles W Newman

Director · 3 shared filings (1 issuer)

Listed on the same filings as John D Race. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Hanna

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John D Race. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

C Michael Collins

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John D Race. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dianna F Morgan

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John D Race. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rafael Martinez

Director · 3 shared filings (1 issuer)

Listed on the same filings as John D Race. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Chirag J. Bhavsar

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Chirag J. Bhavsar is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel C Rice

Director · 1 shared filing (1 issuer)

Listed on the same filings as John D Race. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Cnl

13 issuers · 30 filings · $102.9M reported sold · 2009–2026

One team, 13 deal companies. John D Race is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John D Race.

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John D Race by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John D Race is listed on: none on file. No website or social profile named in CNLBancshares, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #342,266 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Orlando, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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