John Clark is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Nov 2009 and Sep 2016: GRIDPOINT INC (Arlington, VA — other technology — 2009; $115.6M reported sold to 52 investors) and DTI Management, LLC (Alexandria, VA — industry reported as "Other" — 2016; $96.6M reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $212.2M sold in total.
Listed alongside ALEXEI J. COWETT (1 shared filing), Alex Guira (1 shared filing), Chris Stadler (1 shared filing), Curtis Cheng (1 shared filing), Dale Bowen (1 shared filing) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 SEC releases, 4 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for John Clark and found 10 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.