John Battendieri is listed as an executive officer and director on 4 SEC Form D filings by 1 issuer between Sep 2009 and Dec 2011: BLUE HORIZON Foods, INC. (Aptos, CA — industry reported as "Other" — 2009–2011; $3.4M reported sold to 30 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Mark Retzloff (4 shared filings), Timothy Redmond (4 shared filings), Jaap Langenberg (3 shared filings), Michael Rice (3 shared filings), Paul Richardson (3 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for John Battendieri and found 5 differences: Form D filed 18 days after the first sale; Offering amount lowered between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.