John Marshall is listed as an executive officer and director on 10 SEC Form D filings by 2 issuers between Mar 2013 and Sep 2022: OneTrust LLC (Atlanta, GA — computers — 2019–2022; $210M reported sold to 20 investors) and A.W.S. Holding, LLC (Atlanta, GA — industry reported as "Other" — 2013; $200M reported sold to 9 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $410M sold in total.
Listed alongside Alan J. Dabbiere (10 shared filings), David K. Dabbiere (10 shared filings), Kabir Barday (9 shared filings), Richard Wells (9 shared filings) and Jeff Horing (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 SEC releases, 1 bankruptcy case matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for John Marshall and found 11 differences, 1 worth asking the sponsor about: Form D filed 307 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.