Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:50 AM ET

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John M. Baumer

Named as an officer, director or promoter on SEC Form D filings · CA, IN · Oct 20, 2010 → Feb 10, 2017

30deals (issuers)

$22.02Breported sold

1,085investors

75Form D filings

2010–2017years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John M. Baumer is listed as an executive officer and director on 75 SEC Form D filings by 30 issuers between Sep 2010 and Oct 2020. Largest by amount reported sold: Green Equity Investors VI, L.P. (Los Angeles, CA — pooled investment fund — 2011–2012; $6.25B reported sold to 118 investors), Green Equity Investors Offshore Fund VI, L.P. (Los Angeles, CA — pooled investment fund — 2011–2012; $6.25B reported sold to 16 investors), Green Equity Investors Side VI, L.P. (Los Angeles, CA — pooled investment fund — 2011–2012; $6.25B reported sold to 29 investors), Da Vinci Purchaser Holdings LP (Los Angeles, CA — other banking and financial services — 2020; $2.02B reported sold to 93 investors), ADMI Holdings LP (Los Angeles, CA — other health care — 2010; $367.6M reported sold to 20 investors) and 25 more (all listed below).

What this means That is a lot of deals — 30 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $22.02B sold in total.

Listed alongside Michael S. Solomon (69 shared filings), John G. Danhakl (68 shared filings), Cody L. Franklin (63 shared filings), James D. Halper (63 shared filings), Jonathan A. Seiffer (63 shared filings) and 93 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 2 sponsor groups: Lgp (87 issuers, $22.73B reported sold, 2009–2026) and Petco (2 issuers, $0 reported sold, 2010–2014).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 75 public filings for John M. Baumer and found 10 differences: 7 bankruptcy cases name the subject or team members; John M. Baumer appears on 1 deal that stopped filing before reaching its target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John M. Baumer has not run yet — it is joining a line of 41,837 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 1 open, 3 dismissed, 1 closed (disposition not in docket feed)

Baumer v. State Farm Fire and Casualty Company open

District Court, W.D. Missouri · No. 4:26-cv-00575 · Filed Jul 1, 2026

Role of Baumer: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in MO (not a filing state)

Baumer v. Legal Recovery Law Offices, Inc. dismissed

District Court, S.D. California · No. 3:13-cv-01648 · Filed Jul 15, 2013 · Closed Nov 25, 2013 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act

Role of Baumer: Plaintiff · Outcome: Terminated 2013-11-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in the person's filing state (CA)

Baumer v. Mercedes Benz USA, Inc dismissed

District Court, D. Connecticut · No. 3:09-cv-01990 · Filed Dec 4, 2009 · Closed Apr 26, 2010 · Nature of suit: 190 Other contract actions

Role of Baumer: Plaintiff · Outcome: Terminated 2010-04-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in CT (not a filing state)

BAUMER v. NORFOLK WESTERN CO ETAL dismissed

District Court, N.D. Ohio · No. · Filed Nov 25, 1985 · Closed May 12, 1988 · Nature of suit: 330 Federal employers' liability

Role of BAUMER: Plaintiff · Outcome: Terminated 1988-05-12 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in OH (not a filing state)

Boyer and Gilfillan Motor Co. v. Baumer closed

District Court, D. North Dakota · No. 3:63-cv-03999 · Filed Jul 26, 1963 · Closed Nov 12, 1963

Role of Baumer: Defendant · Outcome: Terminated 1963-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in ND (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John M. Baumer..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Canal NY Company, Inc. v. Baumer HHS closed

United States Bankruptcy Court, E.D. Virginia · No. 10-03891 · Filed Dec 23, 2010 · Closed Sep 22, 2011

Role of Baumer HHS: Defendant · Outcome: Case closed 2011-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in VA (not a filing state)

Kapila v. Baumer Foods, Inc closed

United States Bankruptcy Court, S.D. Florida. · No. 99-02495 · Filed Dec 1, 1999 · Closed Feb 9, 2000

Role of Baumer Foods, Inc: Defendant · Outcome: Case closed 2000-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in FL (not a filing state)

Richard C. Breeden, Esq. v. Baumer closed

United States Bankruptcy Court, N.D. New York · No. 98-50009 · Filed Mar 25, 1998 · Closed Mar 15, 2000

Role of Baumer: Defendant · Outcome: Case closed 2000-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in NY (not a filing state)

Richard C. Breeden, Esq. v. Baumer closed

United States Bankruptcy Court, N.D. New York · No. 98-40105 · Filed Jan 29, 1998 · Closed Jun 27, 2003

Role of Baumer: Defendant · Outcome: Case closed 2003-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in NY (not a filing state)

Richard D. Ellenberg v. Baumer Electric, Ltd. closed

United States Bankruptcy Court, N.D. Georgia · No. 95-06784 · Filed Nov 29, 1995 · Closed Jun 4, 1996

Role of Baumer Electric, Ltd.: Defendant · Outcome: Case closed 1996-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in GA (not a filing state)

Morin v. Baumer Industries, Inc. closed

United States Bankruptcy Court, W.D. New York · No. 2-95-02483 · Filed Oct 23, 1995 · Closed Jan 5, 1996

Role of Baumer Industries, Inc.: Defendant · Outcome: Case closed 1996-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in NY (not a filing state)

Whitaker v. Will & Baumer Inc. closed

United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-13408 · Filed Jul 24, 1992 · Closed Sep 23, 1993

Role of Will & Baumer Inc.: Defendant · Outcome: Case closed 1993-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in FL (not a filing state)

Whitaker v. Baumer Foods Inc. closed

United States Bankruptcy Court, M.D. Florida · No. 3:91-ap-02411 · Filed Oct 28, 1991 · Closed Sep 12, 1997

Role of Baumer Foods Inc.: Defendant · Outcome: Case closed 1997-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in FL (not a filing state)

Duffy v. Will & Baumer Candle Co closed

United States Bankruptcy Court, N.D. New York · No. 89-91178 · Filed Sep 20, 1989 · Closed Mar 30, 1990

Role of Will & Baumer Candle Co: Defendant · Outcome: Case closed 1990-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 39 federal dockets); surname only in the caption; court in NY (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for John M. Baumer (compared the newest 50 of 75 filings on Oct 24, 2026; older filings not covered)

Note · Feb 10, 1992 – Dec 23, 2013

7 bankruptcy cases name the subject or team members

Bankruptcy case: Wells Fargo Bank, N.A. v. Ridinger — filed Nov 13, 2012 · Bankruptcy case: Discover Bank v. Schuppan — filed Jul 10, 2008 · Bankruptcy case: George Leonard Green — filed Jan 23, 2004 · Bankruptcy case: Benjamin R Herman — filed Aug 3, 2005 · Bankruptcy case: Leonard Green and Kathleen Malvern Green — filed Nov 18, 2003 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Richard Ridinger — PartnerFacts page ↗Docket · United States Bankruptcy Court, E.D. California ↗David Schuppan — PartnerFacts page ↗

Sources

Note · May 22, 2014

John M. Baumer appears on 1 deal that stopped filing before reaching its target

Petco Holdings Inc (last filing May 22, 2014; $0 sold of $23,628,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Petco Holdings Inc — PartnerFacts page ↗

Sources

Petco Holdings Inc — PartnerFacts page ↗ (May 22, 2014)

Note · Dec 18, 2012 – Jul 22, 2016

10 Form Ds were filed more than 15 days after the first sale

Form D filed 35 days after the first sale — EXW Coinvest LP · Form D filed 17 days after the first sale — LGP Associates VI-A LLC · Form D filed 17 days after the first sale — LGP Associates VI-B LLC · Form D filed 16 days after the first sale — LGP Associates VI-A LLC · Form D filed 16 days after the first sale — LGP Associates VI-B LLC · and 5 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 22, 2016 ↗EXW Coinvest LP — PartnerFacts page ↗Form D · Aug 11, 2014 ↗LGP Associates VI-A LLC — PartnerFacts page ↗

Sources

Form D · Jul 22, 2016 ↗ (Jul 22, 2016)
EXW Coinvest LP — PartnerFacts page ↗ (Jul 22, 2016)
Form D · Aug 11, 2014 ↗ (Aug 11, 2014)
LGP Associates VI-A LLC — PartnerFacts page ↗ (Jan 30, 2017)
Form D · Aug 11, 2014 ↗ (Aug 11, 2014)
LGP Associates VI-B LLC — PartnerFacts page ↗ (Feb 10, 2017)
Form D · Jul 31, 2013 ↗ (Jul 31, 2013)
Form D · Jul 31, 2013 ↗ (Jul 31, 2013)

Note · Jan 29, 2013 – Oct 22, 2020

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Azalea Parent Holdings LP (latest filing Oct 22, 2020) · No amendment in the last 12 months on an offering that may still be open — Da Vinci Purchaser Holdings LP (latest filing Jan 22, 2020) · No amendment in the last 12 months on an offering that may still be open — Azalea Parent Holdings LP (latest filing Aug 6, 2019) · No amendment in the last 12 months on an offering that may still be open — EXW Coinvest LP (latest filing Jul 22, 2016) · No amendment in the last 12 months on an offering that may still be open — LGP Malted Coinvest LLC (latest filing Feb 6, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 22, 2020 ↗Azalea Parent Holdings LP — PartnerFacts page ↗Form D · Jan 22, 2020 ↗Da Vinci Purchaser Holdings LP — PartnerFacts page ↗

Sources

Form D · Oct 22, 2020 ↗ (Oct 22, 2020)
Azalea Parent Holdings LP — PartnerFacts page ↗ (Oct 22, 2020)
Form D · Jan 22, 2020 ↗ (Jan 22, 2020)
Da Vinci Purchaser Holdings LP — PartnerFacts page ↗ (Jan 22, 2020)
Form D · Aug 6, 2019 ↗ (Aug 6, 2019)
Form D · Jul 22, 2016 ↗ (Jul 22, 2016)
EXW Coinvest LP — PartnerFacts page ↗ (Jul 22, 2016)
Form D · Feb 6, 2013 ↗ (Feb 6, 2013)

Note · Jan 30, 2017 – Feb 10, 2017

Offering amount changed between filings — LGP Associates VI-B LLC

The Jan 30, 2017 filing says $9,635,000 offered; the Feb 10, 2017 Form D/A says $9,655,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 30, 2017 ↗Form D/A (later) · Feb 10, 2017 ↗LGP Associates VI-B LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Jan 30, 2017 ↗ (Jan 30, 2017)
Form D/A (later) · Feb 10, 2017 ↗ (Feb 10, 2017)
LGP Associates VI-B LLC — PartnerFacts page ↗ (Feb 10, 2017)

Note · Feb 14, 2014 – May 12, 2014

Offering amount changed between filings — LGP Dungaree Coinvest LLC

The Feb 14, 2014 filing says $3,152,500 offered; the May 12, 2014 Form D/A says $3,652,500.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 14, 2014 ↗Form D/A (later) · May 12, 2014 ↗LGP Dungaree Coinvest LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Feb 14, 2014 ↗ (Feb 14, 2014)
Form D/A (later) · May 12, 2014 ↗ (May 12, 2014)
LGP Dungaree Coinvest LLC — PartnerFacts page ↗ (May 12, 2014)

Note · Feb 6, 2013 – Jul 31, 2013

John M. Baumer is written 2 different ways on the filings

listed as "John M. Baumer" on 44 filings (from Feb 6, 2013), and "John Baumer" on 6 filings (from Jul 31, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 6, 2013 ↗Form D · Jul 31, 2013 ↗John M. Baumer — PartnerFacts page ↗

Sources

Note · Jul 29, 2024

Same name, different state: "John Baumer" (NY) is a separate record

This page covers filings where the address state is CA or IN. A separate record, "John Baumer" with address state NY, is listed on 1 filing — most recently by LIGHT TOPCO, LLC (Jul 29, 2024). The two records do not overlap in time: this page runs Oct 20, 2010 to Feb 10, 2017; the other has one filing dated Jul 29, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Baumer (NY) — PartnerFacts page ↗Form D · Jul 29, 2024 ↗LIGHT TOPCO, LLC — PartnerFacts page ↗John M. Baumer (CA,IN) — this page ↗

Sources

John Baumer (NY) — PartnerFacts page ↗ (Jul 29, 2024)
Form D · Jul 29, 2024 ↗ (Jul 29, 2024)
LIGHT TOPCO, LLC — PartnerFacts page ↗ (Jul 29, 2024)
John M. Baumer (CA,IN) — this page ↗ (Feb 10, 2017)

Note · Aug 6, 2019 – Oct 22, 2020

Address moved from Los Angeles, CA to South Bend, IN — Azalea Parent Holdings LP

The people listed on the Aug 6, 2019 filing give Los Angeles, CA; on the Oct 22, 2020 filing they give South Bend, IN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 6, 2019 ↗Form D · Oct 22, 2020 ↗Azalea Parent Holdings LP — PartnerFacts page ↗

Sources

Form D · Aug 6, 2019 ↗ (Aug 6, 2019)
Form D · Oct 22, 2020 ↗ (Oct 22, 2020)
Azalea Parent Holdings LP — PartnerFacts page ↗ (Oct 22, 2020)

Note · Feb 6, 2013 – Oct 22, 2020

John M. Baumer is listed with 2 different address states: CA, IN

CA on 49 filings (Feb 6, 2013 to Jan 22, 2020); IN on 1 filing (Oct 22, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 6, 2013 ↗Form D · Oct 22, 2020 ↗

Sources

Form D · Feb 6, 2013 ↗ (Feb 6, 2013)
Form D · Oct 22, 2020 ↗ (Oct 22, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 75 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 65 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 22, 2020 D Azalea Parent Holdings LP File 021-378623	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 22, 2020 D Da Vinci Purchaser Holdings LP File 021-358667	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 6, 2019 D Azalea Parent Holdings LP File 021-345883	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 10, 2017 D/A LGP Associates VI-B LLC File 021-279597	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 30, 2017 D LGP Associates VI-A LLC File 021-279594	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 23, 2016 D LGP Associates VI-B LLC File 021-271198	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 23, 2016 D LGP Associates VI-A LLC File 021-271206	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 28, 2016 D LGP Associates VI-A LLC File 021-267880	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 28, 2016 D LGP Associates VI-B LLC File 021-267884	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 22, 2016 D EXW Coinvest LP File 021-267571	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 8, 2016 D LGP Associates VI-A LLC File 021-264557	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 8, 2016 D LGP Associates VI-B LLC File 021-264560	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 29, 2016 D LGP Associates VI-A LLC File 021-262290	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 29, 2016 D LGP Associates VI-B LLC File 021-262293	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 14, 2015 D LGP Associates VI-A LLC File 021-249349	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 14, 2015 D LGP Associates VI-B LLC File 021-249350	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 15, 2015 D RXH Holdings, LP File 021-247664	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 14, 2015 D LGP Associates VI-A LLC File 021-247557	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 14, 2015 D LGP Associates VI-B LLC File 021-247558	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 23, 2015 D LGP Associates VI-B LLC File 021-242287	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 23, 2015 D LGP Associates VI-A LLC File 021-242289	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 23, 2015 D LTF Coinvest LP File 021-242295	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 20, 2015 D LGP Associates VI-B LLC File 021-234436	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 20, 2015 D LGP Associates VI-A LLC File 021-234438	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 11, 2014 D Fresh Coinvest LLC File 021-229940	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 29, 2014 D Karman II Coinvest LP File 021-227309	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 5, 2014 D LGP Associates VI-A LLC File 021-224167	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 5, 2014 D LGP Associates VI-B LLC File 021-224169	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 11, 2014 D LGP Associates VI-B LLC File 021-222606	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 11, 2014 D LGP Associates VI-A LLC File 021-222610	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 15, 2014 D Jupiter LP Coinvest LLC File 021-221063	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 15, 2014 D Jupiter LP Side Coinvest LLC File 021-221068	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 14, 2014 D Jupiter CEO Coinvest LLC File 021-220999	$0	$0	$0	None listed on this filing	EDGAR ↗
May 22, 2014 D Petco Holdings Inc File 021-217813	$0	$0	$0	None listed on this filing	EDGAR ↗
May 12, 2014 D/A LGP Dungaree Coinvest LLC File 021-211978	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 20, 2013 D LGP Associates VI-A LLC File 021-203319	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 20, 2013 D LGP Associates VI-B LLC File 021-203322	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 3, 2013 D LGP Associates VI-A LLC File 021-202201	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 3, 2013 D LGP Associates VI-B LLC File 021-202205	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 31, 2013 D LGP Associates VI-B LLC File 021-200561	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 31, 2013 D LGP Associates VI-A LLC File 021-200564	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 31, 2013 D Petco Holdings Inc File 021-200544	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 6, 2013 D LGP Malted Coinvest LLC File 021-191419	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 6, 2013 D LGP Associates VI-A LLC File 021-191423	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 6, 2013 D LGP Associates VI-A LLC File 021-191426	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 6, 2013 D LGP Associates VI-B LLC File 021-191434	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 6, 2013 D LGP Associates VI-B LLC File 021-191439	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 6, 2013 D LGP Associates VI-C LLC File 021-191452	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 30, 2013 D/A LGP Staffing Coinvest LLC File 021-187308	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 20, 2012 D/A LGP Associates II LLC File 021-181533	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 20, 2012 D LGP Associates II LLC File 021-181558	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 20, 2012 D LGP Associates II LLC File 021-181561	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 10, 2012 D/A Green Equity Investors VI, L.P. File 021-166394	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 10, 2012 D/A Green Equity Investors Offshore Fund VI, L.P. File 021-166398	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 10, 2012 D/A Green Equity Investors Side VI, L.P. File 021-166404	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 3, 2012 D VCA ANTECH INC File 021-172872	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 18, 2012 D/A PETCO ANIMAL SUPPLIES INC File 021-172089	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 20, 2011 D/A LGP Fitness II Co-Investment LLC File 021-167623	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 20, 2011 D LGP Beacon Coinvest LLC File 021-167626	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 27, 2011 D LGP Animal Coinvest LLC File 021-161899	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 5, 2011 D Needle Coinvest LLC File 021-157828	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 23, 2011 D/A LGP Chino Coinvest LLC File 021-157091	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 22, 2010 D Ivy Holdings Inc. File 021-152324	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 20, 2010 D ADMI Holdings LP File 021-149346	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Sep 23, 2010 D/A PETCO ANIMAL SUPPLIES INC File 021-98203	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 30

Every issuer that named John M. Baumer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services · group: Lgp

Azalea Parent Holdings LP

South Bend, IN · Aug 6, 2019 → Oct 22, 2020 · 2 filings

Oct 22, 2020 · D · $24,049,400 sold of $31,725,500 · 1 investors · min. No minimum reported · role: Executive Officer (Member, Board of Managers of General Partner of Issuer) EDGAR ↗
Aug 6, 2019 · D · $4,205,592 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer (Member, Board of Managers of General Partner of Issuer) EDGAR ↗

Raised $24M from 42 investors (76% of the $31.7M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Banking and Financial Services · group: Lgp

Da Vinci Purchaser Holdings LP

Los Angeles, CA · Jan 22, 2020

Jan 22, 2020 · D · $2,022,845,000 sold of Indefinite · 93 investors · min. No minimum reported · role: Executive Officer (Board of Managers of General Partner of Issuer) EDGAR ↗

Raised $2.02B from 93 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Investing · group: Lgp

LGP Associates VI-B LLC

Los Angeles, CA · Feb 6, 2013 → Feb 10, 2017 · 17 filings

Feb 10, 2017 · D/A · $9,655,000 sold of $9,655,000 · 62 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Jan 30, 2017 · D · $9,635,000 sold of $9,635,000 · 61 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Sep 23, 2016 · D · $6,135,000 sold of $6,135,000 · 47 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Jul 28, 2016 · D · $8,395,000 sold of $8,395,000 · 54 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Jun 8, 2016 · D · $7,355,000 sold of $7,355,000 · 59 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Apr 29, 2016 · D · $6,123,000 sold of $6,123,000 · 51 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Oct 14, 2015 · D · $6,480,000 sold of $6,480,000 · 55 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Sep 14, 2015 · D · $1,585,000 sold of $1,585,000 · 53 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Jun 23, 2015 · D · $9,365,000 sold of $9,365,000 · 62 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Feb 20, 2015 · D · $1,320,000 sold of $1,320,000 · 35 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Sep 5, 2014 · D · $4,260,000 sold of $4,260,000 · 52 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Aug 11, 2014 · D · $8,035,000 sold of $8,035,000 · 49 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Sep 20, 2013 · D · $0 sold of $4,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Sep 3, 2013 · D · $3,311,062 sold of $3,311,062 · 43 investors · min. $13,087 · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Jul 31, 2013 · D · $6,255,000 sold of $6,255,000 · 51 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Feb 6, 2013 · D · $4,280,000 sold of $4,280,000 · 43 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Feb 6, 2013 · D · $4,735,000 sold of $4,735,000 · 44 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $9.65M from 62 investors (100% of the $9.65M target) as of the latest filing. John is listed as executive officer on 17 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

LGP Associates VI-A LLC

Los Angeles, CA · Feb 6, 2013 → Jan 30, 2017 · 16 filings

Jan 30, 2017 · D · $977,000 sold of $977,000 · 16 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Sep 23, 2016 · D · $500,000 sold of $500,000 · 10 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Jul 28, 2016 · D · $842,500 sold of $842,500 · 15 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Jun 8, 2016 · D · $502,500 sold of $502,500 · 12 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Apr 29, 2016 · D · $682,500 sold of $682,500 · 12 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Oct 14, 2015 · D · $560,000 sold of $560,000 · 10 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Sep 14, 2015 · D · $200,000 sold of $200,000 · 9 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Jun 23, 2015 · D · $940,000 sold of $940,000 · 16 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗
Feb 20, 2015 · D · $65,000 sold of $65,000 · 2 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Sep 5, 2014 · D · $360,000 sold of $360,000 · 11 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Aug 11, 2014 · D · $455,000 sold of $455,000 · 11 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Sep 20, 2013 · D · $0 sold of $360,000 · 0 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Sep 3, 2013 · D · $497,314 sold of $497,314 · 10 investors · min. $13,087 · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Jul 31, 2013 · D · $500,000 sold of $500,000 · 14 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Feb 6, 2013 · D · $412,500 sold of $412,500 · 14 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Feb 6, 2013 · D · $342,500 sold of $342,500 · 13 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $977K from 16 investors (100% of the $977K target) as of the latest filing. John is listed as executive officer on 16 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

EXW Coinvest LP

Los Angeles, CA · Jul 22, 2016

Jul 22, 2016 · D · $340,000,000 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's GP) EDGAR ↗

Raised $340M from 28 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

RXH Holdings, LP

Los Angeles, CA · Sep 15, 2015

Sep 15, 2015 · D · $4,075,000 sold of $4,075,000 · 11 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer) EDGAR ↗

Raised $4.08M from 11 investors (100% of the $4.08M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

LTF Coinvest LP

Los Angeles, CA · Jun 23, 2015

Jun 23, 2015 · D · $110,265,000 sold of $110,265,000 · 3 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's GP) EDGAR ↗

Raised $110.3M from 3 investors (100% of the $110.3M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

Fresh Coinvest LLC

Los Angeles, CA · Dec 11, 2014

Dec 11, 2014 · D · $4,285,000 sold of $4,285,000 · 59 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's Manager) EDGAR ↗

Raised $4.29M from 59 investors (100% of the $4.29M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

Karman II Coinvest LP

Los Angeles, CA · Oct 29, 2014

Oct 29, 2014 · D · $20,000,000 sold of $20,000,000 · 4 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the GP of Leonard Green & Partners, L.P., the Manager of Peridot Coinvest Manager LLC, the Issuer's GP) EDGAR ↗

Raised $20M from 4 investors (100% of the $20M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

Jupiter LP Side Coinvest LLC

Los Angeles, CA · Jul 15, 2014

Jul 15, 2014 · D · $12,950,000 sold of $12,950,000 · 1 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $12.9M from 1 investor (100% of the $12.9M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

Jupiter LP Coinvest LLC

Los Angeles, CA · Jul 15, 2014

Jul 15, 2014 · D · $75,000,000 sold of $75,000,000 · 4 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $75M from 4 investors (100% of the $75M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

Jupiter CEO Coinvest LLC

Los Angeles, CA · Jul 14, 2014

Jul 14, 2014 · D · $13,640,000 sold of $13,640,000 · 75 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $13.6M from 75 investors (100% of the $13.6M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Retailing · group: Petco

Petco Holdings Inc

San Diego, CA · Jul 31, 2013 → May 22, 2014 · 2 filings

May 22, 2014 · D · $0 sold of $23,628,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 31, 2013 · D · $0 sold of $19,595,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

LGP Dungaree Coinvest LLC

Los Angeles, CA · Feb 14, 2014 → May 12, 2014 · 2 filings

May 12, 2014 · D/A · $3,652,500 sold of $3,652,500 · 61 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Feb 14, 2014 · D · $3,152,500 sold of $3,152,500 · 60 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $3.65M from 61 investors (100% of the $3.65M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Lgp

LGP Associates VI-C LLC

Los Angeles, CA · Feb 6, 2013

Feb 6, 2013 · D · $2,900,000 sold of $2,900,000 · 1 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $2.9M from 1 investor (100% of the $2.9M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Lgp

LGP Malted Coinvest LLC

Los Angeles, CA · Feb 6, 2013

Feb 6, 2013 · D · $3,230,000 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $3.23M from 56 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Lgp

LGP Staffing Coinvest LLC

Los Angeles, CA · Nov 20, 2012 → Jan 30, 2013 · 2 filings

Jan 30, 2013 · D/A · $6,725,000 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Nov 20, 2012 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $6.72M from 64 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Lgp

LGP Associates II LLC

Los Angeles, CA · Jul 19, 2012 → Jul 20, 2012 · 4 filings

Jul 20, 2012 · D · $3,605,000 sold of $9,690,000 · 49 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Jul 20, 2012 · D · $3,005,000 sold of $9,690,000 · 45 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Jul 20, 2012 · D/A · $3,080,000 sold of $9,690,000 · 46 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Jul 19, 2012 · D · $3,080,000 sold of $9,690,000 · 46 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $3.6M from 49 investors (37% of the $9.69M target) as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Lgp

Green Equity Investors Side VI, L.P.

Los Angeles, CA · Sep 27, 2011 → Jul 10, 2012 · 2 filings

Jul 10, 2012 · D/A · $6,250,000,000 sold of $6,250,000,000 · 29 investors · min. No minimum reported · role: Executive Officer (Partner) EDGAR ↗
Sep 27, 2011 · D · $0 sold of $5,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Partner of Leonard Green & Partners, L.P., management company of the Issuer and Senior Vice President of GEI Capital VI, LLC, General Partner of the Issuer.) EDGAR ↗

Raised $6.25B from 29 investors (100% of the $6.25B target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Lgp

Green Equity Investors Offshore Fund VI, L.P.

Los Angeles, CA · Sep 27, 2011 → Jul 10, 2012 · 2 filings

Jul 10, 2012 · D/A · $6,250,000,000 sold of $6,250,000,000 · 16 investors · min. No minimum reported · role: Executive Officer (Partner) EDGAR ↗
Sep 27, 2011 · D · $0 sold of $5,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Partner of Leonard Green & Partners, L.P., management company of the Issuer and Senior Vice President of GEI Capital VI, LLC, General Partner of the Issuer) EDGAR ↗

Raised $6.25B from 16 investors (100% of the $6.25B target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Lgp

Green Equity Investors VI, L.P.

Los Angeles, CA · Sep 26, 2011 → Jul 10, 2012 · 2 filings

Jul 10, 2012 · D/A · $6,250,000,000 sold of $6,250,000,000 · 118 investors · min. No minimum reported · role: Executive Officer (Partner) EDGAR ↗
Sep 26, 2011 · D · $0 sold of $5,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Partner of Leonard Green & Partners, L.P., management company of the Issuer and Senior Vice President of GEI Capital VI, LLC, General Partner of the Issuer) EDGAR ↗

Raised $6.25B from 118 investors (100% of the $6.25B target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

VCA ANTECH INC

Los Angeles, CA · Feb 3, 2012

Feb 3, 2012 · D · $10,500,000 sold of $10,500,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.5M from 15 investors (100% of the $10.5M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Retailing · group: Petco

PETCO ANIMAL SUPPLIES INC

San Diego, CA · Sep 23, 2010 → Jan 18, 2012 · 3 filings

Jan 18, 2012 · D/A · $0 sold of $17,182,251 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 18, 2012 · D · $0 sold of $17,182,251 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 23, 2010 · D/A · $4,351,345 sold of $104,879,893 · 53 investors · min. $1 · role: Director EDGAR ↗

Raised $4.35M from 53 investors (25% of the $17.2M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Lgp

LGP Beacon Coinvest LLC

Los Angeles, CA · Oct 20, 2011

Oct 20, 2011 · D · $9,480,000 sold of $9,480,000 · 55 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $9.48M from 55 investors (100% of the $9.48M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Lgp

LGP Fitness II Co-Investment LLC

Los Angeles, CA · Oct 20, 2011 → Oct 20, 2011 · 2 filings

Oct 20, 2011 · D/A · $280,000 sold of $280,000 · 7 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Oct 20, 2011 · D · $280,000 sold of $280,000 · 7 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $280K from 7 investors (100% of the $280K target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Lgp

LGP Animal Coinvest LLC

Los Angeles, CA · Jun 27, 2011

Jun 27, 2011 · D · $3,520,000 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $3.52M from 47 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Lgp

Needle Coinvest LLC

Los Angeles, CA · Apr 5, 2011

Apr 5, 2011 · D · $5,200,000 sold of $5,200,000 · 36 investors · min. No minimum reported · role: Executive Officer (SENIOR VICE PRESIDENT OF LGP MANAGEMENT, INC., THE GENERAL PARTNER OF LEONARD GREEN & PARTNERS, L.P., MANAGER OF NEEDLE COINVEST LLC) EDGAR ↗

Raised $5.2M from 36 investors (100% of the $5.2M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Lgp

LGP Chino Coinvest LLC

Los Angeles, CA · Mar 21, 2011 → Mar 23, 2011 · 2 filings

Mar 23, 2011 · D/A · $6,045,000 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management, Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗
Mar 21, 2011 · D · $6,045,000 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (Senior VP of LGP Management, Inc., the general partner of Leonard Green & Partners, L.P., Manager) EDGAR ↗

Raised $6.04M from 45 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Hospitals and Physicians

Ivy Holdings Inc.

Los Angeles, CA · Dec 22, 2010

Dec 22, 2010 · D · $208,709,001 sold of $208,709,001 · 15 investors · min. $10,004 · role: Director EDGAR ↗

Raised $208.7M from 15 investors (100% of the $208.7M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

ADMI Holdings LP

Los Angeles, CA · Oct 20, 2010

Oct 20, 2010 · D · $367,645,000 sold of $367,645,000 · 20 investors · min. No minimum reported · role: Director (Director of General Partner of Issuer) EDGAR ↗

Raised $367.6M from 20 investors (100% of the $367.6M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

John Baumer — NY, 1 issuer, Jul 29, 2024 → Jul 29, 2024 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

C. Leonard Green & Partners, L.P.

Promoter · 12 shared filings (3 issuers) · also on 49 other issuers

C. Leonard Green & Partners, L.P. is on 52 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

J.T. Leonard Green & Partners, L.P.

Promoter · 6 shared filings (4 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

Management entity

J. Leonard Green & Partners, L.P.

Promoter · 5 shared filings (3 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

Management entity

M ADMI Holdings GP LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

Management entity

RXH GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

Management entity

Azalea GP LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

Management entity

Da Vinci Purchaser GP LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

Management entity

Azalea GP LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael S. Solomon

Director, Executive Officer · 69 shared filings (25 issuers) · also on 1 other issuer

Michael S. Solomon is on 26 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John G. Danhakl

Director, Executive Officer · 68 shared filings (24 issuers) · also on 73 other issuers

John G. Danhakl is on 97 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Cody L. Franklin

Executive Officer · 63 shared filings (22 issuers) · also on 65 other issuers

Cody L. Franklin is on 87 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jonathan D. Sokoloff

Executive Officer, Director · 63 shared filings (22 issuers) · also on 68 other issuers

Jonathan D. Sokoloff is on 90 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jonathan A. Seiffer

Executive Officer · 63 shared filings (22 issuers) · also on 7 other issuers

Jonathan A. Seiffer is on 29 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Todd M. Purdy

Executive Officer · 63 shared filings (22 issuers) · also on 2 other issuers

Todd M. Purdy is on 24 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Timothy J. Flynn

Executive Officer · 63 shared filings (22 issuers) · also on 7 other issuers

Timothy J. Flynn is on 29 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

James D. Halper

Executive Officer · 63 shared filings (22 issuers)

James D. Halper is on 22 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Lance J.T. Schumacher

Executive Officer · 40 shared filings (13 issuers) · also on 1 other issuer

Lance J.T. Schumacher is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

William Christian McCollum

Executive Officer · 36 shared filings (10 issuers)

William Christian McCollum is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter J. Nolan

Director, Executive Officer · 33 shared filings (16 issuers) · also on 5 other issuers

Peter J. Nolan is on 21 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Alyse M. Wagner

Director, Executive Officer · 26 shared filings (10 issuers) · also on 1 other issuer

Alyse M. Wagner is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

J. Kristofer Galashan

Executive Officer · 23 shared filings (7 issuers) · also on 3 other issuers

J. Kristofer Galashan is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Usama N. Cortas

Executive Officer · 23 shared filings (7 issuers) · also on 2 other issuers

Usama N. Cortas is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael J. Connolly

Executive Officer · 23 shared filings (12 issuers) · also on 2 other issuers

Michael J. Connolly is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Adrian J. Maizey

Executive Officer · 22 shared filings (6 issuers) · also on 1 other issuer

Adrian J. Maizey is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Gennaro

Executive Officer · 20 shared filings (11 issuers)

Michael Gennaro is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew C. Goldberg

Executive Officer · 12 shared filings (3 issuers) · also on 65 other issuers

Andrew C. Goldberg is on 68 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jonathan Coslet

Director · 5 shared filings (2 issuers) · also on 3 other issuers

Jonathan Coslet is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Elisabeth Charles

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Fred Simmons

Director · 5 shared filings (2 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Farello

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Carrie Wheeler

Director · 5 shared filings (2 issuers) · also on 3 other issuers

Carrie Wheeler is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Brian Devine

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Darragh Davis

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Charles Piscitello

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Starrett

Director · 5 shared filings (2 issuers) · also on 4 other issuers

Peter Starrett is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

James Myers

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Larry Hayward

Director · 5 shared filings (2 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gary Kusin

Director · 5 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Lily W. Chang

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as John M. Baumer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Y. Yoon

Executive Officer · 4 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as John M. Baumer. Their page shows their other deals.

The team behind the deals

Sponsor group

Lgp

87 issuers · 233 filings · $22.73B reported sold · 2009–2026

LE LGP Executive Associates I-PT LLC Investing · $4.63M sold · 2024
LE LGP Executive Associates I-C LLC Investing · 2024
LA LGP Associates IX-B LLC Investing · 2023
GJ GEI-Jade Investors - H, L.P. Pooled Investment Fund · 2026
LS LGP Sage CVT Coinvest LP Investing · 2025
LA LGP Associates IX-B1 LLC Investing · 2023
GI GEI IX Clarity Coinvest LP Investing · $150M sold · 2025
GI GEI IX Crunch Coinvest LP Investing · 2025
CJ CF IV J Jupiter Coinvest LP Investing · 2025
GJ GEI Jupiter Holdings J, L.P. Pooled Investment Fund · 2025
GE Green Equity Investors CF IV-J, L.P. Pooled Investment Fund · 2025
GE Green Equity Investors CF IV-C, L.P. Pooled Investment Fund · 2025
GE Green Equity Investors CF IV-B, L.P. Pooled Investment Fund · 2025
GE Green Equity Investors CF IV-A, L.P Pooled Investment Fund · 2025
JP Jade II PB Coinvest LP Investing · 2024
LS LGP Sage PC Coinvest LP Investing · 2024
ST Sun TopCo, LP Other · $45M sold · 2021
LC Latrobe Coinvest, L.P. Investing · 2023
JV Jade II VC Side-A LP Investing · 2024
GI GEI IX IMA Coinvest LP Investing · 2023
GE Green Equity Investors CF III-A, L.P. Pooled Investment Fund · 2023
GE Green Equity Investors CF III-C, L.P. Pooled Investment Fund · 2023
GE Green Equity Investors CF III-B, L.P. Pooled Investment Fund · 2023
JA Jade Associates I-B1 LLC Investing · 2019
PC PM Coinvest IX LP Investing · 2023
HC HB Coinvest LP Investing · 2023
GE Green Equity Investors IX, L.P. Pooled Investment Fund · 2022
JE Jade Equity Investors II, L.P. Pooled Investment Fund · 2022
LA LGP Associates VIII-B LLC Investing · 2020
LA LGP Associates VIII-A LLC Investing · 2020
CC CVT Coinvest L.P. Investing · 2021
JA Jade Associates I-B LLC Investing · 2021
GE Green Equity Investors CF II, L.P. Pooled Investment Fund · 2021
LA LGP Associates VIII-B1 LLC Investing · 2020
JS Jade SA Coinvest LP Investing · 2021
LA LGP Associates CF, LLC Pooled Investment Fund · 2021
JA Jade Associates I-A LLC Investing · 2021
EC ESS Coinvest LP Investing · 2020
WC Well Coinvest LP Investing · $215M sold · 2020
AP Azalea Parent Holdings LP Other Banking and Financial Services · $24M sold · 2019 · listed
JA Jade Associates I-A1 LLC Investing · 2019
LA LGP Associates VIII-A1 LLC Investing · 2020
DV Da Vinci Purchaser Holdings LP Other Banking and Financial Services · $2.02B sold · 2020 · listed
LA LGP Associates VII-A LLC Investing · $1.26M sold · 2017
LA LGP Associates VII-B LLC Investing · $12M sold · 2017
GE Green Equity Investors VIII, L.P. Pooled Investment Fund · 2019
JE Jade Equity Investors, L.P. Pooled Investment Fund · 2019
WC Wrench Coinvest A, LLC Investing · 2019
WC Wrench Coinvest LLC Investing · 2019
TI TSS Intermediate Holdings, LLC Retailing · $5 sold · 2018
SC Shade Coinvest LLC Investing · 2018
OS Olive Street Investors LLC Investing · 2018
SC Shingle Coinvest LP Investing · 2018
PC PM Coinvest A LP Investing · 2018
PC PM Coinvest LP Investing · 2018
GV GEI VII Capri AIV, L.P. Investing · $64.6M sold · 2017
TC Tee Coinvest LLC Investing · $3.22M sold · 2017
CC Capri Coinvest LP Investing · 2017
LA LGP Associates VI-B LLC Investing · $9.65M sold · 2013 · listed
LA LGP Associates VI-A LLC Investing · $977K sold · 2013 · listed
KT Karman Topco L.P. Other · $63.9M sold · 2014
EC EXW Coinvest LP Investing · $340M sold · 2016 · listed
LC LTF Coinvest LP Investing · $110.3M sold · 2015 · listed
FC Fresh Coinvest LLC Investing · $4.29M sold · 2014 · listed
KC Karman II Coinvest LP Investing · $20M sold · 2014 · listed
KC Karman Coinvest L.P. Investing · $115M sold · 2014
JS Jupiter LP Side Coinvest LLC Investing · $12.9M sold · 2014 · listed
JC Jupiter LP Coinvest LLC Investing · $75M sold · 2014 · listed
JC Jupiter CEO Coinvest LLC Investing · $13.6M sold · 2014 · listed
LD LGP Dungaree Coinvest LLC Investing · $3.65M sold · 2014 · listed
RH Rhodes Holdings, L.P. Other · $15M sold · 2013
LA LGP Associates VI-C LLC Investing · $2.9M sold · 2013 · listed
LM LGP Malted Coinvest LLC Investing · $3.23M sold · 2013 · listed
LS LGP Staffing Coinvest LLC Investing · $6.72M sold · 2012 · listed
LA LGP Associates II LLC Investing · $3.6M sold · 2012 · listed
GE Green Equity Investors VI, L.P. Pooled Investment Fund · $6.25B sold · 2011 · listed
GE Green Equity Investors Offshore Fund VI, L.P. Pooled Investment Fund · $6.25B sold · 2011 · listed
GE Green Equity Investors Side VI, L.P. Pooled Investment Fund · $6.25B sold · 2011 · listed
CG Chiron Guernsey Holdings L.P. Inc. Other · $7.75M sold · 2011
LB LGP Beacon Coinvest LLC Investing · $9.48M sold · 2011 · listed
LF LGP Fitness II Co-Investment LLC Investing · $280K sold · 2011 · listed
LA LGP Animal Coinvest LLC Investing · $3.52M sold · 2011 · listed
AH ANIMAL HEALTH INTERNATIONAL, INC. Other · $119.1M sold · 2009
NC Needle Coinvest LLC Investing · $5.2M sold · 2011 · listed
LC LGP Chino Coinvest LLC Investing · $6.04M sold · 2011 · listed
NH Needle Holdings Inc. Other · $4.93M sold · 2011
AT AGS Topco Holdings, L.P. Pooled Investment Fund · $607.8M sold · 2010

One team, 87 deal companies. John M. Baumer is listed on 24 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John M. Baumer.

Sponsor group

Petco

2 issuers · 5 filings · $0 reported sold · 2010–2014

PH Petco Holdings Inc Retailing · 2013 · listed
PA PETCO ANIMAL SUPPLIES INC Retailing · $4.35M sold · 2010 · listed

One team, 2 deal companies. John M. Baumer is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John M. Baumer.

Same business address

51 other issuers file from the same address (first 50 shown)

Heights Fund II LP Los Angeles, CA · 2026
ICG Special Opportunities Fund I LP Los Angeles, CA · 2022
Sage AM Coinvest LP Los Angeles, CA · 2026
CONGRUENCE CAPITAL CORE FUND, L.P. Los Angeles, CA · 2023
Clarity Management Aggregator, LLC Los Angeles, CA · 2026
Dorchester Credit Secondaries (Cayman) VI, L.P. Los Angeles, CA · 2022
Dorchester Credit Secondaries VI, L.P. Los Angeles, CA · 2022
LGP Executive Associates I-PT LLC Los Angeles, CA · 2024
LGP Executive Associates I-C LLC Los Angeles, CA · 2024
YIELD STRATEGIES FUND II LP Los Angeles, CA · 2010
Crucible Topco, L.P. Los Angeles, CA · 2026
Truelink Crucible, L.P. Los Angeles, CA · 2026
Truelink Crucible-A, L.P. Los Angeles, CA · 2026
ICG Credit Opportunities Fund III LP Los Angeles, CA · 2024
Equity Overlay Fund LLC Los Angeles, CA · 2011
ADC Fernley, LLC Los Angeles, CA · 2024
Truelink Lotus, L.P. Los Angeles, CA · 2026
Long Duration Fund LLC Los Angeles, CA · 2014
Camden Credit Fund LLC Los Angeles, CA · 2015
Truelink Capital II TTSTC Co-Invest, L.P. Los Angeles, CA · 2026
BGTI Holdco LLC Los Angeles, CA · 2026
Truelink Capital II Newport Co-Investment SMA, L.P. Los Angeles, CA · 2026
LGP Associates IX-B LLC Los Angeles, CA · 2023
Prospective Ohio LLC Los Angeles, CA · 2026
Camden Bonds Plus Fund, LLC Los Angeles, CA · 2011
Aggregate Fund LLC Los Angeles, CA · 2015
GEI-Jade Investors - H, L.P. Los Angeles, CA · 2026
GEI-Jade Investors - TL, L.P. Los Angeles, CA · 2026
GEI-Jade Investors Side - H, L.P. Los Angeles, CA · 2026
Truelink Capital II-A, L.P. Los Angeles, CA · 2026
Truelink Capital II, L.P. Los Angeles, CA · 2026
Truelink Sapphire, L.P. Los Angeles, CA · 2026
ICG Access Fund, LLC Los Angeles, CA · 2011
ICG Insurance Fund II LLC Los Angeles, CA · 2018
Truelink Cosmo A, L.P. Los Angeles, CA · 2025
Truelink Cosmo, L.P. Los Angeles, CA · 2025
Geotechnical Management Aggregator, LLC Los Angeles, CA · 2025
Green Equity Investors X, L.P. Los Angeles, CA · 2025
Green Equity Investors (Lux) X, S.C.Sp. Los Angeles, CA · 2025
Green Equity Investors Offshore Fund X, L.P. Los Angeles, CA · 2025
Green Equity Investors Side X, L.P. Los Angeles, CA · 2025
LGP Sage CVT Coinvest LP Los Angeles, CA · 2025
LGP Associates IX-B1 LLC Los Angeles, CA · 2023
Fernbridge Capital Onshore Fund LP Los Angeles, CA · 2020
Dorchester Adjacent Opportunities, L.P. Los Angeles, CA · 2025
NEXUS SPECIAL SITUATIONS IV (CAYMAN), L.P. Los Angeles, CA · 2023
NEXUS SPECIAL SITUATIONS IV, L.P. Los Angeles, CA · 2023
Salem Shout 2025 Investors, LLC Los Angeles, CA · 2025
GEI IX Clarity Coinvest LP Los Angeles, CA · 2025
SAGE EQUITY INVESTORS-N, L.P. Los Angeles, CA · 2024

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 30 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 10 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to John M. Baumer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 30 issuers this person is listed on — 1 issuer has property records: PETCO ANIMAL SUPPLIES INC (10).

Public profiles and social

Websites and social links of the issuers John M. Baumer is listed on: none on file. No website or social profile named in Da Vinci Purchaser Holdings LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #221,201 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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John M. Baumer

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

7 bankruptcy cases name the subject or team members

John M. Baumer appears on 1 deal that stopped filing before reaching its target

10 Form Ds were filed more than 15 days after the first sale

5 offerings have no amendment in the last 12 months and may still be open

Offering amount changed between filings — LGP Associates VI-B LLC

Offering amount changed between filings — LGP Dungaree Coinvest LLC

John M. Baumer is written 2 different ways on the filings

Same name, different state: "John Baumer" (NY) is a separate record

Address moved from Los Angeles, CA to South Bend, IN — Azalea Parent Holdings LP

John M. Baumer is listed with 2 different address states: CA, IN

5. Money to insiders

Deals 30

People around John 40

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person