John Rutherford

PARTHENON CAPITAL PARTNERS FUND, LP (last filing Jan 29, 2010; $0 sold of $10,000,000); ACTION SPORTS INC (last filing Apr 17, 2009; $265,000 sold of $1,265,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

The filing says the first sale was Feb 8, 2011. The Form D was filed Mar 2, 2011 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Apr 9, 2010. The Form D was filed May 10, 2010 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The latest filing for this offering is dated Mar 2, 2011 (first sale Feb 8, 2011). It reports $0 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Apr 17, 2009 (first sale Mar 11, 2009). It reports $265,000 sold of $1,265,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The Oct 12, 2011 filing says $600,000,000 offered; the Feb 14, 2012 Form D/A says $700,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The May 7, 2009 filing says $8,000,000 offered; the Jul 1, 2009 Form D says $0.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

The Jul 1, 2009 filing says $0 offered; the Jul 1, 2009 Form D says $11,439,232.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

listed as "John C. Rutherford" on 4 filings (from Apr 17, 2009), and "John Rutherford" on 5 filings (from May 7, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

This page covers filings where the address state is MA. A separate record, "John Rutherford" with address state CA or FL, is listed on 26 filings — most recently by Strategy Capital Investors, L.P. (May 27, 2026). The two records do not overlap in time: this page runs May 7, 2009 to Oct 12, 2011; the other runs Jan 17, 2014 to May 27, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MA. A separate record, "John Rutherford" with address state TX, is listed on 1 filing — most recently by CALPONT CORP (Feb 14, 2012). The two records do not overlap in time: this page runs May 7, 2009 to Oct 12, 2011; the other has one filing dated Feb 14, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MA. A separate record, "John M Rutherford" with address state TX, is listed on 1 filing — most recently by EAST TEXAS 30 DEVELOPMENT PROGRAM (May 22, 2009). Both records have filings in the same period (May 22, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.