PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:46 AM ET

Sponsor Check › Person

JOHN BRENNAN

Related person on Form D filings · address states as listed: NY, CA, MA, DE · listed Apr 17, 2009 → May 22, 2026

28issuers
54Form D filings
2009–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 31 offerings report sales commissions totalling $5,840,227; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 13, 2026 D/A
File 021-496721
$0$0$0None listed on this filing
EDGAR ↗May 22, 2026 D
File 021-584992
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Apr 8, 2026 D
File 021-579445
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jun 20, 2025 D/A
File 021-516581
$0$0$0None listed on this filing
EDGAR ↗Nov 5, 2024 D
File 021-528648
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Nov 5, 2024 D
File 021-528649
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Sep 22, 2023 D
File 021-492829
$1,000,000$0$0None listed on this filing
EDGAR ↗Sep 21, 2022 D/A
File 021-129080
$2,863,625$0$0
The fund is charged a management fee and an incentive fee that are described in the fund's offering documents.
Atlantic Trust Company no CRD number reported
via Invesco National Trust Company

Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Deutsche Bank Trust Company Americas no CRD number reported
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
Brookvine Investment Advisors PTY LTD no CRD number reported
EDGAR ↗Sep 21, 2022 D/A
File 021-155790
$0$0$0
The fund is charged a management fee that is described in the fund's offering documents.
None listed on this filing
EDGAR ↗Jul 22, 2022 D
File 021-453444
$0$0$0None listed on this filing
EDGAR ↗Feb 3, 2022 D
File 021-432215
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 20, 2021 D
File 021-425949
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗
EDGAR ↗Dec 20, 2021 D
File 021-425948
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 17, 2021 D
File 021-425685
$0$0$0None listed on this filing
EDGAR ↗Nov 13, 2020 D/A
File 021-326974
$0 (est.)$0 (est.)$0
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
SIXPOINT PARTNERS BrokerCheck CRD 146067 ↗
EDGAR ↗Sep 25, 2020 D/A
File 021-128920
$0$0$0
The fund is charged a management fee and an incentive fee that are described in the fund's offering documents.
None listed on this filing
EDGAR ↗Apr 3, 2020 D
File 021-364293
$0$0$0None listed on this filing
EDGAR ↗Dec 3, 2019 D/A
File 021-328664
$0$0$0
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filing
EDGAR ↗Nov 7, 2019 D
File 021-352890
$0$0$0None listed on this filing
EDGAR ↗Dec 12, 2018 D
File 021-327754
$0 (est.)$0 (est.)$0None listed on this filing
EDGAR ↗Sep 28, 2018 D/A
File 021-248378
$0$0$0
The fund is charged a management fee that is described in the fund's offering documents.
None listed on this filing
EDGAR ↗Jul 24, 2018 D
File 021-317650
$0$0$0None listed on this filing
EDGAR ↗Mar 13, 2017 D
File 021-282376
$0$0$0
The fund is charged a management fee that is described in the fund's governing documents.
None listed on this filing
EDGAR ↗Jun 24, 2016 D
File 021-265748
$1,976,602$0$0America's Growth Capital, LLC BrokerCheck CRD 125958 ↗
EDGAR ↗Apr 27, 2016 D/A
File 021-238450
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The performance allocation is fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Apr 27, 2016 D/A
File 021-238451
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The performance allocation is fully discussed in the Issuer's confidential offering materials.
UBS SECURITIES BrokerCheck CRD 7654 ↗
EDGAR ↗Sep 16, 2013 D
File 021-202948
$0$0$0 (est.)None listed on this filing
EDGAR ↗May 30, 2012 D
File 021-178975
$0$0$0None listed on this filing
EDGAR ↗Jul 5, 2011 D
File 021-162285
$0$0$0None listed on this filing
EDGAR ↗May 28, 2010 D
File 021-142689
$0$0$0None listed on this filing
EDGAR ↗Apr 17, 2009 D
File 021-117799
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗HereNow Help, Inc.Executive Officer, DirectorAug 13, 2026D/A$4,500,000
similar: $1,100,015–$10,001,163
$3,452,93310
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗SEP Special K Topco, LP
group: Sep
Executive Officer, PromoterMay 22, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SEP Hygiea Aggregator, LP
group: Sep
Executive Officer, PromoterApr 8, 2026DIndefinite
similar: $155,000–$5,250,000
$30,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HereNow Help, Inc.Executive Officer, DirectorDec 18, 2025D/A$3,500,000
similar: $1,100,015–$10,001,163
$2,352,7988
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Holly Ventures Fund I, L.P.Executive Officer
Managing Member of the General Partner
Jun 20, 2025D/A$30,000,000
similar: $155,000–$5,250,000
$23,334,66763
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SEP HERO CO-INVEST I-A, LP
group: Sep
Executive Officer, PromoterNov 5, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SEP HERO CO-INVEST I, LP
group: Sep
Executive Officer, PromoterNov 5, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Holly Ventures Fund I, L.P.Executive Officer
Managing Member of the General Partner
Jun 21, 2024D$30,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HereNow Help, Inc.Executive Officer, DirectorNov 7, 2023D$2,001,700
similar: $1,100,015–$10,001,163
$30,0251
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ImmunityBio, Inc.DirectorSep 22, 2023D$469,986,600
similar: $2,000,000–$19,999,994
$469,986,6003
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Prisma Spectrum Fund Ltd
group: Newport
DirectorSep 21, 2022D/AIndefinite
similar: $155,000–$5,250,000
$4,893,024,033354
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Focus Fund Ltd
group: Newport
DirectorSep 21, 2022D/AIndefinite
similar: $155,000–$5,250,000
$49,894,00018
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ImmunityBio, Inc.DirectorJul 22, 2022D$10,656,035
similar: $2,000,000–$19,999,994
$10,656,0356
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗SI PARTNERSHIP 2022 L.P.
group: Sep
Executive Officer, PromoterFeb 3, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SUMERU EQUITY PARTNERS FUND IV L.P.
group: Sep
Executive Officer, PromoterDec 20, 2021D$1,000,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SEP-HEARTLAND FUND IV CO-INVEST L.P.
group: Sep
Executive Officer, PromoterDec 20, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Momento Market, Inc.Executive Officer, DirectorDec 17, 2021D$17,399,985
similar: $1,100,015–$10,001,163
$9,877,8066
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗SUMERU EQUITY PARTNERS FUND III L.P.
group: Sep
Executive Officer, PromoterNov 13, 2020D/A$689,002,800
similar: $155,000–$5,250,000
$689,002,80063
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Prisma Spectrum Fund Ltd
group: Newport
DirectorSep 25, 2020D/AIndefinite
similar: $155,000–$5,250,000
$4,886,798,033351
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Enhanced Fixed Income Fund Ltd
group: Newport
DirectorSep 25, 2020D/AIndefinite
similar: $155,000–$5,250,000
$26,481,0184
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Focus Fund Ltd
group: Newport
DirectorSep 25, 2020D/AIndefinite
similar: $155,000–$5,250,000
$49,894,00018
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗AXONIUS, INC.DirectorApr 3, 2020D$57,599,476
similar: $1,100,015–$10,001,163
$57,599,4769
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗SEP STRATEGIC ADVISERS FUND III L.P.
group: Sep
Executive Officer, PromoterDec 3, 2019D/AIndefinite
similar: $155,000–$5,250,000
$25,910,00033
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SUMERU EQUITY PARTNERS FUND III L.P.
group: Sep
Executive Officer, PromoterDec 3, 2019D/A$600,000,000
similar: $155,000–$5,250,000
$346,893,30122
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HereNow Help, Inc.Executive Officer, DirectorNov 7, 2019D$4,000,000
similar: $500,000–$7,000,000
$00
similar: 2–14
$4,000,000
similar: $5,000–$50,000
EDGAR ↗Prisma Enhanced Fixed Income Fund Ltd
group: Newport
DirectorSep 27, 2019D/AIndefinite
similar: $155,000–$5,250,000
$26,237,5633
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Spectrum Fund Ltd
group: Newport
DirectorSep 27, 2019D/AIndefinite
similar: $155,000–$5,250,000
$2,108,835,640248
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗SEP STRATEGIC ADVISERS FUND III L.P.
group: Sep
Executive Officer, PromoterDec 20, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SEP-HEARTLAND FUND III CO-INVEST L.P.
group: Sep
Executive Officer, PromoterDec 12, 2018D$21,250,000
similar: $155,000–$5,250,000
$01
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SUMERU EQUITY PARTNERS FUND III L.P.
group: Sep
Executive Officer, PromoterNov 30, 2018D$600,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Prisma Spectrum Fund Ltd
group: Newport
DirectorSep 28, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,104,068,581248
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Apex Equity Fund Ltd.
group: Newport
DirectorSep 28, 2018D/AIndefinite
similar: $155,000–$5,250,000
$155,500,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Prisma Enhanced Fixed Income Fund Ltd
group: Newport
DirectorSep 28, 2018D/AIndefinite
similar: $155,000–$5,250,000
$26,237,5633
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Focus Fund Ltd
group: Newport
DirectorSep 28, 2018D/AIndefinite
similar: $155,000–$5,250,000
$49,259,67215
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ELMWOOD PARK LLC
group: Maverick
PromoterJul 24, 2018D$2,050,000
similar: $2,250,000–$16,950,000
$2,050,00015
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗Prisma Apex Equity Fund Ltd.
group: Newport
DirectorSep 29, 2017D/AIndefinite
similar: $155,000–$5,250,000
$155,500,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Prisma Spectrum Fund Ltd
group: Newport
DirectorSep 29, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,089,215,217247
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Focus Fund Ltd
group: Newport
DirectorSep 29, 2017D/AIndefinite
similar: $155,000–$5,250,000
$48,209,67214
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Enhanced Fixed Income Fund Ltd
group: Newport
DirectorSep 29, 2017D/AIndefinite
similar: $155,000–$5,250,000
$26,237,5633
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PGE Gotham Eureka Fund Ltd.
group: Newport
DirectorMar 13, 2017DIndefinite
similar: $155,000–$5,250,000
$230,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Focus Fund Ltd
group: Newport
DirectorSep 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$47,480,00012
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Spectrum Fund Ltd
group: Newport
DirectorSep 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,014,616,874234
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Enhanced Fixed Income Fund Ltd
group: Newport
DirectorSep 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$26,237,5633
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Prisma Apex Equity Fund Ltd.
group: Newport
DirectorSep 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$140,500,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Buildium, LLCDirectorJun 24, 2016D$18,787,555
similar: $1,100,015–$10,001,163
$18,787,5551
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗SEP STRATEGIC ADVISERS FUND L.P.
group: Sep
Executive Officer, PromoterApr 27, 2016D/AIndefinite
similar: $155,000–$5,250,000
$9,650,00015
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SUMERU EQUITY PARTNERS FUND L.P.
group: Sep
Executive Officer, PromoterApr 27, 2016D/A$600,000,000
similar: $155,000–$5,250,000
$363,019,47931
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SUMERU EQUITY PARTNERS FUND L.P.
group: Sep
Executive Officer, PromoterApr 22, 2015D$600,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SEP STRATEGIC ADVISERS FUND L.P.
group: Sep
Executive Officer, PromoterApr 22, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SLS Breeze Holdings, Inc.DirectorSep 16, 2013D$200,000,000$200,000,00021$70,000
EDGAR ↗SLS MARLIN HOLDINGS, INC.Executive Officer, DirectorMay 30, 2012D$8,516,000$8,226,00016No minimum reported
EDGAR ↗BuzzTable, Inc.Executive Officer, DirectorJul 5, 2011D$25,000$25,0001No minimum reported
EDGAR ↗AVI-SPL HOLDINGS, INC.DirectorMay 28, 2010D$15,000,000$15,000,0009No minimum reported
EDGAR ↗AVI-SPL HOLDINGS, INC.DirectorApr 17, 2009D$13,726,632$13,000,0005$10,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • John F. Brennan, Jr. — address state MA, 7 issuers, Mar 8, 2010 → Feb 20, 2026 · no shared issuer found
  • John J. Brennan — address state MA, 7 issuers, Jul 9, 2014 → Jul 8, 2026 · no shared issuer found
  • John Brennan — address state MN, 1 issuer, Nov 24, 2010 → Nov 24, 2010 · no shared issuer found
  • John Brennan — address state TN, 1 issuer, Nov 28, 2011 → Mar 21, 2018 · no shared issuer found
  • JOHN BRENNAN — address state OH, 1 issuer, Feb 2, 2015 → Feb 2, 2015 · no shared issuer found
  • John B. Brennan — address state NC, 1 issuer, Dec 19, 2018 → Dec 19, 2018 · no shared issuer found
  • John Brennan — address state Ireland (as filed: L2), 1 issuer, Aug 25, 2020 → Aug 25, 2020 · no shared issuer found
  • John Brennan — address state AL, 1 issuer, Mar 8, 2024 → Mar 8, 2024 · no shared issuer found
  • John Leslie Brennan — address state CA, 1 issuer, Sep 28, 2009 → Oct 8, 2009 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (4 management entities, 36 people)

People and management entities the issuers listed as related persons on the same Form D filings as JOHN BRENNAN. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • P. Prisma Capital Partners LP entity — 18 shared filings (5 issuers) · role as listed: Promoter · also listed on 2 other issuers
  • P. Prisma Capital Partners LP entity — 2 shared filings (2 issuers) · role as listed: Promoter · also listed on 1 other issuer
  • Holly Ventures Fund I GP, LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Holly Ventures Fund I GP, LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Scott P. Lennon — 20 shared filings (5 issuers) · role as listed: Director · also listed on 153 other issuers
  • Alan Milgate — 20 shared filings (5 issuers) · role as listed: Director · also listed on 32 other issuers
  • KYLE RYLAND — 19 shared filings (13 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 3 other issuers
  • JASON BABCOKE — 19 shared filings (14 issuers) · roles as listed: Director, Executive Officer, Promoter
  • ROBERT RANDLEMAN II — 17 shared filings (12 issuers) · roles as listed: Executive Officer, Promoter
  • SANJEET MITRA — 17 shared filings (12 issuers) · roles as listed: Executive Officer, Promoter
  • PAUL MERCADANTE — 15 shared filings (10 issuers) · roles as listed: Executive Officer, Promoter
  • GEORGE KADIFA — 13 shared filings (10 issuers) · roles as listed: Executive Officer, Promoter · also listed on 1 other issuer
  • Lester Leong — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • Nancy French-Gerlach — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Bryan Gray — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • Shannon Green — 3 shared filings (1 issuer) · role as listed: Director
  • Patrick Soon-Shiong — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 19 other issuers
  • Gerald Hwasta — 2 shared filings (1 issuer) · role as listed: Director
  • Ajay Shah — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 5 other issuers
  • Martin Schaffel — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • David Sachs — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 9 other issuers
  • Barry Simon — 2 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Wesley K. Clark — 2 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • HOLLIE HAYNES — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 7 other issuers
  • Michael Blaszyk — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Cheryl Cohen — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Christobel Selecky — 2 shared filings (1 issuer) · role as listed: Director
  • Linda Maxwell — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Richard Adcock — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Emmanuel Seuge — 1 shared filing (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • William John Griffith — 1 shared filing (1 issuer) · role as listed: Director · also listed on 48 other issuers
  • Peter Kuhn — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Dennis Cahill — 1 shared filing (1 issuer) · role as listed: Director
  • John Zettel — 1 shared filing (1 issuer) · role as listed: Director
  • Mike Cerrone — 1 shared filing (1 issuer) · role as listed: Director
  • John Williams — 1 shared filing (1 issuer) · role as listed: Director
  • Warner Siebert — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • JOHN HOFMANN — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Steve Wiggins — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Therese Tucker — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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