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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:47 AM ET

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John Lynch

Named as an officer, director or promoter on SEC Form D filings · CA · Sep 16, 2015 → Nov 22, 2023

3deals (issuers)
$11.2Mreported sold
56investors
7Form D filings
2015–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Lynch is listed as an executive officer and director on 7 SEC Form D filings by 3 issuers between Aug 2011 and Nov 2023: Kaleo Software, Inc. (El Segundo, CA — industry reported as "Other" — 2011–2016; $7.5M reported sold to 10 investors), AscentX Medical, Inc. (San Diego, CA — other health care — 2023; $3.72M reported sold to 46 investors) and SmartSaleRE.Com, Inc. (Lower Lake, CA — other real estate — 2019).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $11.2M sold in total.

Listed alongside Phil Hui-Bon-Hoa (4 shared filings), Allen Morgan (2 shared filings), Damien Steel (2 shared filings), David Friscia (2 shared filings), Gottfried Lemperle (2 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 2 SEC releases, 7 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for John Lynch and found 18 differences, 1 worth asking the sponsor about: 42% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Lynch has not run yet — it is joining a line of 60,974 names; searches run around the clock at the hosts' allowed rate. Searched so far: 708 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

In Re: John Lynch v. closed
District Court, S.D. California · No. 3:90-mc-00565 · Filed Aug 21, 1990 · Closed Sep 4, 2004
Role of John Lynch v.: Party · Outcome: Terminated 2004-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 452 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Litigation release
SEC · Nov 13, 1997 · Parties as named in the release: Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Litigation release
SEC · Jul 29, 1997 · Parties as named in the release: Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Lynch..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

John L. Lynch and Sharon M. Lynch closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-28557 · Filed May 25, 2012 · Closed Nov 29, 2012
Role of John L. Lynch and Sharon M. Lynch: Debtor · Outcome: Case closed 2012-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 452 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
John D. Lynch and Diane M. Lynch closed
United States Bankruptcy Court, S.D. California · No. 12-02401 · Filed Feb 23, 2012 · Closed May 16, 2019
Role of John D. Lynch and Diane M. Lynch: Debtor · Outcome: Case closed 2019-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 452 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
John A. Lynch and Renee B. Lynch closed
United States Bankruptcy Court, S.D. California · No. 10-19693 · Filed Nov 3, 2010 · Closed Aug 25, 2011
Role of John A. Lynch and Renee B. Lynch: Debtor · Outcome: Case closed 2011-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 452 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
John Lynch closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-31308 · Filed Jul 9, 2010 · Closed Nov 1, 2010
Role of John Lynch: Debtor · Outcome: Case closed 2010-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 452 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
John A Lynch and Renee B. Lynch closed
United States Bankruptcy Court, S.D. California · No. 10-00710 · Filed Jan 18, 2010 · Closed Jan 19, 2011
Role of John A Lynch and Renee B. Lynch: Debtor · Outcome: Case closed 2011-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 452 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
John A Lynch closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-17015 · Filed Mar 13, 2001 · Closed Jul 20, 2001
Role of John A Lynch: Debtor · Outcome: Case closed 2001-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 452 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
John D. Lynch closed
United States Bankruptcy Court, N.D. California · No. 97-53584 · Filed Apr 29, 1997 · Closed Sep 30, 2002
Role of John D. Lynch: Debtor · Outcome: Case closed 2002-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 452 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for John Lynch — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Aug 15, 2011

42% of the money raised went to insiders — Kaleo Software, Inc.

The Aug 15, 2011 Form D reports $287,500 sold and $120,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "$5,000 per month paid to each Phil Hui-Bon-Hoa and John R. Lynch, III, executive officers of Issuer.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 15, 2011 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
Note · Nov 12, 2019

John Lynch appears on 1 deal that stopped filing before reaching its target

SmartSaleRE.Com, Inc. (last filing Nov 12, 2019; $0 sold of $26,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

SmartSaleRE.Com, Inc. — PartnerFacts page ↗
Sources
Note · Jun 6, 2013 – Jul 10, 2013

Form D filed 34 days after the first sale — Kaleo Software, Inc.

The filing says the first sale was Jun 6, 2013. The Form D was filed Jul 10, 2013 — 34 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 19 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 10, 2013 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
Note · Jul 28, 2011 – Aug 15, 2011

Form D filed 18 days after the first sale — Kaleo Software, Inc.

The filing says the first sale was Jul 28, 2011. The Form D was filed Aug 15, 2011 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 15, 2011 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
Note · Aug 10, 2023 – Nov 22, 2023

No amendment in the last 12 months on an offering that may still be open — AscentX Medical, Inc. (latest filing Nov 22, 2023)

The latest filing for this offering is dated Nov 22, 2023 (first sale Aug 10, 2023). It reports $1,093,466 sold of $2,999,931 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 22, 2023 ↗AscentX Medical, Inc. — PartnerFacts page ↗
Sources
Note · Jun 6, 2013 – Jul 10, 2013

No amendment in the last 12 months on an offering that may still be open — Kaleo Software, Inc. (latest filing Jul 10, 2013)

The latest filing for this offering is dated Jul 10, 2013 (first sale Jun 6, 2013). It reports $1,500,000 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 10, 2013 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
Note · Jul 28, 2011 – Aug 15, 2011

No amendment in the last 12 months on an offering that may still be open — Kaleo Software, Inc. (latest filing Aug 15, 2011)

The latest filing for this offering is dated Aug 15, 2011 (first sale Jul 28, 2011). It reports $287,500 sold of $537,500 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 15, 2011 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
Note · Sep 16, 2015 – Mar 9, 2016

Offering amount changed between filings — Kaleo Software, Inc.

The Sep 16, 2015 filing says $6,999,999 offered; the Mar 9, 2016 Form D/A says $7,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 16, 2015 ↗Form D/A (later) · Mar 9, 2016 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
Note · Sep 16, 2015 – Mar 9, 2016

Minimum investment changed between filings — Kaleo Software, Inc.

The Sep 16, 2015 filing lists a minimum of $49,999; the Mar 9, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 16, 2015 ↗Form D/A (later) · Mar 9, 2016 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
Note · Aug 15, 2011 – Nov 12, 2019

John Lynch is written 4 different ways on the filings

listed as "John R. Lynch, III" on the Aug 15, 2011 filing, and "John R Lynch" on the Jul 10, 2013 filing, and "John Lynch, III" on 2 filings (from Sep 16, 2015), and "John Lynch" on 3 filings (from Nov 12, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 15, 2011 ↗Form D · Jul 10, 2013 ↗Form D · Sep 16, 2015 ↗Form D · Nov 12, 2019 ↗
Sources
Note · Aug 15, 2011 – Sep 16, 2015

Industry group changed between filings — Kaleo Software, Inc.

"Computers" (Aug 15, 2011); then "Other Technology" (Jul 10, 2013); then "Other" (Sep 16, 2015 to Mar 9, 2016).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 15, 2011 ↗Form D · Jul 10, 2013 ↗Form D · Sep 16, 2015 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
Note · Aug 15, 2011 – Sep 16, 2015

Reported revenue range changed between filings — Kaleo Software, Inc.

"Decline to Disclose" (Aug 15, 2011); then "$1 - $1,000,000" (Jul 10, 2013); then "Decline to Disclose" (Sep 16, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 15, 2011 ↗Form D · Jul 10, 2013 ↗Form D · Sep 16, 2015 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
Note · Oct 2, 2013 – Nov 26, 2018

Same name, different state: "John H. Lynch" (NH) is a separate record

This page covers filings where the address state is CA. A separate record, "John H. Lynch" with address state NH, is listed on 2 filings — most recently by Ping4 Inc. (Nov 26, 2018). Both records have filings in the same period (Sep 16, 2015 to Nov 26, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John H. Lynch (NH) — PartnerFacts page ↗Form D · Nov 26, 2018 ↗Ping4 Inc. — PartnerFacts page ↗John Lynch (CA) — this page ↗
Sources
Note · Jun 23, 2014 – Feb 10, 2016

Same name, different state: "John Lynch" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "John Lynch" with address state NY, is listed on 3 filings — most recently by Pretium Mortgage Credit Partners I REIT, LLC (Feb 10, 2016). Both records have filings in the same period (Sep 16, 2015 to Feb 10, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Lynch (NY) — PartnerFacts page ↗Form D · Feb 10, 2016 ↗Pretium Mortgage Credit Partners I REIT, LLC — PartnerFacts page ↗John Lynch (CA) — this page ↗
Sources
Note · Apr 24, 2014

Same name, different state: "John J. Lynch, Jr." (WI) is a separate record

This page covers filings where the address state is CA. A separate record, "John J. Lynch, Jr." with address state WI, is listed on 1 filing — most recently by Raphael Holding Co (Apr 24, 2014). The two records do not overlap in time: this page runs Sep 16, 2015 to Nov 22, 2023; the other has one filing dated Apr 24, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John J. Lynch, Jr. (WI) — PartnerFacts page ↗Form D · Apr 24, 2014 ↗Raphael Holding Co — PartnerFacts page ↗John Lynch (CA) — this page ↗
Sources
Note · Aug 16, 2012 – Jun 10, 2013

Same name, different state: "John F. Lynch" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "John F. Lynch" with address state CO, is listed on 2 filings — most recently by Chautauqua International Growth Equity QP Fund, LP (Jun 10, 2013). The two records do not overlap in time: this page runs Sep 16, 2015 to Nov 22, 2023; the other runs Aug 16, 2012 to Jun 10, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John F. Lynch (CO) — PartnerFacts page ↗Form D/A · Jun 10, 2013 ↗Chautauqua International Growth Equity QP Fund, LP — PartnerFacts page ↗John Lynch (CA) — this page ↗
Sources
Note · May 18, 2011 – Apr 26, 2013

Same name, different state: "John W. Lynch" (PA) is a separate record

This page covers filings where the address state is CA. A separate record, "John W. Lynch" with address state PA, is listed on 6 filings — most recently by IPM Safety Services, Inc. (Apr 26, 2013). The two records do not overlap in time: this page runs Sep 16, 2015 to Nov 22, 2023; the other runs May 18, 2011 to Apr 26, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John W. Lynch (PA) — PartnerFacts page ↗Form D · Apr 26, 2013 ↗IPM Safety Services, Inc. — PartnerFacts page ↗John Lynch (CA) — this page ↗
Sources
Note · Aug 15, 2011 – Jul 10, 2013

Address moved from Pasadena, CA to El Segundo, CA — Kaleo Software, Inc.

The people listed on the Aug 15, 2011 filing give Pasadena, CA; on the Jul 10, 2013 filing they give El Segundo, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 15, 2011 ↗Form D · Jul 10, 2013 ↗Kaleo Software, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $120,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 22, 2023 D/A
AscentX Medical, Inc.
File 021-490626
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2019 D
SmartSaleRE.Com, Inc.
File 021-353040
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2016 D/A
Kaleo Software, Inc.
File 021-247738
$0$0$0None listed on this filingEDGAR ↗
Jul 10, 2013 D
Kaleo Software, Inc.
File 021-199333
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2011 D
Kaleo Software, Inc.
File 021-164423
$0$0$120,000 (est.)
$5,000 per month paid to each Phil Hui-Bon-Hoa and John R. Lynch, III, executive officers of Issuer.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John Lynch on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AM
Other Health Care

AscentX Medical, Inc.

San Diego, CA · Aug 24, 2023 → Nov 22, 2023 · 2 filings
  • Nov 22, 2023 · D/A · $1,093,466 sold of $2,999,931 · 40 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 24, 2023 · D · $557,610 sold of $2,999,931 · 22 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.72M from 46 investors (100% of the $3M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Other Real Estate

SmartSaleRE.Com, Inc.

Lower Lake, CA · Nov 12, 2019
  • Nov 12, 2019 · D · $0 sold of $26,000,000 · 0 investors · min. $5,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Other

Kaleo Software, Inc.

El Segundo, CA · Aug 15, 2011 → Mar 9, 2016 · 4 filings
  • Mar 9, 2016 · D/A · $7,500,000 sold of $7,500,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 16, 2015 · D · $6,999,999 sold of $6,999,999 · 10 investors · min. $49,999 · role: Executive Officer, Director EDGAR ↗
  • Jul 10, 2013 · D · $1,500,000 sold of $2,000,000 · 6 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 15, 2011 · D · $287,500 sold of $537,500 · 1 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗

Raised $7.5M from 10 investors (100% of the $7.5M target) as of the latest filing. John is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Lynch — British Columbia, Canada (as filed: A1), Ontario, Canada (as filed: A6), 4 issuers, Feb 22, 2011 → Nov 28, 2022 · no shared issuer
  • John Lynch — FL, AR, 3 issuers, Sep 4, 2015 → Sep 13, 2022 · no shared issuer
  • John W. Lynch — PA, 2 issuers, May 18, 2011 → Apr 26, 2013 · no shared issuer
  • John Lynch — NY, 2 issuers, Jun 23, 2014 → Feb 10, 2016 · no shared issuer
  • John Francis Lynch — United Kingdom (as filed: X0), 2 issuers, Oct 11, 2016 → Mar 2, 2026 · no shared issuer
  • John F. Lynch — CO, 1 issuer, Aug 16, 2012 → Jun 10, 2013 · no shared issuer
  • John H. Lynch — NH, 1 issuer, Oct 2, 2013 → Nov 26, 2018 · no shared issuer
  • John J. Lynch, Jr. — WI, 1 issuer, Apr 24, 2014 → Apr 24, 2014 · no shared issuer
  • John McKinney Lynch — NC, 1 issuer, May 22, 2026 → Jun 15, 2026 · no shared issuer
  • John F. Lynch — CA, 1 issuer, Jun 8, 2012 → Jun 8, 2012 · no shared issuer
  • John Lynch — NH, 1 issuer, Sep 26, 2014 → May 12, 2016 · no shared issuer
  • John Lynch — PA, 1 issuer, Aug 3, 2015 → Sep 23, 2016 · no shared issuer

People around John 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Hui-Bon-Hoa

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Allen Morgan

Director · 2 shared filings (1 issuer) · also on 13 other issuers

Allen Morgan is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Damien Steel

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

TZ
No photo found yet (own website and image search run after this page is viewed)
Person

Tianxiang Zhou

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Stiska

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

YW
No photo found yet (own website and image search run after this page is viewed)
Person

Yibo Wang

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gottfried Lemperle

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Juergen Siemonsmeir

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David Friscia

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Braga

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Lynch. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Dirking

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Carter C Norman

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Lynch. Their page shows their other deals.

The team behind the deals

Same business address

13 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Lynch by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Lynch is listed on: none on file. No website or social profile named in AscentX Medical, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #112,241 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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