Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:25 AM ET

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John E. Carter

Named as an officer, director or promoter on SEC Form D filings · FL · Jan 14, 2013 → Apr 24, 2024

72deals (issuers)

$1.67Breported sold

4,467investors

321Form D filings

2013–2024years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John E. Carter is listed as an executive officer and director on 321 SEC Form D filings by 72 issuers between Jan 2013 and Dec 2025. Largest by amount reported sold: Carter Multifamily Growth & Income Fund, LLC (Tampa, FL — reits and finance — 2018–2019; $103.1M reported sold to 1,047 investors), CX Lively Indigo Run Depositor, LLC (Tampa, FL — other real estate — 2022; $72.7M reported sold to 40 investors), CX Multifamily Portfolio, DST (Tampa, FL — other real estate — 2021; $67.3M reported sold to 148 investors), CX Liberty Mill, DST (Tampa, FL — other real estate — 2021–2022; $65.9M reported sold to 131 investors), CX Multifamily Portfolio Depositor, LLC (Tampa, FL — other real estate — 2021; $60.7M reported sold to 42 investors) and 67 more (all listed below).

What this means That is a lot of deals — 72 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $1.67B sold in total.

Listed alongside E. Carter Exchange Fund Management Company, LLC (276 shared filings, management entity), Thomas Guard (30 shared filings), Robert Dallas Whitaker, Jr. (29 shared filings), Lisa Drummond (26 shared filings), Cynthia Pfeifer (21 shared filings) and 86 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

71 of the issuers belong to the sponsor group E Carter Exchange (74 issuers, $1.68B reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. E Carter Exchange has 74 companies on file and $1.68B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 17 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 321 public filings for John E. Carter and found 8 differences, 1 worth asking the sponsor about: Form D filed 286 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John E. Carter has not run yet — it is #1,693 of 15,541 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John E. Carter..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

17 cases: 16 closed (disposition not in docket feed), 1 open

John A. Carter and Theresa Ruth Carter closed

United States Bankruptcy Court, S.D. Florida. · No. 21-13350 · Filed Apr 8, 2021 · Closed Jul 15, 2021

Role of John A. Carter and Theresa Ruth Carter: Debtor · Outcome: Case closed 2021-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John R Carter and Vincetta Carter closed

United States Bankruptcy Court, S.D. Florida. · No. 17-13908 · Filed Mar 30, 2017 · Closed Jun 22, 2021

Role of John R Carter and Vincetta Carter: Debtor · Outcome: Case closed 2021-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John W. Carter, Jr. and Paula E. Carter closed

United States Bankruptcy Court, M.D. Florida · No. 3:15-bk-04682 · Filed Oct 26, 2015 · Closed Feb 16, 2021

Role of John W. Carter, Jr.: Debtor · Outcome: Case closed 2021-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John T Carter closed

United States Bankruptcy Court, M.D. Florida · No. 6:14-bk-07895 · Filed Jul 10, 2014 · Closed Oct 31, 2018

Role of John T Carter: Debtor · Outcome: Case closed 2018-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John Carter open

United States Bankruptcy Court, S.D. Florida. · No. 13-40682 · Filed Dec 31, 2013

Role of John Carter: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL)

John W. Carter, Sr. and Margaret L. Carter closed

United States Bankruptcy Court, M.D. Florida · No. 3:12-bk-07865 · Filed Dec 11, 2012 · Closed Apr 3, 2013

Role of John W. Carter, Sr.: Debtor · Outcome: Case closed 2013-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John M Carter closed

United States Bankruptcy Court, S.D. Florida. · No. 11-18056 · Filed Mar 28, 2011 · Closed May 12, 2011

Role of John M Carter: Debtor · Outcome: Case closed 2011-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John E Carter and Brenda J Carter closed

United States Bankruptcy Court, M.D. Florida · No. 8:10-bk-17719 · Filed Jul 26, 2010 · Closed May 2, 2016

Role of John E Carter and Brenda J Carter: Debtor · Outcome: Case closed 2016-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL)

John W Carter closed

United States Bankruptcy Court, M.D. Florida · No. 6:10-bk-07529 · Filed Apr 30, 2010 · Closed Aug 24, 2010

Role of John W Carter: Debtor · Outcome: Case closed 2010-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John M Carter closed

United States Bankruptcy Court, M.D. Florida · No. 2:10-bk-10062 · Filed Apr 29, 2010 · Closed Jun 19, 2013

Role of John M Carter: Debtor · Outcome: Case closed 2013-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John Carter and Jennifer Carter closed

United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-03674 · Filed Feb 27, 2009 · Closed Jun 18, 2009

Role of John Carter and Jennifer Carter: Debtor · Outcome: Case closed 2009-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John Carter and Monica Carter closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-19161 · Filed Nov 30, 2008 · Closed Apr 13, 2009

Role of John Carter and Monica Carter: Debtor · Outcome: Case closed 2009-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John Carter and Melissa Carter closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-00666 · Filed Jan 19, 2008 · Closed May 1, 2009

Role of John Carter and Melissa Carter: Debtor · Outcome: Case closed 2009-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John L. Carter and Joyce F. Carter closed

United States Bankruptcy Court, N.D. Florida · No. 04-32113 · Filed Aug 16, 2004 · Closed Jun 22, 2006

Role of John L. Carter and Joyce F. Carter: Debtor · Outcome: Case closed 2006-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John B Carter and Verna L Tice closed

United States Bankruptcy Court, M.D. Florida · No. 8:04-bk-04725 · Filed Mar 11, 2004 · Closed Dec 8, 2009

Role of John B Carter and Verna L Tice: Debtor · Outcome: Case closed 2009-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John R. Carter closed

United States Bankruptcy Court, S.D. Florida. · No. 04-11966 · Filed Mar 10, 2004 · Closed Jul 21, 2004

Role of John R. Carter: Debtor · Outcome: Case closed 2004-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

John H. Carter closed

United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-02020 · Filed Feb 3, 2003 · Closed Apr 12, 2005

Role of John H. Carter: Debtor · Outcome: Case closed 2005-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 956 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for John E. Carter — 1 worth asking about (compared the newest 50 of 321 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jan 19, 2023 – Nov 1, 2023

Form D filed 286 days after the first sale — CX Mode at Hyattsville, DST

The filing says the first sale was Jan 19, 2023. The Form D was filed Nov 1, 2023 — 286 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 271 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Nov 1, 2023 ↗CX Mode at Hyattsville, DST — PartnerFacts page ↗

Sources

Form D · Nov 1, 2023 ↗ (Nov 1, 2023)
CX Mode at Hyattsville, DST — PartnerFacts page ↗ (Nov 30, 2023)

Note · Jun 27, 2022 – Sep 24, 2024

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CX Texas Industrial II, DST (latest filing Sep 24, 2024) · No amendment in the last 12 months on an offering that may still be open — Aphorio Carter Critical Infrastructure Fund, LLC (latest filing Jan 16, 2024) · No amendment in the last 12 months on an offering that may still be open — CX Residences at Congressional Village, DST (latest filing Dec 26, 2023) · No amendment in the last 12 months on an offering that may still be open — CX Mode at Hyattsville, DST (latest filing Nov 30, 2023) · No amendment in the last 12 months on an offering that may still be open — CX Midwest Industrial Logistics, DST (latest filing Nov 28, 2023) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 24, 2024 ↗CX Texas Industrial II, DST — PartnerFacts page ↗Form D/A · Jan 16, 2024 ↗Aphorio Carter Critical Infrastructure Fund, LLC — PartnerFacts page ↗

Sources

Form D/A · Sep 24, 2024 ↗ (Sep 24, 2024)
CX Texas Industrial II, DST — PartnerFacts page ↗ (Sep 24, 2024)
Form D/A · Jan 16, 2024 ↗ (Jan 16, 2024)
Aphorio Carter Critical Infrastructure Fund, LLC — PartnerFacts page ↗ (Jan 16, 2024)
Form D/A · Dec 26, 2023 ↗ (Dec 26, 2023)
CX Residences at Congressional Village, DST — PartnerFacts page ↗ (Dec 26, 2023)
Form D/A · Nov 30, 2023 ↗ (Nov 30, 2023)
CX Mode at Hyattsville, DST — PartnerFacts page ↗ (Nov 30, 2023)

Note · Jul 12, 2022 – Aug 17, 2022

John E. Carter is written 2 different ways on the filings

listed as "John E. Carter" on 82 filings (from Jul 12, 2022), and "John Carter" on 10 filings (from Aug 17, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 12, 2022 ↗Form D · Aug 17, 2022 ↗John E. Carter — PartnerFacts page ↗

Sources

Note · Apr 19, 2013 – Dec 3, 2025

Same name, different state: "John Carter" (A1) is a separate record

This page covers filings where the address state is FL. A separate record, "John Carter" with address state A1, is listed on 2 filings — most recently by Sixty North Gold Mining Ltd. (Dec 3, 2025). Both records have filings in the same period (Apr 19, 2013 to Apr 24, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Carter (A1) — PartnerFacts page ↗Form D · Dec 3, 2025 ↗Sixty North Gold Mining Ltd. — PartnerFacts page ↗John E. Carter (FL) — this page ↗

Sources

John Carter (A1) — PartnerFacts page ↗ (Dec 3, 2025)
Form D · Dec 3, 2025 ↗ (Dec 3, 2025)
Sixty North Gold Mining Ltd. — PartnerFacts page ↗ (Dec 3, 2025)
John E. Carter (FL) — this page ↗ (Apr 24, 2024)

Note · Apr 13, 2017 – Jan 22, 2020

Same name, different state: "John Carter" (X0) is a separate record

This page covers filings where the address state is FL. A separate record, "John Carter" with address state X0, is listed on 3 filings — most recently by Hollyport Secondary Opportunities VII LP (Jan 22, 2020). Both records have filings in the same period (Apr 13, 2017 to Jan 22, 2020).

John Carter (X0) — PartnerFacts page ↗Form D/A · Jan 22, 2020 ↗Hollyport Secondary Opportunities VII LP — PartnerFacts page ↗John E. Carter (FL) — this page ↗

Sources

John Carter (X0) — PartnerFacts page ↗ (Jan 22, 2020)
Form D/A · Jan 22, 2020 ↗ (Jan 22, 2020)
Hollyport Secondary Opportunities VII LP — PartnerFacts page ↗ (Jan 22, 2020)
John E. Carter (FL) — this page ↗ (Apr 24, 2024)

Note · Oct 14, 2015

Same name, different state: "John Carter" (WA) is a separate record

This page covers filings where the address state is FL. A separate record, "John Carter" with address state WA, is listed on 1 filing — most recently by SB Ventures, Inc. (Oct 14, 2015). Both records have filings in the same period (Oct 14, 2015).

John Carter (WA) — PartnerFacts page ↗Form D · Oct 14, 2015 ↗SB Ventures, Inc. — PartnerFacts page ↗John E. Carter (FL) — this page ↗

Sources

John Carter (WA) — PartnerFacts page ↗ (Oct 14, 2015)
Form D · Oct 14, 2015 ↗ (Oct 14, 2015)
SB Ventures, Inc. — PartnerFacts page ↗ (Oct 14, 2015)
John E. Carter (FL) — this page ↗ (Apr 24, 2024)

Note · Jan 25, 2010

Same name, different state: "JOHN CARTER" (CA) is a separate record

This page covers filings where the address state is FL. A separate record, "JOHN CARTER" with address state CA, is listed on 1 filing — most recently by PILLAR VISION INC (Jan 25, 2010). The two records do not overlap in time: this page runs Jan 14, 2013 to Apr 24, 2024; the other has one filing dated Jan 25, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN CARTER (CA) — PartnerFacts page ↗Form D · Jan 25, 2010 ↗PILLAR VISION INC — PartnerFacts page ↗John E. Carter (FL) — this page ↗

Sources

JOHN CARTER (CA) — PartnerFacts page ↗ (Jan 25, 2010)
Form D · Jan 25, 2010 ↗ (Jan 25, 2010)
PILLAR VISION INC — PartnerFacts page ↗ (Jan 25, 2010)
John E. Carter (FL) — this page ↗ (Apr 24, 2024)

Note · Aug 17, 2022 – Jan 16, 2024

Minimum investment changed between filings — Aphorio Carter Critical Infrastructure Fund, LLC

The Aug 17, 2022 filing lists a minimum of $0; the Jan 16, 2024 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 17, 2022 ↗Form D/A (later) · Jan 16, 2024 ↗Aphorio Carter Critical Infrastructure Fund, LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Aug 17, 2022 ↗ (Aug 17, 2022)
Form D/A (later) · Jan 16, 2024 ↗ (Jan 16, 2024)
Aphorio Carter Critical Infrastructure Fund, LLC — PartnerFacts page ↗ (Jan 16, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 321 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

50 of 77 offerings report sales commissions totalling $285,812,356; 0 report finder's fees; 32 report proceeds to related persons totalling $97,474,801. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 17, 2025 D AC REIT Investments II, Inc. File 021-567162	$9,250 (est.)	$0 (est.)	$0 (est.)	ICA, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Mar 24, 2025 D Aphorio Carter Critical Infrastructure Fund II, LLC File 021-542002	$19,000,000 (est.)	$0 (est.)	$2,500,000 (est.) Item 16 is an estimate of certain offering and organization expense reimbursements that may accrue to a Related Person.	Skyway Capital Markets LLC BrokerCheck CRD 124630 ↗	EDGAR ↗
Mar 20, 2025 D Aphorio Carter Critical Infrastructure Fund II, LLC File 021-541522	$19,000,000 (est.)	$0 (est.)	$2,500,000 (est.) Item 16 is an estimate of certain offering and organization expense reimbursements that may accrue to a Related Person.	Skyway Capital Markets LLC BrokerCheck CRD 124630 ↗	EDGAR ↗
Sep 24, 2024 D/A CX Texas Industrial II, DST File 021-502445	$253,528 (est.)	$0	$828,342 (est.) Item 16 is an estimate of the acquisition and finance fees, reimbursements for acquisition and financing costs, and other offering and organization expenses that may accrue to one or more Related Persons.	Orchard Securities BrokerCheck CRD 133378 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Realized Financial, Inc. BrokerCheck CRD 22333 ↗ FNEX Capital, LLc BrokerCheck CRD 166316 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗	EDGAR ↗
Apr 24, 2024 D Carter Multifamily Growth & Income Fund IV, LLC File 021-511471	$19,000,000 (est.)	$0 (est.)	$2,000,000 (est.) Item 16 is an estimate of certain organization and offering expense reimbursements that may accrue to the Sponsor of the Issuer in connection with this offering.	Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗	EDGAR ↗
Jan 16, 2024 D/A Aphorio Carter Critical Infrastructure Fund, LLC File 021-456199	$19,000,000 (est.)	$0 (est.)	$2,000,000 (est.) Item 16 is an estimate of certain offering and organization expense reimbursements that may accrue to a Related Person.	A.G.P. / Alliance Global Partners BrokerCheck CRD 8361 ↗	EDGAR ↗
Dec 26, 2023 D/A CX Residences at Congressional Village, DST File 021-460490	$7,507,068 (est.)	$0 (est.)	$3,296,932 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ DFPG Investments, LLC BrokerCheck CRD 155576 ↗ Crescent Securities Group, Inc. BrokerCheck CRD 114993 ↗	EDGAR ↗
Nov 30, 2023 D/A CX Mode at Hyattsville, DST File 021-472358	$6,792,621 (est.)	$0 (est.)	$3,263,231 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	Huntwicke Securities, LLC BrokerCheck CRD 146993 ↗ DFPG Investments, LLC BrokerCheck CRD 155576 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ Realized Financial, Inc. BrokerCheck CRD 22333 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗	EDGAR ↗
Nov 28, 2023 D/A CX Midwest Industrial Logistics, DST File 021-460038	$6,393,878 (est.)	$0	$12,759,171 (est.) CX Midwest Industrial Logistics Depositor, LLC will be responsible for paying certain fees and costs of approximately $10,469,171.	MIKE KILPATRICK BrokerCheck CRD 1278618 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) CHRISTOPHER KINGSLEY LAROCHELLE BrokerCheck CRD 4883462 ↗ via DFPG INVESTMENTS, LLC. (CRD 155576 ↗) FREDERICK HARRIS BrokerCheck CRD 2775162 ↗ via DFPG INVESTMENTS, LLC. (CRD 155576 ↗) KENNETH MICHAEL KLADOURIS BrokerCheck CRD 5181249 ↗ via DFPG INVESTMENTS, LLC. (CRD 155576 ↗) MICHAEL ALLAN BENDIX BrokerCheck CRD 5379777 ↗ via DFPG INVESTMENTS, LLC. (CRD 155576 ↗) CORBIN SCOTT THOMAS BrokerCheck CRD 4234748 ↗ via McDERMOTT INVESTMENT SERVICES, LLC (CRD 154926 ↗) CRAIG FERNSLER BrokerCheck CRD 5558907 ↗ via McDERMOTT INVESTMENT SERVICES, LLC (CRD 154926 ↗) THOMAS H. SHANLEY BrokerCheck CRD 2127985 ↗ via DFPG INVESTMENTS, LLC. (CRD 155576 ↗)	EDGAR ↗
Nov 13, 2023 D CX Texas Industrial II Depositor, LLC File 021-496966	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 1, 2023 D/A CX Station at Clift Farm, DST File 021-457829	$6,421,735 (est.)	$0 (est.)	$2,773,553 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	Huntwicke Securities, LLC BrokerCheck CRD 146993 ↗ Stonecrest Capital Markets, Inc. BrokerCheck CRD 39616 ↗ American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ Calton & Associates, Inc. BrokerCheck CRD 20999 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ DFPG Investments, LLC BrokerCheck CRD 155576 ↗ The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗	EDGAR ↗
Nov 1, 2023 D CX Mode at Hyattsville, DST File 021-496263	$6,792,621 (est.)	$0 (est.)	$3,263,231 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	Huntwicke Securities, LLC BrokerCheck CRD 146993 ↗ DFPG Investments, LLC BrokerCheck CRD 155576 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ Realized Financial, Inc. BrokerCheck CRD 22333 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗	EDGAR ↗
Oct 30, 2023 D CMF West & Central US IV, LLC File 021-495894	$6,250 (est.)	$0 (est.)	$0 (est.)	ICA, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Oct 4, 2023 D/A CX Lively Indigo Run, DST File 021-451947	$10,065,616 (est.)	$0 (est.)	$2,518,685 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ DFPG Investments, LLC BrokerCheck CRD 155576 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ Huntwicke Securities, LLC BrokerCheck CRD 146993 ↗ American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗ Wealthforge Securities BrokerCheck CRD 152550 ↗ Berthel Fisher and Co. BrokerCheck CRD 13609 ↗ Somerset Securities, Inc. BrokerCheck CRD 2493 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Cabin Securities, Inc. BrokerCheck CRD 137608 ↗ Infinity Financial Services BrokerCheck CRD 144302 ↗ Realized Financial, Inc. BrokerCheck CRD 22333 ↗ Peak Brokerage Services, LLC BrokerCheck CRD 157045 ↗ Coastal Equities, Inc. BrokerCheck CRD 23769 ↗ Saxony Securities, Inc. BrokerCheck CRD 115547 ↗	EDGAR ↗
Aug 31, 2023 D/A CX Courts of Avalon, DST File 021-464189	$4,515,474 (est.)	$0 (est.)	$2,433,136 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	Aurora Securities BrokerCheck CRD 46147 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗ DFPG INVESTMENTS, LLC BrokerCheck CRD 155576 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ Cabin Securities, Inc. BrokerCheck CRD 137608 ↗ Huntwicke Securities, LLC BrokerCheck CRD 146993 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Stax Capital BrokerCheck CRD 300607 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Cape Securities Inc. BrokerCheck CRD 7072 ↗	EDGAR ↗
Jul 21, 2023 D CMF West & Central US IV, LLC File 021-487543	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jun 26, 2023 D/A CX Owings Mills Multifamily, DST File 021-463681	$6,812,205 (est.)	$0 (est.)	$3,228,917 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ DFPG Investments, LLC BrokerCheck CRD 155576 ↗	EDGAR ↗
Dec 19, 2022 D AC DataCom Digital Infrastructure Investments, Inc. File 021-467820	$5,250 (est.)	$0 (est.)	$0 (est.)	Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Dec 19, 2022 D CMF Eastern US III, LLC File 021-467823	$5,250 (est.)	$0 (est.)	$0 (est.)	Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Dec 19, 2022 D CMF West & Central US III, LLC File 021-467825	$5,250 (est.)	$0 (est.)	$0 (est.)	Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Oct 28, 2022 D CX Mode at Hyattsville Depositor, LLC File 021-463147	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 27, 2022 D Carter Multifamily Growth & Income Fund IV, LLC File 021-462978	$19,000,000 (est.)	$0 (est.)	$0 (est.)	Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗	EDGAR ↗
Oct 20, 2022 D CX Industrial Logistics, DST File 021-462332	$3,568,743 (est.)	$0	$7,829,210 (est.) CX Industrial Logistics Depositor, LLC will be responsible for paying certain fees and costs of approximately $5,994,046.	Orchard Securities, LLC BrokerCheck CRD 133378 ↗	EDGAR ↗
Sep 6, 2022 D/A CX Cypress McKinney Falls, DST File 021-445132	$4,284,720 (est.)	$0 (est.)	$2,618,463 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	Capulent LLC BrokerCheck CRD 155155 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ DFPG Investments, LLC BrokerCheck CRD 155576 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Metropolitan Capital Investment Banc, Inc. BrokerCheck CRD 148820 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ TCFG Wealth Management, LLC BrokerCheck CRD 164153 ↗ Select Capital Corporation BrokerCheck CRD 145997 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ Stax Capital BrokerCheck CRD 300607 ↗	EDGAR ↗
Jul 27, 2022 D/A CX Foundry Yards, DST File 021-440077	$4,774,146 (est.)	$0 (est.)	$2,877,569 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	Capulent LLC BrokerCheck CRD 155155 ↗ American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ Stax Capital BrokerCheck CRD 300607 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ DFPG Investments, LLC BrokerCheck CRD 155576 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Somerset Securities, Inc. BrokerCheck CRD 2493 ↗ Westpark Capital, Inc. BrokerCheck CRD 39914 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ ClearFP Securities LLC BrokerCheck CRD 312370 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ Titan Securities BrokerCheck CRD 131392 ↗ Infinity Financial Services BrokerCheck CRD 144302 ↗	EDGAR ↗
Jul 27, 2022 D CX Courts of Avalon Depositor, LLC File 021-453839	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 27, 2022 D CMF Gateway Rome, LLC File 021-453841	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 26, 2022 D CX Owings Mills Multifamily Depositor, LLC File 021-453783	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 18, 2022 D CX Midwest Industrial Logistics Depositor, LLC File 021-452749	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jun 16, 2022 D Carter Multifamily Opportunity Fund, LLC File 021-449406	$9,500,000 (est.)	$0 (est.)	$0	Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗	EDGAR ↗
Jun 16, 2022 D Carter Exchange Preferred Redeemable Income Fund II, LLC File 021-449407	$3,440,000 (est.)	$0	$0	Skyway Capital Markets LLC BrokerCheck CRD 124630 ↗	EDGAR ↗
May 25, 2022 D CX Industrial Logistics Depositor, LLC File 021-446960	$0 (est.)	$0 (est.)	$0 (est.)	Arcus Capital Partners, LLC BrokerCheck CRD 147346 ↗ via William Singletary (CRD 2421084 ↗)	EDGAR ↗
May 23, 2022 D/A CX Riverstone, DST File 021-431899	$2,024,995 (est.)	$0 (est.)	$1,035,318 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Sonya Gotz BrokerCheck CRD 4007918 ↗ via TCFG Wealth Management, LLC (CRD 164153 ↗) Michael Deutsch BrokerCheck CRD 2165440 ↗ via TCFG Wealth Management, LLC (CRD 164153 ↗) Scott Offerman BrokerCheck CRD 4619093 ↗ via TCFG Wealth Management, LLC (CRD 164153 ↗) James Nagle BrokerCheck CRD 4897449 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Michael Frager BrokerCheck CRD 1230622 ↗ via Willow Cove Investment Group, Inc. (CRD 107824 ↗) Amr Tenney BrokerCheck CRD 5506866 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Deborah Stackpole BrokerCheck CRD 4969850 ↗ via Stonecrest Capital Markets, Inc. (CRD 39616 ↗) Edward Kasperavich BrokerCheck CRD 4970038 ↗ via Stonecrest Capital Markets, Inc. (CRD 39616 ↗) Roger Bowlin BrokerCheck CRD 1905652 ↗ via Aurora Securities (CRD 46147 ↗) Mike Bendix BrokerCheck CRD 5379777 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Michael Ghirardo BrokerCheck CRD 7314050 ↗ via Emerson Equity LLC (CRD 130032 ↗) Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital (CRD 300607 ↗) Anthony Brown BrokerCheck CRD 6900485 ↗ via Stax Capital (CRD 300607 ↗) Michael Cullwell BrokerCheck CRD 5989109 ↗ via Emerson Equity LLC (CRD 130032 ↗) Paul Getty BrokerCheck CRD 6470002 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Jason Finley BrokerCheck CRD 6602034 ↗ via Stax Capital (CRD 300607 ↗) Ivan West BrokerCheck CRD 4921015 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Edward Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Jeffrey Bangerter BrokerCheck CRD 1687028 ↗ via Concorde Investment Services, LLC (CRD 151604 ↗) Taylor Ashland BrokerCheck CRD 5732470 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Jason Salmon BrokerCheck CRD 6081963 ↗ via FNEX Capital, LLC (CRD 166316 ↗) Justin Bachman BrokerCheck CRD 6412695 ↗ via Capulent LLC (CRD 155155 ↗) Alex Madden BrokerCheck CRD 7089201 ↗ via FNEX Capital, LLC (CRD 166316 ↗) Raymond Dewitt BrokerCheck CRD 2894063 ↗ via Concorde Investment Services, LLC (CRD 151604 ↗) Loay Nasar BrokerCheck CRD 2233089 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Trawnegan Gall BrokerCheck CRD 6266415 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Benjamin Carmona BrokerCheck CRD 5120428 ↗ via Emerson Equity LLC (CRD 130032 ↗) Julienne Riddell BrokerCheck CRD 5682274 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Robert L. Boggess BrokerCheck CRD 5007422 ↗ via Great Point Capital LLC (CRD 114203 ↗) Betty Friant BrokerCheck CRD 2122446 ↗ via FNEX Capital, LLC (CRD 166316 ↗) Scott Sheehan BrokerCheck CRD 2328614 ↗ via DFPG Investments, LLC (CRD 155576 ↗)	EDGAR ↗
May 18, 2022 D CX Lively Indigo Run Depositor, LLC File 021-446143	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
May 9, 2022 D/A CX Heritage, DST File 021-433516	$2,470,929 (est.)	$0 (est.)	$1,232,328 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Roger Bowlin BrokerCheck CRD 1905652 ↗ via Aurora Securities (CRD 46147 ↗) John Cunicella BrokerCheck CRD 1549354 ↗ via Great Point Capital LLC (CRD 114203 ↗) Scott Sheehan BrokerCheck CRD 2328614 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital (CRD 300607 ↗) Jason Finley BrokerCheck CRD 6602034 ↗ via Stax Capital (CRD 300607 ↗) Amr Tenney BrokerCheck CRD 5506866 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Corbin Thomas BrokerCheck CRD 4234748 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Kim Kunz BrokerCheck CRD 718618 ↗ via Westpark Capital, Inc. (CRD 39914 ↗) Quinn Morimoto BrokerCheck CRD 7140545 ↗ via Stax Capital (CRD 300607 ↗) Edward Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Troy Thomas BrokerCheck CRD 4691720 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Taylor Ashland BrokerCheck CRD 5732470 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Mike Bendix BrokerCheck CRD 5379777 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Nathan Kuhn BrokerCheck CRD 4624143 ↗ via DAI Securities, LLC (CRD 36673 ↗) Christina Nielson BrokerCheck CRD 4866971 ↗ via DAI Securities, LLC (CRD 36673 ↗) Anthony Brown BrokerCheck CRD 6900485 ↗ via Stax Capital (CRD 300607 ↗) Carmine Galimi BrokerCheck CRD 3265523 ↗ via FNEX Capital, LLC (CRD 166316 ↗) Randy Barmache BrokerCheck CRD 4607939 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Jessica Healy BrokerCheck CRD 6589558 ↗ via Metropolitan Capital Investment Banc, Inc. (CRD 148820 ↗) Chay Lapin BrokerCheck CRD 6275140 ↗ via FNEX Capital, LLC (CRD 166316 ↗) David Kangas BrokerCheck CRD 6591398 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Joseph Michaletz BrokerCheck CRD 1327534 ↗ via DAI Securities, LLC (CRD 36673 ↗) Mike O'Toole BrokerCheck CRD 6336251 ↗ via DAI Securities, LLC (CRD 36673 ↗) Orrin Barrow BrokerCheck CRD 6784158 ↗ via FNEX Capital, LLC (CRD 166316 ↗) Dan Werry BrokerCheck CRD 4721789 ↗ via Emerson Equity LLC (CRD 130032 ↗) Betty Friant BrokerCheck CRD 2122446 ↗ via FNEX Capital, LLC (CRD 166316 ↗)	EDGAR ↗
Apr 21, 2022 D CX Ravella at Town Center DST File 021-442880	$4,784,748 (est.)	$0	$9,623,148 (est.) CX Ravella at Town Center Depositor, LLC will be responsible for paying certain fees and costs of approximately $7,081,818.	Orchard Securities, LLC BrokerCheck CRD 133378 ↗	EDGAR ↗
Apr 13, 2022 D/A CX Alexandria, DST File 021-431879	$3,782,441 (est.)	$0 (est.)	$2,366,112 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ James Torti BrokerCheck CRD 7011095 ↗ via Colorado Financial Service Corporation (CRD 104343 ↗) Sonya Gotz BrokerCheck CRD 4007918 ↗ via TCFG Wealth Management, LLC (CRD 164153 ↗) David Levinson BrokerCheck CRD 705929 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Michael Cronin BrokerCheck CRD 4737860 ↗ via Huntwicke Securities, LLC (CRD 146993 ↗) Roger Bowlin BrokerCheck CRD 1905652 ↗ via Aurora Securities (CRD 46147 ↗) Trawnegan Gall BrokerCheck CRD 6266415 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Frank Piscitelli BrokerCheck CRD 6935623 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Kim Kunz BrokerCheck CRD 718618 ↗ via Westpark Capital, Inc. (CRD 39914 ↗) Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) James Temple BrokerCheck CRD 7084089 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) DAI Securities, LLC BrokerCheck CRD 36673 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ Edward Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Brad Watt BrokerCheck CRD 2565438 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) Vincent Bailey BrokerCheck CRD 1845517 ↗ via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Andrew Friedman BrokerCheck CRD 1038517 ↗ via American Portfolios Financial Services, Inc. (CRD 18487 ↗) Alex Madden BrokerCheck CRD 7089201 ↗ via FNEX Capital, LLC (CRD 166316 ↗) Biho Cha BrokerCheck CRD 4330839 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) DFPG Investments, LLC BrokerCheck CRD 155576 ↗ Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital (CRD 300607 ↗) Jason Finley BrokerCheck CRD 6602034 ↗ via Stax Capital (CRD 300607 ↗) Quinn Morimoto BrokerCheck CRD 7140545 ↗ via Stax Capital (CRD 300607 ↗) Anthony Brown BrokerCheck CRD 6900485 ↗ via Stax Capital (CRD 300607 ↗) Thomas Hamlin BrokerCheck CRD 2208505 ↗ via Somerset Securities, Inc. (CRD 2493 ↗) Paul Getty BrokerCheck CRD 6470002 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Thomas D. Jong BrokerCheck CRD 5612385 ↗ via Money Concepts Capital Corp (CRD 12963 ↗) Jacob Adams BrokerCheck CRD 4975889 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Andrew Zorovich BrokerCheck CRD 2753501 ↗ via American Portfolios Financial Services, Inc. (CRD 18487 ↗)	EDGAR ↗
Apr 11, 2022 D/A CX Liberty Mill, DST File 021-427029	$6,094,380 (est.)	$0 (est.)	$3,313,736 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital (CRD 300607 ↗) Anthony Brown BrokerCheck CRD 6900485 ↗ via Stax Capital (CRD 300607 ↗) Sonya Gotz BrokerCheck CRD 4007918 ↗ via TCFG Wealth Management, LLC (CRD 164153 ↗) Robert Horning BrokerCheck CRD 2311640 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Adam Bryan BrokerCheck CRD 5443986 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) David Levinson BrokerCheck CRD 705929 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Roger Bowlin BrokerCheck CRD 1905652 ↗ via Aurora Securities (CRD 46147 ↗) Jason Finley BrokerCheck CRD 6602034 ↗ via Stax Capital (CRD 300607 ↗) Quinn Morimoto BrokerCheck CRD 7140545 ↗ via Stax Capital (CRD 300607 ↗) Trawnegan Gall BrokerCheck CRD 6266415 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Edwin Suzuki BrokerCheck CRD 4851317 ↗ via Westpark Capital, Inc. (CRD 39914 ↗) Randy Barmache BrokerCheck CRD 4607939 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Edward Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Jason Pueschel BrokerCheck CRD 2257351 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) Christopher Zehner BrokerCheck CRD 4228224 ↗ via Purshe Kaplan Sterling Investments (CRD 35747 ↗) Joe Quartucci BrokerCheck CRD 4522516 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Terence Taylor BrokerCheck CRD 5269151 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Rob Johnson BrokerCheck CRD 4318220 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Sandy Simmons BrokerCheck CRD 1018907 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) Eric Kuchherzki BrokerCheck CRD 2529623 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Leslie Pappas BrokerCheck CRD 1735372 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Preston Charlton BrokerCheck CRD 2135631 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ DFPG Investments, LLC BrokerCheck CRD 155576 ↗ Carmine Galimi BrokerCheck CRD 3265523 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Less Anderson BrokerCheck CRD 873403 ↗ via Wilson-Davis & Co., Inc. (CRD 3777 ↗) David Kangas BrokerCheck CRD 6591398 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Michael Cronin BrokerCheck CRD 4737860 ↗ via Huntwicke Securities, LLC (CRD 146993 ↗) Ivan West BrokerCheck CRD 4921015 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Billy Aycock BrokerCheck CRD 4069907 ↗ via Center Street Securities, Inc. (CRD 26898 ↗) James Torti BrokerCheck CRD 7011095 ↗ via Colorado Financial Service Corporation (CRD 104343 ↗) Joseph Kocsis BrokerCheck CRD 2423884 ↗ via Great Point Capital LLC (CRD 114203 ↗) Matthew Nadeau BrokerCheck CRD 4637541 ↗ via Kingswood Capital Partners, LLC (CRD 288898 ↗) Donna Payne BrokerCheck CRD 1007323 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Gordon Hamilton BrokerCheck CRD 5028789 ↗ via Colorado Financial Service Corporation (CRD 104343 ↗) Steven Kolinsky BrokerCheck CRD 1090913 ↗ via The Strategic Financial Alliance, Inc. (CRD 126514 ↗) Kim Kunz BrokerCheck CRD 718618 ↗ via Westpark Capital, Inc. (CRD 39914 ↗) Chad Kolinsky BrokerCheck CRD 6414638 ↗ via The Strategic Financial Alliance, Inc. (CRD 126514 ↗) Thomas Hamlin BrokerCheck CRD 2208505 ↗ via Somerset Securities, Inc. (CRD 2493 ↗) David Allred BrokerCheck CRD 2496873 ↗ via Purshe Kaplan Sterling Investments (CRD 35747 ↗) Darren Whissen BrokerCheck CRD 4716755 ↗ via Link Alts Capital, LLC (CRD 309956 ↗)	EDGAR ↗
Apr 1, 2022 D/A CX Highland, DST File 021-420414	$3,344,392 (est.)	$0 (est.)	$1,889,306 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Robert Boggess BrokerCheck CRD 5007422 ↗ via Great Point Capital LLC (CRD 114203 ↗) Jordan Colman BrokerCheck CRD 5860708 ↗ via Purshe Kaplan Sterling Investments (CRD 35747 ↗) Kurt Volker BrokerCheck CRD 5495090 ↗ via Purshe Kaplan Sterling Investments (CRD 35747 ↗) Nathan Kuhn BrokerCheck CRD 4624143 ↗ via DAI Securities, LLC (CRD 36673 ↗) Steve Haskell BrokerCheck CRD 6864948 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Roger Bowlin BrokerCheck CRD 1905652 ↗ via Aurora Securities (CRD 46147 ↗) Trawnegan Gall BrokerCheck CRD 6266415 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Scott Sheehan BrokerCheck CRD 2328614 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Cory Thomas BrokerCheck CRD 4234748 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Christina Nielson BrokerCheck CRD 4866971 ↗ via DAI Securities, LLC (CRD 36673 ↗) Don Meredith BrokerCheck CRD 1867703 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Ed Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Sonya Gotz BrokerCheck CRD 4007918 ↗ via TCFG Wealth Management, LLC (CRD 164153 ↗) Alex Madden BrokerCheck CRD 7089201 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Gordon Hamilton BrokerCheck CRD 5002789 ↗ via Colorado Financial Service Corporation (CRD 104343 ↗) A. Trevor Flor BrokerCheck CRD 7238685 ↗ via DAI Securities, LLC (CRD 36673 ↗) Tom Enstice BrokerCheck CRD 502060 ↗ via Coastal Equities, Inc. (CRD 23769 ↗) Jason Salmon BrokerCheck CRD 6081963 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Paul Lee BrokerCheck CRD 5541067 ↗ via Kingswood Capital Partners, LLC (CRD 288898 ↗) Joyce Thomas BrokerCheck CRD 2713664 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Robert Horning BrokerCheck CRD 2311640 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Ben Carmona BrokerCheck CRD 5120428 ↗ via Emerson Equity LLC (CRD 130032 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ David Allred BrokerCheck CRD 2496873 ↗ via Purshe Kaplan Sterling Investments (CRD 35747 ↗) Daniel Williams BrokerCheck CRD 5293652 ↗ via Great Point Capital LLC (CRD 114203 ↗) Jack Creighton BrokerCheck CRD 1495897 ↗ via DAI Securities, LLC (CRD 36673 ↗) Matthew Poole BrokerCheck CRD 5074516 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Shunsuke Jimmy Fukushi BrokerCheck CRD 4933092 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Brad Watt BrokerCheck CRD 2565438 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) Christopher Zehner BrokerCheck CRD 4228224 ↗ via Purshe Kaplan Sterling Investments (CRD 35747 ↗) Rich Zuvella BrokerCheck CRD 5207826 ↗ via Colorado Financial Service Corporation (CRD 104343 ↗) Chay Lapin BrokerCheck CRD 6275140 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) John Doane BrokerCheck CRD 4083486 ↗ via Advisory Group Equity Services Ltd. (CRD 15427 ↗) Louis Lodato BrokerCheck CRD 1315583 ↗ via Great Point Capital LLC (CRD 114203 ↗) Brett Clarke BrokerCheck CRD 4777354 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) David Koehler BrokerCheck CRD 4832628 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Leslie Pappas BrokerCheck CRD 1735372 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Robert Davis BrokerCheck CRD 5255982 ↗ via Coastal Equities, Inc. (CRD 23769 ↗) Peter Stratton BrokerCheck CRD 3276839 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Jeff Lewis BrokerCheck CRD 1744218 ↗ via Advisory Group Equity Services Ltd (CRD 15427 ↗) Kyle Kadish BrokerCheck CRD 4864706 ↗ via Advisory Group Equity Services Ltd (CRD 15427 ↗) Nir Regev BrokerCheck CRD 1847410 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Steve Haskell BrokerCheck CRD 6864948 ↗ via FNEX Capital, LLC (CRD 166316 ↗)	EDGAR ↗
Mar 9, 2022 D CMF II PORTFOLIO EAST BRIDGE, LLC File 021-436408	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 17, 2022 D CX Foundry Yards Depositor, LLC File 021-433976	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 2, 2022 D/A CX EOS Orlando, DST File 021-416016	$3,778,417 (est.)	$0 (est.)	$2,183,478 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	Zach Brough BrokerCheck CRD 5674690 ↗ via Emerson Equity LLC (CRD 130032 ↗) Taylor Garrett BrokerCheck CRD 4829547 ↗ via Orchard Securities, LLC (CRD 133378 ↗) Amr Tenney BrokerCheck CRD 5506866 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Roger Bowlin BrokerCheck CRD 1905652 ↗ via Aurora Securities, LLC (CRD 46147 ↗) Ed Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Ran Fuchs BrokerCheck CRD 5593133 ↗ via IDB Capital Corp. (CRD 106032 ↗) John McKeon BrokerCheck CRD 5286647 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Andrew Bagnall BrokerCheck CRD 4331728 ↗ via Emerson Equity LLC (CRD 130032 ↗) Robert Boggess BrokerCheck CRD 5007422 ↗ via Great Point Capital LLC (CRD 114203 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Bob Horning BrokerCheck CRD 2311640 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) James Nagle BrokerCheck CRD 4897449 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) DAI Securities, LLC BrokerCheck CRD 36673 ↗ Mark Rothstein BrokerCheck CRD 1084659 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Troy Thomas BrokerCheck CRD 4691720 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) DFPG Investments, LLC BrokerCheck CRD 155576 ↗ David Funes BrokerCheck CRD 5467419 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Paul Getty BrokerCheck CRD 6470002 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Peter Finnegan BrokerCheck CRD 1336798 ↗ via Huntwicke Securities, LLC (CRD 146993 ↗) Amanda Steele BrokerCheck CRD 6566472 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Greg O'Donnell BrokerCheck CRD 2802185 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) John Bishop BrokerCheck CRD 866202 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) David Levinson BrokerCheck CRD 705929 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Jason Segawa BrokerCheck CRD 4826346 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Rebecca Anderson BrokerCheck CRD 1690531 ↗ via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Robert Meyer BrokerCheck CRD 5262157 ↗ via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗) John Ledesma BrokerCheck CRD 2379751 ↗ via Emerson Equity LLC (CRD 130032 ↗) James Armstrong BrokerCheck CRD 2895592 ↗ via Skyway Capital Markets, LLC (CRD 124630 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ Jim Lund BrokerCheck CRD 1713921 ↗ via Cabot Lodge Securities LLC (CRD 159712 ↗) Mark Wiacek BrokerCheck CRD 2135299 ↗ via Cabot Lodge Securities LLC (CRD 159712 ↗) Edwin Suzuki BrokerCheck CRD 4851317 ↗ via Westpark Capital, Inc. (CRD 39914 ↗)	EDGAR ↗
Jan 10, 2022 D CX Station at Clift Farm Depositor, LLC File 021-428586	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 16, 2021 D/A CX Multifamily Portfolio, DST File 021-408557	$6,227,036 (est.)	$0 (est.)	$3,427,993 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital (CRD 300607 ↗) Anthony Brown BrokerCheck CRD 6900485 ↗ via Stax Capital (CRD 300607 ↗) Roger Bowlin BrokerCheck CRD 1905652 ↗ via Aurora Securities (CRD 46147 ↗) Nathan Kuhn BrokerCheck CRD 4624143 ↗ via DAI Securities, LLC (CRD 36673 ↗) Scott Sheehan BrokerCheck CRD 2328614 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Troy Thomas BrokerCheck CRD 4691720 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) David Levinson BrokerCheck CRD 705929 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Ed Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Randy Barmache BrokerCheck CRD 4607939 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Amr Tenney BrokerCheck CRD 5506866 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Deborah Stackpole BrokerCheck CRD 4969850 ↗ via Stonecrest Capital Markets, Inc. (CRD 39616 ↗) Edward Kasperavich BrokerCheck CRD 4970038 ↗ via Stonecrest Capital Markets, Inc. (CRD 39616 ↗) Mike Bendix BrokerCheck CRD 5379777 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Luke Lofman BrokerCheck CRD 5718121 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) Jason Vanclef BrokerCheck CRD 5096529 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) David Kangas BrokerCheck CRD 6591398 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Amanda Steele BrokerCheck CRD 6566472 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Quinn Morimoto BrokerCheck CRD 7140545 ↗ via Stax Capital (CRD 300607 ↗) Brad Watt BrokerCheck CRD 2565438 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ Ivan West BrokerCheck CRD 4921015 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) James Raine BrokerCheck CRD 2360466 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Taylor Garrett BrokerCheck CRD 4829547 ↗ via Orchard Securities, LLC (CRD 133378 ↗) Vincent Bailey, Sr. BrokerCheck CRD 1845517 ↗ via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Taylor Ashland BrokerCheck CRD 5732470 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Peter Roberts BrokerCheck CRD 6982848 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Taylor Armstrong BrokerCheck CRD 6984140 ↗ via Aurora Securities (CRD 46147 ↗) Christina Nielson BrokerCheck CRD 4866971 ↗ via DAI Securities, LLC (CRD 36673 ↗) Trawnegan Gall BrokerCheck CRD 6266415 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Paul Gruman BrokerCheck CRD 4281475 ↗ via RCX Capital Group, LLC (CRD 114290 ↗) Jack Creighton BrokerCheck CRD 1495897 ↗ via DAI Securities, LLC (CRD 36673 ↗) Scott Offerman BrokerCheck CRD 4619093 ↗ via TCFG Wealth Management, LLC (CRD 164153 ↗) Peter Finnegan BrokerCheck CRD 1336798 ↗ via Huntwicke Securities, LLC (CRD 146993 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ David Funes BrokerCheck CRD 5467419 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Robert Horning BrokerCheck CRD 2311640 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Sandy Simmons BrokerCheck CRD 1018907 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) Lawrence Howard BrokerCheck CRD 6451974 ↗ via RCX Capital Group, LLC (CRD 114290 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ Robert Boggess BrokerCheck CRD 5007422 ↗ via Great Point Capital LLC (CRD 114203 ↗) Brian Dolan BrokerCheck CRD 1376601 ↗ via RCX Capital Group, LLC (CRD 114290 ↗) John Bishop BrokerCheck CRD 866202 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) Sonya Gotz BrokerCheck CRD 4007918 ↗ via TCFG Wealth Management, LLC (CRD 164153 ↗) Jason Finley BrokerCheck CRD 6602032 ↗ via Stax Capital (CRD 300607 ↗) Lyndon Grey BrokerCheck CRD 1789083 ↗ via Western International Securities, Inc. (CRD 39262 ↗) Tim Clairmont BrokerCheck CRD 2847591 ↗ via ClearFP Securities, LLC (CRD 312370 ↗) Jeffrey Scott BrokerCheck CRD 2277984 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Glen Keen BrokerCheck CRD 1342526 ↗ via The Strategic Financial Alliance, Inc. (CRD 126514 ↗) Robert Meyer BrokerCheck CRD 5262157 ↗ via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Steven Kolinsky BrokerCheck CRD 1090913 ↗ via The Strategic Financial Alliance, Inc. (CRD 126514 ↗) Jacob Adams BrokerCheck CRD 4975889 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗)	EDGAR ↗
Dec 14, 2021 D Carter Multifamily Growth & Income Fund III, LLC File 021-424847	$19,000,000 (est.)	$0	$0	Skyway Capital Markets LLC BrokerCheck CRD 124630 ↗	EDGAR ↗
Dec 13, 2021 D CX Cypress McKinney Falls Depositor, LLC File 021-424613	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 30, 2021 D CX Liberty Mill Depositor, LLC File 021-422837	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 5, 2021 D CX Texas Industrial, DST File 021-420010	$2,555,498 (est.)	$0 (est.)	$5,598,396 (est.) CX Texas Industrial Depositor, LLC will be responsible for paying certain fees and costs of approximately $4,560,821.	Orchard Securities, LLC BrokerCheck CRD 133378 ↗	EDGAR ↗
Nov 5, 2021 D CX Alexandria Depositor, LLC File 021-420002	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 4, 2021 D CX Highland Depositor, LLC File 021-415533	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Sep 29, 2021 D CX Riverstone Depositor, LLC File 021-415020	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Sep 29, 2021 D CX Heritage Depositor, LLC File 021-415010	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Aug 20, 2021 D CX EOS Orlando Depositor, LLC File 021-410688	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Aug 20, 2021 D CX Texas Industrial Depositor, LLC File 021-410738	$0	$0	$100,000 (est.) Expense reimbursement	None listed on this filing	EDGAR ↗
Jul 9, 2021 D/A CX Lullwater at Blair Stone, DST File 021-395524	$2,519,349 (est.)	$0 (est.)	$1,547,362 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Leslie Pappas BrokerCheck CRD 1735372 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Trawnegan Gall BrokerCheck CRD 6266415 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Betty Friant BrokerCheck CRD 2122446 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Scott Offerman BrokerCheck CRD 4619093 ↗ via TCFG Wealth Management, LLC (CRD 164152 ↗) Jacob Adams BrokerCheck CRD 4975889 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Jason Salmon BrokerCheck CRD 6081963 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Thomas Lewis BrokerCheck CRD 1852386 ↗ via DAI Securities, LLC (CRD 36673 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Joseph Michaletz BrokerCheck CRD 1327534 ↗ via DAI Securities, LLC (CRD 36673 ↗) Mike O'Toole BrokerCheck CRD 6336251 ↗ via DAI Securities, LLC (CRD 36673 ↗) Christina Nielson BrokerCheck CRD 4866971 ↗ via DAI Securities, LLC (CRD 36673 ↗) Benjamin Carmona BrokerCheck CRD 5120428 ↗ via Emerson Equity, LLC (CRD 130032 ↗) Robert Meyer BrokerCheck CRD 5262157 ↗ via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Jason Finley BrokerCheck CRD 6602034 ↗ via Stax Capital (CRD 300607 ↗) Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital (CRD 300607 ↗) Matthew McFarland BrokerCheck CRD 6675310 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) DFPG Investments, LLC BrokerCheck CRD 155576 ↗ Ed Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Corbin Thomas BrokerCheck CRD 4234748 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Orrin Barrow BrokerCheck CRD 6784158 ↗ via Growth Capital Services (CRD 124658 ↗) Frank Piscitelli BrokerCheck CRD 6935623 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Robert Johnson BrokerCheck CRD 4318220 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗)	EDGAR ↗
Jun 8, 2021 D CX Multifamily Portfolio Depositor, LLC File 021-402059	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 23, 2021 D/A CX Station at Savannah Quarters, DST File 021-383665	$1,958,581 (est.)	$0 (est.)	$1,188,958 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Paul Getty BrokerCheck CRD 6470002 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Ivan West BrokerCheck CRD 4921015 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Thomas Shanley BrokerCheck CRD 2127985 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Zach Brough BrokerCheck CRD 5674690 ↗ via Emerson Equity LLC (CRD 130032 ↗) Benjamin Newhouse BrokerCheck CRD 3105894 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital (CRD 300607 ↗) Edward Fernandez BrokerCheck CRD 2956661 ↗ via Capulent, LLC (CRD 155155 ↗) Mike Bendix BrokerCheck CRD 5379777 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Deborah Stackpole BrokerCheck CRD 4969850 ↗ via Stonecrest Capital Markets, Inc. (CRD 39616 ↗) Edward Kasperavich BrokerCheck CRD 4970038 ↗ via Stonecrest Capital Markets, Inc. (CRD 39616 ↗) Rob Johson BrokerCheck CRD 4318220 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Sam Bhushan BrokerCheck CRD 4884717 ↗ via Cabin Securities, Inc. (CRD 137608 ↗) Steven Kolinsky BrokerCheck CRD 1090913 ↗ via The Strategic Financial Alliance, Inc. (CRD 126514 ↗) Robert Smith BrokerCheck CRD 1412333 ↗ via Emerson Equity LLC (CRD 130032 ↗) Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Bradford Watt BrokerCheck CRD 2565438 ↗ via Colorado Financial Services Corporation (CRD 104343 ↗) David Levinson BrokerCheck CRD 705929 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Nathan Kuhn BrokerCheck CRD 4624143 ↗ via DAI Securities, LLC (CRD 36673 ↗) Christina Nielson BrokerCheck CRD 4866971 ↗ via DAI Securities, LLC (CRD 36673 ↗) Joseph Michaletz BrokerCheck CRD 1327534 ↗ via DAI Securities, LLC (CRD 36673 ↗) Mike O'Toole BrokerCheck CRD 6336251 ↗ via DAI Securities, LLC (CRD 36673 ↗) Chad Kolinsky BrokerCheck CRD 6414638 ↗ via The Strategic Financial Alliance, Inc. (CRD 126514 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ Peter Dorn BrokerCheck CRD 1089858 ↗ via Cape Securities Inc. (CRD 7072 ↗) Taylor Ashland BrokerCheck CRD 5732470 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Trawnegan Gall BrokerCheck CRD 6266415 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Jason Finley BrokerCheck CRD 6602034 ↗ via Stax Capital (CRD 300607 ↗) John Bishop BrokerCheck CRD 866202 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗)	EDGAR ↗
Apr 22, 2021 D/A CX Evergreens at Mahan, DST File 021-388411	$3,125,811 (est.)	$0 (est.)	$1,717,925 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.	Roger Boggess BrokerCheck CRD 5007422 ↗ via Great Point Capital LLC (CRD 114203 ↗) Peter Dorn BrokerCheck CRD 1089858 ↗ via Cape Securities Inc. (CRD 7072 ↗) Deborah Stackpole BrokerCheck CRD 4969850 ↗ via Stonecrest Capital Markets, Inc. (CRD 39616 ↗) Edward Kasperavich BrokerCheck CRD 4970038 ↗ via Stonecrest Capital Markets, Inc. (CRD 396616 ↗) Robert Langhorst BrokerCheck CRD 1832998 ↗ via Dempsey Lord Smith, LLC (CRD 141238 ↗) David Levinson BrokerCheck CRD 705929 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Kyle Cowand BrokerCheck CRD 2317710 ↗ via Coastal Equities, Inc. (CRD 23769 ↗) Frank Piscitelli BrokerCheck CRD 6935623 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Betty Friant BrokerCheck CRD 2122446 ↗ via Growth Capital Services (CRD 152550 ↗) Joseph Michaletz BrokerCheck CRD 1327534 ↗ via DAI Securities, LLC (CRD 36673 ↗) Mike O'Toole BrokerCheck CRD 6336251 ↗ via DAI Securities, LLC (CRD 36673 ↗) Jason Finley BrokerCheck CRD 6602034 ↗ via Stax Capital (CRD 300607 ↗) Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital (CRD 300607 ↗) Anthony Brown BrokerCheck CRD 6900485 ↗ via Stax Capital (CRD 300607 ↗) Trawnegan Gall BrokerCheck CRD 6266415 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Steve Haskell BrokerCheck CRD 6864948 ↗ via Growth Capital Services, Inc. (CRD 152550 ↗) Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Taylor Ashland BrokerCheck CRD 5732470 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Edward Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Daniel Williams BrokerCheck CRD 5293652 ↗ via The Strategic Financial Alliance (CRD 126514 ↗) David Funes BrokerCheck CRD 5467419 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Jacob Adams BrokerCheck CRD 4975889 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Nathan Kuhn BrokerCheck CRD 4624143 ↗ via DAI Securities, LLC (CRD 36673 ↗) Mel Hertz BrokerCheck CRD 707875 ↗ via The Strategic Finacial Alliance, Inc. (CRD 126514 ↗) Peter Roberts BrokerCheck CRD 6982848 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Jammie Avila BrokerCheck CRD 3100097 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) John Harvey BrokerCheck CRD 4227692 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Alex Madden BrokerCheck CRD 7089201 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Rich Zuvella BrokerCheck CRD 5207826 ↗ via Colorado Financial Service Corporation (CRD 104343 ↗) Roger Sprouse BrokerCheck CRD 5483578 ↗ via Titan Securities (CRD 131392 ↗) Christina Nielson BrokerCheck CRD 4866971 ↗ via DAI Securities, LLC (CRD 36673 ↗) Corbin Thomas BrokerCheck CRD 4234748 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Chad Kolinsky BrokerCheck CRD 6414638 ↗ via The Strategic Financial Alliance, Inc. (CRD 126514 ↗) Bradford Watt BrokerCheck CRD 2565438 ↗ via Colorado Financial Service Corporation (CRD 104343 ↗) Debra Schleining BrokerCheck CRD 2768752 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Leslie Pappas BrokerCheck CRD 1735372 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Paul Getty BrokerCheck CRD 6470002 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Jason Salmon BrokerCheck CRD 6081963 ↗ via Growth Capital Services, Inc. (CRD 152550 ↗) John Moriarty BrokerCheck CRD 2720704 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Jennifer Taylor BrokerCheck CRD 5886419 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Vincent Bailey BrokerCheck CRD 1845517 ↗ via Berthel Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Drew Reynolds BrokerCheck CRD 664813 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Troy Thomas BrokerCheck CRD 4691720 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Scott Sheehan BrokerCheck CRD 2328614 ↗ via DFPG Investments, LLC (CRD 1555756 ↗) Kyle T. Kadish BrokerCheck CRD 4864706 ↗ via Advisory Group Equity Services Ltd. (CRD 15427 ↗) Patrick Strubbe BrokerCheck CRD 2845724 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Robert Maranghi BrokerCheck CRD 1427485 ↗ via Dempsey Lord Smith, LLC (CRD 141238 ↗) Tony Nijmeh BrokerCheck CRD 2314585 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Colin Mansfield BrokerCheck CRD 4643275 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Emerson Equity, LLC BrokerCheck CRD 130032 ↗	EDGAR ↗
Apr 1, 2021 D/A CX Station at Poplar Tent, DST File 021-379925	$2,555,942 (est.)	$0 (est.)	$1,570,068 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Amr Tenney BrokerCheck CRD 5506866 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Rob Johnson BrokerCheck CRD 4318220 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital (CRD 300607 ↗) Anthony Brown BrokerCheck CRD 6900485 ↗ via Stax Capital (CRD 300607 ↗) Leslie Pappas BrokerCheck CRD 1735372 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Robert Horning BrokerCheck CRD 2311640 ↗ via McDermott Investent Services (CRD 154926 ↗) Joseph Michaletz BrokerCheck CRD 1327534 ↗ via DAI Securities, LLC (CRD 36673 ↗) Mike O'Toole BrokerCheck CRD 6336251 ↗ via DAI Securities, LLC (CRD 36673 ↗) Brian Akers BrokerCheck CRD 2124313 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Alexander Monk BrokerCheck CRD 6234104 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Edward Fernandez BrokerCheck CRD 2956661 ↗ via Capulent LLC (CRD 155155 ↗) Paul Getty BrokerCheck CRD 6470002 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Ivan West BrokerCheck CRD 4921015 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Thomas Shanley BrokerCheck CRD 2127985 ↗ via DFPG Investments, LLC (CRD 155576 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Rodger Sprouse BrokerCheck CRD 5483578 ↗ via Titan Securities (CRD 131392 ↗) James Whitson BrokerCheck CRD 1353438 ↗ via Emerson Equity LLC (CRD 130032 ↗) Troy Thomas BrokerCheck CRD 4691720 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Thomas Jahncke BrokerCheck CRD 1078444 ↗ via Titan Securities (CRD 131392 ↗) Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Bradford Watt BrokerCheck CRD 2565438 ↗ via Colorado Financial Services Corporation (CRD 104343 ↗) Trawnegan Gall BrokerCheck CRD 6266415 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) David Funes BrokerCheck CRD 5467419 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Jason Finley BrokerCheck CRD 6602034 ↗ via Stax Capital, LLC (CRD 300607 ↗) Robert Smith BrokerCheck CRD 1412333 ↗ via Emerson Equity LLC (CRD 130032 ↗) David Levinson BrokerCheck CRD 705929 ↗ via American Trust Investment Services, Inc. (CRD 3001 ↗) Karl Suess BrokerCheck CRD 5255922 ↗ via Great Point Capital, LLC (CRD 114203 ↗) Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ John Moriarty BrokerCheck CRD 2720704 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Jennifer Taylor BrokerCheck CRD 5886419 ↗ via Kalos Capital, Inc. (CRD 44337 ↗)	EDGAR ↗
Mar 23, 2021 D CMF II GALLERIA PORTFOLIO, LLC File 021-393123	$660,000 (est.)	$0	$0 CHIEF EXECUTIVE OFFICER	None listed on this filing	EDGAR ↗
Mar 11, 2021 D CX Lullwater at Blair Stone Depositor, LLC File 021-391918	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 22, 2021 D/A CX Retreat at the Park, DST File 021-370421	$1,734,557 (est.)	$0 (est.)	$2,599,633 (est.) Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.	Stacey Morimoto BrokerCheck CRD 4420782 ↗ via Stax Capital, LLC (CRD 300607 ↗) Jason Finley BrokerCheck CRD 6602034 ↗ via Stax Capital, LLC (CRD 300607 ↗) Anthony Brown BrokerCheck CRD 6900485 ↗ via Stax Capital, LLC (CRD 300607 ↗) Leslie Pappas BrokerCheck CRD 1735372 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Corbin Thomas BrokerCheck CRD 4234748 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Betty Friant BrokerCheck CRD 2122446 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Matthew McFarland BrokerCheck CRD 6675310 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Orrin Barrow BrokerCheck CRD 6784158 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) David Dahill BrokerCheck CRD 6581024 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) Gene Berman BrokerCheck CRD 6994891 ↗ via Colorado Financial Services Corporation (CRD 104343 ↗) Jim Lund BrokerCheck CRD 1713921 ↗ via Cabot Lodge Securities, LLC (CRD 159712 ↗) Timothy Sherer BrokerCheck CRD 833618 ↗ via Emerson Equity, LLC (CRD 130032 ↗) Ryan Sherer BrokerCheck CRD 5952617 ↗ via Emerson Equity, LLC (CRD 130032 ↗) Frank Piscitelli BrokerCheck CRD 6935623 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Kyle Kadish BrokerCheck CRD 4864706 ↗ via Advisory Group Equity Services Ltd. (CRD 15427 ↗) Jason Salmon BrokerCheck CRD 6081963 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Alex Madden BrokerCheck CRD 7089201 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) John Harvey BrokerCheck CRD 4227692 ↗ via Wealthforge Securities, LLC (CRD 152550 ↗) Debra Schleining BrokerCheck CRD 2768752 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Joseph Michaletz BrokerCheck CRD 1327534 ↗ via DAI Securities, LLC (CRD 36673 ↗) Mike O'Toole BrokerCheck CRD 6336251 ↗ via DAI Securities, LLC (CRD 36673 ↗) Paul Getty BrokerCheck CRD 6470002 ↗ via Lightpath Capital, Inc. (CRD 34617 ↗) Matthew McFarland BrokerCheck CRD 6675310 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Brad Brooks BrokerCheck CRD 1584633 ↗ via Titan Securities (CRD 131392 ↗) Mark Wiacek BrokerCheck CRD 2135299 ↗ via Cabot Lodge Securities LLC (CRD 159712 ↗) Brian Bradley BrokerCheck CRD 7167899 ↗ via Stax Capital (CRD 300607 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Betty Friant BrokerCheck CRD 2122446 ↗ via Growth Capital Services, Inc. (CRD 152550 ↗) Howard Davis BrokerCheck CRD 1782118 ↗ via D-Merc Services (CRD 292310 ↗) Edward Fernandez BrokerCheck CRD 2956661 ↗ via Capulent, LLC (CRD 155155 ↗) Bradford Watt BrokerCheck CRD 2565438 ↗ via Colorado Financial Service Corporation (CRD 104343 ↗) Clay Schmidt BrokerCheck CRD 6920482 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) DFPG Investments, LLC BrokerCheck CRD 155576 ↗	EDGAR ↗
Dec 23, 2020 D CX Evergreens at Mahan Depositor, LLC File 021-384188	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 15, 2020 D/A CX Reagan Crossing, DST File 021-365153	$1,846,675 (est.)	$0 (est.)	$1,390,600 (est.)	Edward Fernandez BrokerCheck CRD 2956661 ↗ via Capulent, LLC (CRD 155155 ↗) Joseph Michaletz BrokerCheck CRD 1327534 ↗ via DAI Securities, LLC (CRD 36673 ↗) Mike O'Toole BrokerCheck CRD 6336251 ↗ via DAI Securities, LLC (CRD 36673 ↗) Christina Nielson BrokerCheck CRD 4866971 ↗ via DAI Securities, LLC (CRD 36673 ↗) Jack Michaletz BrokerCheck CRD 5773608 ↗ via DAI Securities, LLC (CRD 36673 ↗) David Dahill BrokerCheck CRD 6581024 ↗ via Thornhill Securities, Inc. (CRD 22333 ↗) J. Callaway Halliburton BrokerCheck CRD 407116 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Patrick Healey BrokerCheck CRD 2816003 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Rodger McAlister BrokerCheck CRD 2676623 ↗ via Money Concepts Capital Corp. (CRD 12963 ↗) James Patrick BrokerCheck CRD 1288261 ↗ via Purshe Kaplan Sterling (CRD 35747 ↗) Corbin Thomas BrokerCheck CRD 4234748 ↗ via McDermott Investment Services, LLC (CRD 154926 ↗) Brad Watt BrokerCheck CRD 2565438 ↗ via Colorado Financial Services Corporation (CRD 104343 ↗) Kyle Kadish BrokerCheck CRD 4864706 ↗ via Advisory Group Equity Services Ltd. (CRD 15427 ↗) Richard Goodwin BrokerCheck CRD 2332035 ↗ via Titan Securities (CRD 131392 ↗) James Parry BrokerCheck CRD 1877092 ↗ via Arkadios Capital (CRD 282710 ↗) Eric Holtz BrokerCheck CRD 5821492 ↗ via Arkadios Capital (CRD 282710 ↗) Chay Lapin BrokerCheck CRD 6275140 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Emerson Equity, LLC BrokerCheck CRD 130032 ↗ Betty Friant BrokerCheck CRD 2122446 ↗ via Growth Capital Services, Inc. (CRD 152550 ↗) Matthew McFarland BrokerCheck CRD 6675310 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Ehud Gerston BrokerCheck CRD 7066119 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Brad Brooks BrokerCheck CRD 1584633 ↗ via Titan Securities (CRD 131392 ↗) Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Jeffrey Lewis BrokerCheck CRD 1744218 ↗ via Advisory Group Equity Services Ltd. (CRD 15427 ↗) Kyle Kirwan BrokerCheck CRD 5088691 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗	EDGAR ↗
Dec 7, 2020 D CMF West & Central US II, LLC File 021-382384	$6,250	$0	$0	Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Dec 7, 2020 D CMF Eastern US II, LLC File 021-382382	$6,250	$0	$0	Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Oct 28, 2020 D CARTER EXCHANGE BRIDGE EQUITY FUND, LLC File 021-379110	$3,000,000 (est.)	$0	$0	Skyway Capital Markets LLC BrokerCheck CRD 124630 ↗	EDGAR ↗
Sep 25, 2020 D CX Station at Savannah Quarters Depositor, LLC File 021-376380	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Sep 10, 2020 D CX Station at Poplar Tent Depositor, LLC File 021-375196	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 16, 2020 D CX Retreat at the Park Depositor, LLC File 021-365145	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 5, 2020 D CARTER MULTIFAMILY GROWTH & INCOME FUND II, LLC File 021-361985	$19,000,000 (est.)	$0	$0	SKYWAY CAPITAL MARKETS LLC BrokerCheck CRD 124630 ↗	EDGAR ↗
Nov 4, 2019 D/A Carter Multifamily Growth & Income Fund, LLC File 021-310603	$19,000,000 (est.)	$0	$0	Sandlapper Securities, LLC BrokerCheck CRD 137906 ↗ Cabot Lodge Securities LLC BrokerCheck CRD 159712 ↗ Calton & Associates, Inc. BrokerCheck CRD 20999 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ Coastal Equities, Inc. BrokerCheck CRD 23769 ↗ Newbridge Securities Corporation BrokerCheck CRD 104065 ↗ Cabin Securities, Inc. BrokerCheck CRD 137608 ↗ Aegis Capital Corp. BrokerCheck CRD 15007 ↗ Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗ Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ Corinthian Partners, L.L.C. BrokerCheck CRD 38912 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Chauner Securities, Inc. BrokerCheck CRD 10075 ↗ Sunbelt Securities, Inc. BrokerCheck CRD 42180 ↗ International Assets Advisory, LLC BrokerCheck CRD 10645 ↗ Chalice Capital Partners BrokerCheck CRD 288898 ↗ Skyway Capital Markets, LLC BrokerCheck CRD 124630 ↗ KCD Financial, Inc. BrokerCheck CRD 127473 ↗ INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗ PARITER SECURITIES, LLC BrokerCheck CRD 127836 ↗ TITAN SECURITIES BrokerCheck CRD 131392 ↗ ADVISORY GROUP EQUITY SERVICES LTD. BrokerCheck CRD 15427 ↗ ARKADIOS CAPITAL BrokerCheck CRD 282710 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ CLARAPHI ADVISORY NETWORK, LLC BrokerCheck CRD 165868 ↗ DEMPSEY LORD SMITH, LLC BrokerCheck CRD 141238 ↗ FORESIGHT WEALTH MANAGEMENT, LLC BrokerCheck CRD 153881 ↗ KALOS CAPITAL, INC. BrokerCheck CRD 44337 ↗ LANDOLT SECURITIES, INC. BrokerCheck CRD 28352 ↗ NI ADVISORS BrokerCheck CRD 134502 ↗ PRESIDENTIAL BROKERAGE, INC. BrokerCheck CRD 28784 ↗ SILVERHAWK ASSET MANAGEMENT, LLC BrokerCheck CRD 167798 ↗ STAINES FINANCIAL, LLC BrokerCheck CRD 299405 ↗ THE STRATEGIC FINANCIAL ALLIANCE, INC. BrokerCheck CRD 126514 ↗ CORNERSTONE WEALTH ADVISORS, INC. BrokerCheck CRD 124947 ↗ WESTPARK CAPITAL, INC. BrokerCheck CRD 39914 ↗ LEGACY WEALTH MANAGEMENT, LLC BrokerCheck CRD 174767 ↗ MONEY CONCEPTS CAPITAL CORP BrokerCheck CRD 12963 ↗ COASTAL EQUITIES, INC. BrokerCheck CRD 23769 ↗ UNCOMMON CAPITAL, LLC BrokerCheck CRD 226622 ↗	EDGAR ↗
Jul 18, 2019 D/A CX Reagan Crossing Depositor, LLC File 021-342675	$20,000 (est.)	$0	$0 (est.)	Reginald H Robinson BrokerCheck CRD 1963649 ↗ via Corinthian Partners LLC (CRD 38912 ↗)	EDGAR ↗
Dec 18, 2018 D CMF Eastern US, LLC File 021-328239	$6,250	$0	$0	Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Dec 18, 2018 D CMF West & Central US, LLC File 021-328242	$6,250	$0	$0	Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗	EDGAR ↗
Apr 9, 2015 D/A GULFSHORE BANCSHARES, INC. File 021-232027	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 14, 2013 D GULFSHORE BANCSHARES, INC. File 021-190120	$150,000	$0	$0	Navigant Capital Advisors, LLC BrokerCheck CRD 114155 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 72

Every issuer that named John E. Carter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Real Estate · group: E Carter Exchange

AC REIT Investments II, Inc.

Tampa, FL · Dec 17, 2025

Dec 17, 2025 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, director.

John E. Carter

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Form D filed 286 days after the first sale — CX Mode at Hyattsville, DST

10 offerings have no amendment in the last 12 months and may still be open

John E. Carter is written 2 different ways on the filings

Same name, different state: "John Carter" (A1) is a separate record

Same name, different state: "John Carter" (X0) is a separate record

Same name, different state: "John Carter" (WA) is a separate record

Same name, different state: "JOHN CARTER" (CA) is a separate record

Minimum investment changed between filings — Aphorio Carter Critical Infrastructure Fund, LLC

5. Money to insiders

Deals 72

People around John 40

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person