PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:21 AM ET

Sponsor Check › Person

JB
No photo found yet (own website and image search run after this page is viewed)

John Banks

Named as an officer, director or promoter on SEC Form D filings · MA, Isle of Man (as filed: Y8), MN, Cayman Islands (as filed: E9), United Kingdom (as filed: X0), Ireland (as filed: L2), NY · May 15, 2009 → Sep 30, 2026

62deals (issuers)
$50.02Breported sold
6,207investors
341Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Banks is listed as an executive officer and director on 341 SEC Form D filings by 62 issuers between Mar 2009 and Sep 2026. Largest by amount reported sold: Third Point Offshore Fund, Ltd. (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2026; $14.66B reported sold to 3,133 investors), Silver Point Capital Offshore Fund, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2026; $7.03B reported sold to 512 investors), THIRD POINT ULTRA LTD (Road Town, Virgin Islands, British (as filed: D8) — pooled investment fund — 2010–2026; $6.31B reported sold to 713 investors), SELIGMAN TECH SPECTRUM FUND LLC (New York, NY — pooled investment fund — 2021–2025; $4.23B reported sold to 372 investors), Graticule Asia Macro Master Fund Ltd (New York, NY — pooled investment fund — 2011–2022; $3.07B reported sold to 5 investors) and 57 more (all listed below).

What this means That is a lot of deals — 62 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $50.02B sold in total.

Listed alongside David Clive Litton (325 shared filings), Grant Jackson (71 shared filings), Amy L. Hackbarth (70 shared filings), Arthur Condron (70 shared filings), Matthew Rich (60 shared filings) and 82 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 4 sponsor groups: Columbia (35 issuers, $8.56B reported sold, 2009–2025), Graticule Asia (34 issuers, $10.49B reported sold, 2009–2022), Convex Asia (13 issuers, $530.6M reported sold, 2014–2018) and Clough (8 issuers, $1.97B reported sold, 2015–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 21 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 341 public filings for John Banks and found 11 differences, 3 worth asking the sponsor about: 4 paid sellers are listed without a CRD number; John Banks is no longer listed on the Apr 2, 2025 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Banks has not run yet — it is joining a line of 52,164 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Banks..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 1 open, 20 closed (disposition not in docket feed)

John M. Banks open
United States Bankruptcy Court, S.D. New York · No. 26-10083 · Filed Jan 15, 2026
Role of John M. Banks: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
John W Banks, III closed
United States Bankruptcy Court, N.D. Illinois · No. 21-06168 · Filed May 11, 2021 · Closed Jan 11, 2022
Role of John W Banks, III: Debtor · Outcome: Case closed 2022-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John W G Banks, III closed
United States Bankruptcy Court, N.D. Illinois · No. 15-42921 · Filed Dec 22, 2015 · Closed Jul 26, 2016
Role of John W G Banks, III: Debtor · Outcome: Case closed 2016-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John W G Banks, III closed
United States Bankruptcy Court, N.D. Illinois · No. 15-32015 · Filed Sep 21, 2015 · Closed Jan 11, 2016
Role of John W G Banks, III: Debtor · Outcome: Case closed 2016-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John A. Banks and Tamika S. Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 15-15796 · Filed May 4, 2015 · Closed Feb 21, 2018
Role of John A. Banks and Tamika S. Banks: Debtor · Outcome: Case closed 2018-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John L. Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 13-12387 · Filed Mar 27, 2013 · Closed Jul 25, 2013
Role of John L. Banks: Debtor · Outcome: Case closed 2013-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John Banks, Jr. and Elizabeth Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 11-44152 · Filed Oct 31, 2011 · Closed Jan 23, 2017
Role of John Banks, Jr.: Debtor · Outcome: Case closed 2017-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John E Banks and Jennifer S. Banks closed
United States Bankruptcy Court, N.D. New York · No. 11-61338 · Filed Jun 16, 2011 · Closed Oct 12, 2011
Role of John E Banks and Jennifer S. Banks: Debtor · Outcome: Case closed 2011-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
John Banks and Yvonne R. Banks closed
United States Bankruptcy Court, D. Minnesota · No. 09-45425 · Filed Aug 14, 2009 · Closed Nov 30, 2009
Role of John Banks and Yvonne R. Banks: Debtor · Outcome: Case closed 2009-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MN)
John W Banks and Laurene E Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 07-14826 · Filed Aug 16, 2007 · Closed Apr 9, 2008
Role of John W Banks and Laurene E Banks: Debtor · Outcome: Case closed 2008-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John B. Banks closed
United States Bankruptcy Court, W.D. New York · No. 2-06-21492 · Filed Aug 15, 2006 · Closed Mar 5, 2010
Role of John B. Banks: Debtor · Outcome: Case closed 2010-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
John T Banks and Brenda L Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 04-47130 · Filed Dec 22, 2004 · Closed Jan 23, 2009
Role of John T Banks and Brenda L Banks: Debtor · Outcome: Case closed 2009-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John L Banks and Mary Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 04-15838 · Filed Apr 22, 2004 · Closed Jul 20, 2005
Role of John L Banks and Mary Banks: Debtor · Outcome: Case closed 2005-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John A. Banks closed
United States Bankruptcy Court, S.D. New York · No. 03-42592 · Filed Oct 31, 2003 · Closed Mar 22, 2004
Role of John A. Banks: Debtor · Outcome: Case closed 2004-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
John T Banks and Brenda L Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 03-00371 · Filed Jan 3, 2003 · Closed Nov 29, 2004
Role of John T Banks and Brenda L Banks: Debtor · Outcome: Case closed 2004-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John L Banks and Mary Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 02-16305 · Filed Apr 25, 2002 · Closed May 17, 2004
Role of John L Banks and Mary Banks: Debtor · Outcome: Case closed 2004-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John B. Banks closed
United States Bankruptcy Court, D. Massachusetts · No. 02-40094 · Filed Jan 3, 2002 · Closed May 29, 2002
Role of John B. Banks: Debtor · Outcome: Case closed 2002-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)
John M. Banks and Elizabeth Banks closed
United States Bankruptcy Court, N.D. New York · No. 97-63844 · Filed Jun 20, 1997 · Closed Feb 10, 1998
Role of John M. Banks and Elizabeth Banks: Debtor · Outcome: Case closed 1998-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
John D. Banks and Pamela J. Banks closed
United States Bankruptcy Court, D. Massachusetts · No. 97-41231 · Filed Feb 26, 1997 · Closed Jun 12, 1997
Role of John D. Banks and Pamela J. Banks: Debtor · Outcome: Case closed 1997-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)
John Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 91-27406 · Filed Dec 24, 1991 · Closed Jul 15, 1992
Role of John Banks: Debtor · Outcome: Case closed 1992-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
John Banks Jr and Alice Banks closed
United States Bankruptcy Court, N.D. Illinois · No. 87-17410 · Filed Nov 24, 1987 · Closed May 13, 1988
Role of John Banks Jr and Alice Banks: Debtor · Outcome: Case closed 1988-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 272 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for John Banks — 3 worth asking about (compared the newest 50 of 341 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 15, 2016 – Mar 18, 2026

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Union Bancaire Privee, UBP SA — Third Point Offshore Fund, Ltd. · Paid seller listed without a CRD number: Deutsche Bank Trust Company Americas — Third Point Offshore Fund, Ltd. · Paid seller listed without a CRD number: Union Bancaire Privee, UBP SA — THIRD POINT ULTRA LTD · Paid seller listed without a CRD number: UBS Switzerland AG — Silver Point Capital Offshore Fund, Ltd.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 18, 2026 ↗BrokerCheck search: Union Bancaire Privee, UBP SA ↗Third Point Offshore Fund, Ltd. — PartnerFacts page ↗BrokerCheck search: Deutsche Bank Trust Company Americas ↗
Sources
Note · Dec 29, 1998 – Oct 3, 2025

17 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Columbia Strategic Income Private Fund, LLC (latest filing Oct 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Seligman Healthcare Spectrum Fund LLC (latest filing Oct 3, 2025) · No amendment in the last 12 months on an offering that may still be open — SELIGMAN TECH SPECTRUM OFFSHORE FUND (latest filing Oct 3, 2025) · No amendment in the last 12 months on an offering that may still be open — SELIGMAN TECH SPECTRUM FUND LLC (latest filing Oct 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Multi-Manager Solutions U.S. Large Cap Private Fund, LLC (latest filing Oct 3, 2025) · and 12 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 3, 2025 ↗Columbia Strategic Income Private Fund, LLC — PartnerFacts page ↗Form D/A · Oct 3, 2025 ↗Seligman Healthcare Spectrum Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 3, 2024 – Apr 2, 2025

John Banks is no longer listed on the Apr 2, 2025 amendment — Clough Healthcare Offshore Fund, Ltd.

John Banks appears on the Apr 3, 2024 Form D/A (director) but not on the Apr 2, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 3, 2024 ↗Form D/A · Apr 2, 2025 ↗John Banks — PartnerFacts page ↗Clough Healthcare Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 3, 2024 – Apr 2, 2025

John Banks is no longer listed on the Apr 2, 2025 amendment — CLOUGH OFFSHORE FUND LTD

John Banks appears on the Apr 3, 2024 Form D/A (director) but not on the Apr 2, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 3, 2024 ↗Form D/A · Apr 2, 2025 ↗John Banks — PartnerFacts page ↗CLOUGH OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Note · May 30, 2023 – Oct 3, 2024

John Banks's role changed at Multi-Manager Solutions U.S. Large Cap Private Fund, LLC: executive officer, director → director

The May 30, 2023 filing lists John Banks as executive officer, director; the Oct 3, 2024 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 30, 2023 ↗Form D/A · Oct 3, 2024 ↗John Banks — PartnerFacts page ↗Multi-Manager Solutions U.S. Large Cap Private Fund, LLC — PartnerFacts page ↗
Sources
Note · May 30, 2023 – Oct 3, 2024

John Banks's role changed at Columbia Solutions Catholic Values Intermediate Bond Private Fund, LLC: executive officer, director → director

The May 30, 2023 filing lists John Banks as executive officer, director; the Oct 3, 2024 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 30, 2023 ↗Form D/A · Oct 3, 2024 ↗John Banks — PartnerFacts page ↗Columbia Solutions Catholic Values Intermediate Bond Private Fund, LLC — PartnerFacts page ↗
Sources
Note · Apr 3, 2024 – Apr 2, 2025

Offering amount changed between filings — Clough Healthcare Offshore Fund, Ltd.

The Apr 3, 2024 filing says $26,150,000 offered; the Apr 2, 2025 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Apr 3, 2024 ↗Form D/A (later) · Apr 2, 2025 ↗Clough Healthcare Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jun 21, 2021 – Oct 21, 2024

Same name, different state: "John E. Banks III" (IL) is a separate record

This page covers filings where the address state is MA or Y8 or MN or E9 or X0 or L2 or NY. A separate record, "John E. Banks III" with address state IL, is listed on 3 filings — most recently by JEBCP Fund II, LLC (Oct 21, 2024). Both records have filings in the same period (Jun 21, 2021 to Oct 21, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John E. Banks III (IL) — PartnerFacts page ↗Form D · Oct 21, 2024 ↗JEBCP Fund II, LLC — PartnerFacts page ↗John Banks (MA,Y8,MN,E9,X0,L2,NY) — this page ↗
Sources
Note · Sep 10, 2021

Same name, different state: "John Banks" (CA) is a separate record

This page covers filings where the address state is MA or Y8 or MN or E9 or X0 or L2 or NY. A separate record, "John Banks" with address state CA, is listed on 1 filing — most recently by Continuous Technologies, Inc. (Sep 10, 2021). Both records have filings in the same period (Sep 10, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Banks (CA) — PartnerFacts page ↗Form D · Sep 10, 2021 ↗Continuous Technologies, Inc. — PartnerFacts page ↗John Banks (MA,Y8,MN,E9,X0,L2,NY) — this page ↗
Sources
Note · Mar 15, 2012 – Mar 17, 2025

32 address changes between filings

Address moved from Douglas, Isle of Man (as filed: Y8) to New York, NY — THIRD POINT ULTRA LTD · Address moved from Douglas, Isle of Man (as filed: Y8) to New York, NY — Third Point Offshore Fund, Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Boston, MA — Columbia Institutional High Yield Fixed Income Private Fund · Address moved from Chicago, IL to Boston, MA — Columbia Pyrford International Stock Private Fund, LLC · Address moved from Chicago, IL to Boston, MA — Columbia Integrated Small & Mid Cap Private Fund, LLC · and 27 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 11, 2024 ↗Form D/A · Mar 17, 2025 ↗THIRD POINT ULTRA LTD — PartnerFacts page ↗Form D/A · Apr 11, 2024 ↗
Sources
Note · Mar 18, 2011 – Sep 30, 2026

John Banks is listed with 4 different address states: Y8, E9, L2, MA

Isle of Man (as filed: Y8) on 79 filings (Mar 18, 2011 to Mar 27, 2026); Cayman Islands (as filed: E9) on 44 filings (Sep 9, 2011 to Sep 30, 2026); Ireland (as filed: L2) on 14 filings (Feb 16, 2012 to Nov 27, 2024); MA on 56 filings (Apr 30, 2019 to Oct 3, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 18, 2011 ↗Form D/A · Sep 9, 2011 ↗Form D/A · Feb 16, 2012 ↗Form D/A · Apr 30, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 341 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

3 of 64 offerings report sales commissions totalling $117,757,725; 1 reports finder's fees totalling $96,548; 1 reports proceeds to related persons totalling $100,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 30, 2026 D/A
Drawbridge Special Opportunities Offshore Fund Ltd.
File 021-129652
$0$0$0"Fortress Capital Formation LLC (the ""LLC"")" BrokerCheck CRD 152385 ↗EDGAR ↗
Mar 27, 2026 D/A
H OFFSHORE FUND, LTD.
File 021-120119
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Mar 18, 2026 D/A
Third Point Offshore Fund, Ltd.
File 021-81981
$112,000,000 (est.)$0$0 (est.)Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
via Deutsche Bank Securities Inc. (CRD 2525 ↗)

J P Morgan Securities LLC BrokerCheck CRD 79 ↗
via J P Morgan Securities LLC (CRD 79 ↗)

Union Bancaire Privee, UBP SA no CRD number reported
via Union Bancaire Privee, UBP SA

Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

IVP Capital, LLC BrokerCheck CRD 104197 ↗
via IVP Capital, LLC (CRD 104197 ↗)

Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill, Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)

Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)

iCapital Securities LLC BrokerCheck CRD 171061 ↗
via iCapital Securities LLC (CRD 171061 ↗)

CAIS Capital LLC BrokerCheck CRD 154512 ↗
via CAIS Capital LLC (CRD 154512 ↗)

Deutsche Bank Trust Company Americas no CRD number reported
via Deutsche Bank Trust Company Americas
EDGAR ↗
Mar 18, 2026 D/A
THIRD POINT ULTRA LTD
File 021-82358
$5,200,000 (est.)$0$0 (est.)Union Bancaire Privee, UBP SA no CRD number reported
via Union Bancaire Privee, UBP SA

Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)

UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
via UBS Financial Services Inc. (CRD 8174 ↗)

Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)

Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Merrill Lynch Pierce Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch Pierce Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Mar 9, 2026 D/A
Silver Point Capital Offshore Fund, Ltd.
File 021-45870
$0$0$0
Silver Point Capital Offshore Fund, Ltd. charges a management fee that is described in such fund's offering documents.
UBS Financial Services Inc. BrokerCheck CRD 000008174 ↗
UBS Switzerland AG no CRD number reported		EDGAR ↗
Oct 3, 2025 D/A
Columbia Institutional High Yield Fixed Income Private Fund
File 021-261561
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
SELIGMAN TECH SPECTRUM OFFSHORE FUND
File 021-298856
$0 (est.)$0$0 (est.)
Affiliates (Investment Manager) of, and/or persons named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including investment management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Columbia Emerging Markets Equity Private Fund, LLC
File 021-408087
$0$0$0None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
SELIGMAN TECH SPECTRUM FUND LLC
File 021-40119
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC
File 021-173138
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Columbia Institutional High Yield Fixed Income Private Fund, LLC
File 021-177797
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Columbia Integrated Large Cap Core Private Fund, LLC
File 021-337169
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Columbia Integrated Large Cap Value Private Fund, LLC
File 021-337181
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Columbia Integrated Small & Mid Cap Private Fund, LLC
File 021-326962
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Columbia Pyrford International Stock Private Fund, LLC
File 021-216418
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Columbia Solutions Catholic Values Intermediate Bond Private Fund, LLC
File 021-482898
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Multi-Manager Solutions U.S. Large Cap Private Fund, LLC
File 021-482900
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Seligman Healthcare Spectrum Fund LLC
File 021-508658
$0 (est.)$0$0None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Seligman Healthcare Spectrum Offshore Fund
File 021-508659
$0 (est.)$0$0None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Oct 3, 2025 D/A
Columbia Strategic Income Private Fund, LLC
File 021-528456
$0 (est.)$0$0None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Nov 27, 2024 D/A
ZWEIG DIMENNA INTERNATIONAL LTD
File 021-128325
$0$0$0
The Fund pays directors fees as described in the Fund's private placement memorandum.
None listed on this filingEDGAR ↗
Oct 3, 2024 D/A
Columbia Integrated Micro Cap Core Private Fund, LLC
File 021-341835
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Apr 8, 2024 D/A
Centerbridge Credit Partners Offshore, Ltd.
File 021-112685
$0$0$0
The issuer pays a management fee that is described in the issuer's offering documents.
Park Hill Group LLC BrokerCheck CRD 000135898 ↗EDGAR ↗
Apr 3, 2024 D/A
CLOUGH OFFSHORE FUND LTD
File 021-58936
$557,725 (est.)$96,548 (est.)$0 (est.)
Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including investment adviser fees. The amounts of such payments cannot be estimated at this time.
Kevin Hunt Canada BrokerCheck CRD 1589151 ↗
via Alps Distributors, Inc. (CRD 16853 ↗)
EDGAR ↗
Apr 3, 2024 D/A
Clough Healthcare Offshore Fund, Ltd.
File 021-309549
$0$0$0 (est.)
Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including investment adviser fees. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Oct 18, 2023 D/A
12 West Capital Fund Ltd.
File 021-204664
$0$0$100,000
The Investment Manager and its affiliates receive an Incentive Allocation and Management Fee based on the net asset value of each Limited Partner's account as more fully set forth in the offering materials.
None listed on this filingEDGAR ↗
Nov 30, 2022 D
ZWEIG DIMENNA INTERNATIONAL LTD
File 021-466214
$0$0$0
The Fund pays directors fees as described in the Fund's private placement memorandum.
None listed on this filingEDGAR ↗
Sep 29, 2022 D/A
Global Emerging Markets ESG Fund
File 021-233059
$0 (est.)$0$0 (est.)
Affiliates (Investment Manager) of, and/or persons named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including investment management fees. The amount of such payments cannot be estimated at this time.
None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Aug 22, 2022 D/A
Graticule Asia Macro Master Fund Ltd
File 021-156763
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2022 D/A
Graticule Asia Macro Fund Ltd
File 021-156766
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2022 D/A
Graticule Managed Fund C Master Fund Ltd
File 021-406209
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2022 D/A
Graticule Managed Fund C Ltd
File 021-406208
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2021 D/A
WANGER SOCIALLY RESPONSIVE FUND, LLC
File 021-279616
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
None no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Jul 30, 2021 D/A
Fortress Credit Asset-Based Income Fund
File 021-291824
$0$0$0
Certain management fees will be paid to Fortress Credit ABI Advisors LLC, in its capacity as investment manager of the Issuer, as described in the Issuer's Confidential Private Placement Memorandum.
"Fortress Capital Formation LLC (the ""LLC"")" BrokerCheck CRD 152385 ↗EDGAR ↗
Feb 11, 2021 D/A
Graticule Modular Fund Ltd
File 021-234633
$0$0$0None listed on this filingEDGAR ↗
May 11, 2020 D/A
SELIGMAN TECH SPECTRUM FUND
File 021-45276
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD 840 ↗)
EDGAR ↗
Mar 8, 2019 D/A
Graticule Asia Iris Fund Ltd
File 021-307698
$0$0$0None listed on this filingEDGAR ↗
Mar 8, 2019 D/A
Graticule Asia Iris Master Fund Ltd
File 021-307699
$0$0$0None listed on this filingEDGAR ↗
Nov 2, 2018 D/A
Decca Feeder Fund
File 021-237079
$0$0$0
The Investment Manager is entitled to a management fee as disclosed in the Issuer's offering material.
None listed on this filingEDGAR ↗
Nov 2, 2018 D/A
Decca Feeder Fund L.P.
File 021-237080
$0$0$0
The Investment Manager, via the General Partner,is entitled to a management fee.
None listed on this filingEDGAR ↗
Aug 23, 2018 D/A
Abrax Merger Arbitrage Fund Ltd
File 021-293331
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Aug 23, 2018 D/A
Abrax (US) LP
File 021-293337
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Aug 2, 2018 D/A
PivotBase Fund LP
File 021-291938
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 2, 2018 D/A
PivotBase Fund
File 021-291941
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jun 16, 2016 D/A
Fortress Centaurus Global Master Fund Ltd
File 021-242063
$0$0$0"FORTRESS CAPITAL FORMATION LLC (the ""LLC"")" BrokerCheck CRD 152385 ↗EDGAR ↗
May 13, 2016 D/A
Fortress Convex Asia Fund Ltd
File 021-178290
$0$0$0"Fortress Capital Formation LLC (the ""LLC"")" BrokerCheck CRD 152385 ↗EDGAR ↗
May 13, 2016 D/A
Fortress Convex Asia Master Fund Ltd
File 021-178291
$0$0$0"Fortress Capital Formation LLC (the ""LLC"")" BrokerCheck CRD 152385 ↗EDGAR ↗
Dec 16, 2015 D/A
Zweig DiMenna Natural Resources Ltd
File 021-100288
$0$0$0
The Fund pays directors fees as described in the Fund's private placement memorandum.
None listed on this filingEDGAR ↗
Oct 8, 2015 D
CLOUGH EMETH OFFSHORE FUND, LTD.
File 021-249029
$0$0$0 (est.)
Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including investment adviser fees. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Sep 23, 2015 D/A
Fortress Macro Fund Ltd
File 021-136370
$0$0$0"Fortress Capital Formation LLC (the ""LLC"")" BrokerCheck CRD 152385 ↗EDGAR ↗
Jun 16, 2014 D
Fortress Centaurus Global Master Fund Ltd
File 021-219296
$0$0$0"FORTRESS CAPITAL FORMATION LLC (the ""LLC"")" BrokerCheck CRD 152385 ↗EDGAR ↗
May 13, 2014 D/A
SELIGMAN HEALTH SPECTRUM PLUS FUND
File 021-110616
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗
Mar 17, 2014 D/A
GLS 193 Fund, Ltd.
File 021-174968
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
May 16, 2012 D/A
Seligman Spectrum Focus Fund
File 021-110619
$0 (est.)$0 (est.)$0 (est.)Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗EDGAR ↗
Aug 5, 2011 D
Fortress Commodities Offshore Fund Ltd
File 021-164014
$0$0$0Fortress Capital Formation LLC BrokerCheck CRD 152385 ↗EDGAR ↗
May 13, 2011 D/A
SELIGMAN HEALTH SPECTRUM FUND
File 021-77576
$0 (est.)$0 (est.)$0 (est.)Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗EDGAR ↗
Apr 29, 2011 D/A
Lydian Global Opportunities Fund Ltd.
File 021-141298
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2011 D/A
GLS Offshore Global Opportunities Fund, Ltd.
File 021-129027
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 15, 2011 D/A
Crescent GLS Arabian Opportunities Fund, Ltd.
File 021-129005
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Sep 22, 2010 D
Silver Point C & I Opportunity Fund II, Ltd.
File 021-148064
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Apr 29, 2010 D
LYDIAN OVERSEAS PARTNERS LTD
File 021-141301
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2010 D/A
Icahn Fund Ltd
File 021-72656
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the Issuer is entitled to a special profits interest allocation and an annual incentive allocation. The amount of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Sep 16, 2009 D
Silver Point C & I Opportunity Fund, Ltd.
File 021-134473
$0$0$0None listed on this filingEDGAR ↗
May 15, 2009 D
DRAWBRIDGE GLOBAL MACRO FUND LTD
File 021-54099
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 62

Every issuer that named John Banks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DS
Pooled Investment Fund · group: Fortress

Drawbridge Special Opportunities Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 18, 2010 → Sep 30, 2026 · 18 filings
  • Sep 30, 2026 · D/A · $321,326,185 sold of Indefinite · 73 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 29, 2025 · D/A · $321,326,185 sold of Indefinite · 73 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 27, 2024 · D/A · $316,826,185 sold of Indefinite · 73 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 27, 2023 · D/A · $306,326,185 sold of Indefinite · 72 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 27, 2022 · D/A · $306,326,185 sold of Indefinite · 72 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 27, 2021 · D/A · $306,064,976 sold of Indefinite · 71 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 25, 2020 · D/A · $304,064,976 sold of Indefinite · 70 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 27, 2019 · D/A · $297,039,976 sold of Indefinite · 67 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 28, 2018 · D/A · $296,089,976 sold of Indefinite · 67 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 29, 2017 · D/A · $296,089,976 sold of Indefinite · 67 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 29, 2016 · D/A · $296,089,976 sold of Indefinite · 67 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 29, 2015 · D/A · $294,889,976 sold of Indefinite · 67 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 11, 2015 · D/A · $294,889,976 sold of Indefinite · 67 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 11, 2014 · D/A · $294,889,976 sold of Indefinite · 67 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 11, 2013 · D/A · $248,139,976 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 10, 2012 · D/A · $243,992,976 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 9, 2011 · D/A · $234,087,976 sold of Indefinite · 53 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2010 · D/A · $121,994,976 sold of Indefinite · 44 investors · min. $100,000 · role: Executive Officer (General Partner) EDGAR ↗

Raised $321.3M from 73 investors as of the latest filing. John is listed as director, executive officer on 18 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HO
Pooled Investment Fund · group: Group linked by Rehan Jaffer

H OFFSHORE FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 17, 2010 → Mar 27, 2026 · 17 filings
  • Mar 27, 2026 · D/A · $138,689,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 28, 2025 · D/A · $138,689,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 29, 2024 · D/A · $138,689,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 30, 2023 · D/A · $138,689,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 30, 2022 · D/A · $138,689,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 30, 2021 · D/A · $138,689,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 30, 2020 · D/A · $138,689,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 5, 2019 · D/A · $138,689,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 6, 2018 · D/A · $138,689,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 7, 2017 · D/A · $134,589,675 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 11, 2016 · D/A · $124,747,675 sold of Indefinite · 24 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 10, 2015 · D/A · $107,474,675 sold of Indefinite · 23 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 10, 2014 · D/A · $94,574,675 sold of Indefinite · 27 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 9, 2013 · D/A · $208,560,366 sold of Indefinite · 31 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 21, 2012 · D/A · $184,515,847 sold of Indefinite · 34 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 18, 2011 · D/A · $207,118,799 sold of Indefinite · 46 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 17, 2010 · D/A · $29,100,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $208.6M from 46 investors as of the latest filing. John is listed as director on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TP
Pooled Investment Fund · group: Third Point

THIRD POINT ULTRA LTD

Road Town, Virgin Islands, British (as filed: D8) · Mar 18, 2010 → Mar 18, 2026 · 19 filings
  • Mar 18, 2026 · D/A · $5,717,071,210 sold of Indefinite · 713 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2025 · D/A · $5,688,519,878 sold of Indefinite · 693 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 11, 2024 · D/A · $4,591,817,321 sold of Indefinite · 663 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 11, 2023 · D/A · $4,564,926,272 sold of Indefinite · 604 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 13, 2022 · D/A · $4,511,132,744 sold of Indefinite · 514 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 14, 2021 · D/A · $4,453,177,138 sold of Indefinite · 408 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 14, 2020 · D/A · $3,911,889,700 sold of Indefinite · 366 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2020 · D/A · $6,309,477,500 sold of Indefinite · 691 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2019 · D/A · $3,741,395,833 sold of Indefinite · 308 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2018 · D/A · $3,661,260,220 sold of Indefinite · 301 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 21, 2017 · D/A · $3,151,495,973 sold of Indefinite · 266 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2017 · D/A · $2,975,396,345 sold of Indefinite · 259 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2016 · D/A · $2,569,973,022 sold of Indefinite · 218 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $2,373,533,582 sold of Indefinite · 218 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $1,313,427,227 sold of Indefinite · 198 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2013 · D/A · $887,471,354 sold of Indefinite · 156 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $517,165,421 sold of Indefinite · 133 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2011 · D/A · $413,441,903 sold of Indefinite · 122 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2010 · D/A · $220,177,617 sold of Indefinite · 102 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.31B from 713 investors as of the latest filing. John is listed as director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TP
Pooled Investment Fund · group: Third Point

Third Point Offshore Fund, Ltd.

George Town, Cayman Islands (as filed: E9) · Mar 18, 2010 → Mar 18, 2026 · 19 filings
  • Mar 18, 2026 · D/A · $6,188,187,795 sold of Indefinite · 1,332 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2025 · D/A · $6,149,789,092 sold of Indefinite · 1,314 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 11, 2024 · D/A · $6,128,117,380 sold of Indefinite · 1,289 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 11, 2023 · D/A · $6,102,637,014 sold of Indefinite · 1,266 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 13, 2022 · D/A · $5,862,640,244 sold of Indefinite · 1,220 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 14, 2021 · D/A · $5,718,521,715 sold of Indefinite · 1,016 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 14, 2020 · D/A · $5,049,151,485 sold of Indefinite · 912 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2020 · D/A · $14,663,000,367 sold of Indefinite · 3,133 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 3, 2019 · D/A · $4,967,529,690 sold of Indefinite · 875 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 5, 2018 · D/A · $4,775,227,947 sold of Indefinite · 803 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2018 · D/A · $4,722,024,224 sold of Indefinite · 778 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2017 · D/A · $4,085,511,655 sold of Indefinite · 595 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2016 · D/A · $3,692,267,019 sold of Indefinite · 427 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $3,294,302,647 sold of Indefinite · 427 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $2,637,060,220 sold of Indefinite · 352 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2013 · D/A · $2,353,614,510 sold of Indefinite · 303 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $1,937,601,347 sold of Indefinite · 225 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2011 · D/A · $1,214,986,615 sold of Indefinite · 138 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2010 · D/A · $741,772,249 sold of Indefinite · 90 investors · min. $100,000 · role: Director EDGAR ↗

Raised $14.66B from 3,133 investors as of the latest filing. John is listed as director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Silver Point Specialty

Silver Point Capital Offshore Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2010 → Mar 9, 2026 · 17 filings
  • Mar 9, 2026 · D/A · $7,025,988,701 sold of Indefinite · 512 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 7, 2025 · D/A · $6,489,464,510 sold of Indefinite · 488 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 8, 2024 · D/A · $5,897,203,928 sold of Indefinite · 452 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 10, 2023 · D/A · $5,621,263,928 sold of Indefinite · 423 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 11, 2022 · D/A · $5,345,371,928 sold of Indefinite · 400 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 12, 2021 · D/A · $5,034,174,967 sold of Indefinite · 382 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 13, 2020 · D/A · $4,765,159,713 sold of Indefinite · 363 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 15, 2019 · D/A · $4,601,241,635 sold of Indefinite · 352 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 16, 2018 · D/A · $4,420,121,635 sold of Indefinite · 338 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 17, 2017 · D/A · $4,082,660,036 sold of Indefinite · 306 investors · min. $50,000 · role: Director (Director of Silver Point Capital Offshore Fund, Ltd.) EDGAR ↗
  • Mar 18, 2016 · D/A · $3,594,018,036 sold of Indefinite · 284 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 18, 2015 · D/A · $3,508,318,036 sold of Indefinite · 279 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 18, 2014 · D/A · $3,411,657,233 sold of Indefinite · 274 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 18, 2013 · D/A · $3,254,408,483 sold of Indefinite · 255 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $3,068,183,293 sold of Indefinite · 238 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D/A · $2,954,854,559 sold of Indefinite · 226 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $2,997,254,559 sold of Indefinite · 221 investors · min. $50,000 · role: Director EDGAR ↗

Raised $7.03B from 512 investors as of the latest filing. John is listed as director on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Columbia

Columbia Strategic Income Private Fund, LLC

Boston, MA · Nov 1, 2024 → Oct 3, 2025 · 2 filings
  • Oct 3, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Nov 1, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund · group: Columbia

Seligman Healthcare Spectrum Offshore Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 26, 2024 → Oct 3, 2025 · 2 filings
  • Oct 3, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund · group: Columbia

Seligman Healthcare Spectrum Fund LLC

Boston, MA · Mar 26, 2024 → Oct 3, 2025 · 2 filings
  • Oct 3, 2025 · D/A · $10,010,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Mar 26, 2024 · D · $10,010,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $10M from 2 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
Pooled Investment Fund · group: Columbia

SELIGMAN TECH SPECTRUM OFFSHORE FUND

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 15, 2017 → Oct 3, 2025 · 9 filings
  • Oct 3, 2025 · D/A · $619,044,248 sold of Indefinite · 109 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 3, 2024 · D/A · $619,044,248 sold of Indefinite · 109 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 29, 2023 · D/A · $505,130,248 sold of Indefinite · 49 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 23, 2022 · D/A · $17,276,248 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 1, 2021 · D/A · $16,576,248 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 8, 2020 · D/A · $16,576,248 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 4, 2019 · D/A · $16,076,248 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 14, 2018 · D/A · $16,076,248 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 15, 2017 · D · $3,613,400 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $619M from 109 investors as of the latest filing. John is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
Pooled Investment Fund · group: Columbia

SELIGMAN TECH SPECTRUM FUND LLC

New York, NY · Sep 1, 2021 → Oct 3, 2025 · 5 filings
  • Oct 3, 2025 · D/A · $2,656,650,294 sold of Indefinite · 372 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Oct 3, 2024 · D/A · $2,656,650,294 sold of Indefinite · 372 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2023 · D/A · $2,342,727,294 sold of Indefinite · 322 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Nov 23, 2022 · D/A · $1,241,833,284 sold of Indefinite · 301 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 1, 2021 · D/A · $668,011,963 sold of Indefinite · 293 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $4.23B from 372 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MM
Pooled Investment Fund · group: Columbia

Multi-Manager Solutions U.S. Large Cap Private Fund, LLC

Boston, MA · May 30, 2023 → Oct 3, 2025 · 3 filings
  • Oct 3, 2025 · D/A · $68,200,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Oct 3, 2024 · D/A · $68,200,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • May 30, 2023 · D · $68,200,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $68.2M from 6 investors as of the latest filing. John is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
Pooled Investment Fund · group: Columbia

COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC

Boston, MA · Sep 1, 2021 → Oct 3, 2025 · 5 filings
  • Oct 3, 2025 · D/A · $56,310,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Oct 3, 2024 · D/A · $56,310,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2023 · D/A · $53,010,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Nov 23, 2022 · D/A · $49,710,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 1, 2021 · D/A · $49,710,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $56.3M from 5 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Columbia

Columbia Solutions Catholic Values Intermediate Bond Private Fund, LLC

Boston, MA · May 30, 2023 → Oct 3, 2025 · 3 filings
  • Oct 3, 2025 · D/A · $41,871,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Oct 3, 2024 · D/A · $41,871,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • May 30, 2023 · D · $41,871,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director, Executive Officer (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $41.9M from 5 investors as of the latest filing. John is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Columbia

Columbia Pyrford International Stock Private Fund, LLC

Boston, MA · Sep 29, 2022 → Oct 3, 2025 · 4 filings
  • Oct 3, 2025 · D/A · $489,139,514 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Oct 3, 2024 · D/A · $489,139,514 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2023 · D/A · $489,139,514 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2022 · D/A · $482,139,514 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $489.1M from 4 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Columbia

Columbia Integrated Small & Mid Cap Private Fund, LLC

Boston, MA · Sep 29, 2022 → Oct 3, 2025 · 4 filings
  • Oct 3, 2025 · D/A · $18,796,490 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Oct 3, 2024 · D/A · $18,796,490 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2023 · D/A · $18,796,490 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2022 · D/A · $18,639,664 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $48.6M from 6 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Columbia

Columbia Integrated Large Cap Value Private Fund, LLC

Boston, MA · Sep 29, 2022 → Oct 3, 2025 · 4 filings
  • Oct 3, 2025 · D/A · $92,468,467 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Oct 3, 2024 · D/A · $92,468,467 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2023 · D/A · $92,468,467 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2022 · D/A · $92,468,467 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $92.5M from 6 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Columbia

Columbia Integrated Large Cap Core Private Fund, LLC

Boston, MA · Sep 29, 2022 → Oct 3, 2025 · 4 filings
  • Oct 3, 2025 · D/A · $92,705,923 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Oct 3, 2024 · D/A · $92,705,923 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2023 · D/A · $92,705,923 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2022 · D/A · $92,705,923 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $92.7M from 4 investors as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Columbia

Columbia Institutional High Yield Fixed Income Private Fund, LLC

Boston, MA · Sep 1, 2021 → Oct 3, 2025 · 5 filings
  • Oct 3, 2025 · D/A · $70,570,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Oct 3, 2024 · D/A · $70,570,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2023 · D/A · $70,570,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Nov 23, 2022 · D/A · $70,570,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 1, 2021 · D/A · $69,370,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $70.6M from 7 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Columbia

Columbia Institutional High Yield Fixed Income Private Fund

Grand Cayman, Cayman Islands (as filed: E9) · Apr 18, 2016 → Oct 3, 2025 · 9 filings
  • Oct 3, 2025 · D/A · $45,100,429 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 3, 2024 · D/A · $45,100,429 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 29, 2023 · D/A · $45,100,429 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 16, 2021 · D/A · $43,912,613 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 16, 2020 · D/A · $34,462,613 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2019 · D/A · $33,207,613 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 12, 2018 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 18, 2017 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 18, 2016 · D · $20,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $45.1M from 4 investors as of the latest filing. John is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Columbia

Columbia Emerging Markets Equity Private Fund, LLC

Boston, MA · Jul 28, 2021 → Oct 3, 2025 · 4 filings
  • Oct 3, 2025 · D/A · $137,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer) EDGAR ↗
  • Oct 3, 2024 · D/A · $137,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer) EDGAR ↗
  • Sep 29, 2023 · D/A · $137,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer) EDGAR ↗
  • Jul 28, 2021 · D · $75,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer) EDGAR ↗

Raised $137M from 3 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZD
Pooled Investment Fund · group: Zweig Dimenna

ZWEIG DIMENNA INTERNATIONAL LTD

Dublin 1, Ireland (as filed: L2) · Mar 3, 2010 → Nov 27, 2024 · 17 filings
  • Nov 27, 2024 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 28, 2023 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 1, 2022 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 30, 2022 · D · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 30, 2021 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 30, 2020 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 2, 2019 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 4, 2018 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 6, 2017 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 13, 2016 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 16, 2015 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 19, 2014 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 26, 2013 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 6, 2012 · D/A · $40,713,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 16, 2012 · D/A · $40,243,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 1, 2011 · D/A · $40,238,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 3, 2010 · D/A · $40,010,000 sold of Indefinite · 51 investors · min. $50,000 · role: Director EDGAR ↗

Raised $40.7M from 51 investors as of the latest filing. John is listed as director on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Columbia

Columbia Integrated Micro Cap Core Private Fund, LLC

Boston, MA · Sep 29, 2022 → Oct 3, 2024 · 3 filings
  • Oct 3, 2024 · D/A · $56,653,663 sold of Indefinite · 11 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2023 · D/A · $56,653,663 sold of Indefinite · 11 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗
  • Sep 29, 2022 · D/A · $56,653,663 sold of Indefinite · 11 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $56.7M from 11 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund

Centerbridge Credit Partners Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 17, 2010 → Apr 8, 2024 · 16 filings
  • Apr 8, 2024 · D/A · $2,721,620,140 sold of Indefinite · 81 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 14, 2023 · D/A · $2,721,120,140 sold of Indefinite · 80 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 7, 2023 · D/A · $2,720,120,140 sold of Indefinite · 80 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 7, 2022 · D/A · $2,665,120,140 sold of Indefinite · 80 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 11, 2020 · D/A · $2,616,320,140 sold of Indefinite · 79 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 11, 2019 · D/A · $2,616,320,140 sold of Indefinite · 79 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 21, 2019 · D/A · $2,606,320,140 sold of Indefinite · 126 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2018 · D/A · $2,606,320,140 sold of Indefinite · 97 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 21, 2017 · D/A · $2,606,320,140 sold of Indefinite · 126 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 21, 2016 · D/A · $2,606,320,140 sold of Indefinite · 126 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 19, 2015 · D/A · $2,525,820,140 sold of Indefinite · 121 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 19, 2014 · D/A · $2,870,329,956 sold of Indefinite · 147 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 19, 2013 · D/A · $2,870,329,956 sold of Indefinite · 147 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 19, 2012 · D/A · $2,865,129,956 sold of Indefinite · 146 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2011 · D/A · $2,859,129,956 sold of Indefinite · 144 investors · min. $100,000 · role: Director (Director) EDGAR ↗
  • Mar 17, 2010 · D/A · $2,804,429,956 sold of Indefinite · 142 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.87B from 147 investors as of the latest filing. John is listed as director on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Clough

CLOUGH OFFSHORE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Apr 6, 2018 → Apr 3, 2024 · 7 filings
  • Apr 3, 2024 · D/A · $616,626,913 sold of Indefinite · 141 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 18, 2023 · D/A · $616,626,913 sold of Indefinite · 141 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 27, 2022 · D/A · $616,626,913 sold of Indefinite · 141 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 22, 2021 · D/A · $616,626,913 sold of Indefinite · 141 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 30, 2020 · D/A · $616,626,913 sold of Indefinite · 141 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 30, 2019 · D/A · $616,626,913 sold of Indefinite · 141 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 6, 2018 · D/A · $616,626,913 sold of Indefinite · 138 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $616.6M from 141 investors as of the latest filing. John is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Pooled Investment Fund · group: Clough

Clough Healthcare Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 6, 2018 → Apr 3, 2024 · 7 filings
  • Apr 3, 2024 · D/A · $26,150,000 sold of $26,150,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 18, 2023 · D/A · $26,150,000 sold of $26,150,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 27, 2022 · D/A · $26,150,000 sold of $26,150,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 22, 2021 · D/A · $26,150,000 sold of $26,150,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 30, 2020 · D/A · $26,150,000 sold of $26,150,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 29, 2019 · D/A · $26,150,000 sold of $26,150,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 6, 2018 · D · $26,150,000 sold of $26,150,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $26.1M from 4 investors (100% of the $26.1M target) as of the latest filing. John is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1W
Pooled Investment Fund · group: 12 West

12 West Capital Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 16, 2013 → Oct 18, 2023 · 11 filings
  • Oct 18, 2023 · D/A · $280,118,365 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 18, 2022 · D/A · $265,118,365 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 18, 2021 · D/A · $181,518,365 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2020 · D/A · $121,018,365 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2019 · D/A · $121,018,365 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2018 · D/A · $121,018,365 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2017 · D/A · $81,018,365 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2016 · D/A · $81,000,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2015 · D/A · $143,000,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2014 · D/A · $81,000,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2013 · D · $70,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $285.1M from 8 investors as of the latest filing. John is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GE
Pooled Investment Fund · group: Columbia

Global Emerging Markets ESG Fund

George Town, Cayman Islands (as filed: E9) · Sep 29, 2022
  • Sep 29, 2022 · D/A · $237,990,779 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗

Raised $238M from 23 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Graticule Asia

Graticule Asia Macro Master Fund Ltd

New York, NY · Mar 15, 2011 → Aug 22, 2022 · 12 filings
  • Aug 22, 2022 · D/A · $3,067,561,140 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 20, 2021 · D/A · $3,048,768,140 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 15, 2020 · D/A · $3,038,592,289 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 10, 2019 · D/A · $3,013,466,166 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 10, 2018 · D/A · $2,488,509,379 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 17, 2017 · D/A · $2,253,415,272 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 20, 2016 · D/A · $2,043,589,522 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 20, 2015 · D/A · $1,478,218,480 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $987,735,833 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $186,493,412 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2012 · D/A · $387,939,097 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2011 · D · $29,999,800 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3.07B from 5 investors as of the latest filing. John is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Graticule Asia

Graticule Asia Macro Fund Ltd

New York, NY · Mar 15, 2011 → Aug 22, 2022 · 12 filings
  • Aug 22, 2022 · D/A · $1,974,351,968 sold of Indefinite · 81 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 20, 2021 · D/A · $1,958,351,968 sold of Indefinite · 80 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 15, 2020 · D/A · $1,948,351,968 sold of Indefinite · 80 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 10, 2019 · D/A · $1,931,446,695 sold of Indefinite · 76 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 10, 2018 · D/A · $1,460,724,425 sold of Indefinite · 67 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 17, 2017 · D/A · $1,288,326,140 sold of Indefinite · 58 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 20, 2016 · D/A · $1,236,151,140 sold of Indefinite · 54 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 20, 2015 · D/A · $1,184,624,721 sold of Indefinite · 40 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $746,674,721 sold of Indefinite · 49 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $60,642,310 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2012 · D/A · $340,439,097 sold of Indefinite · 71 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.97B from 81 investors as of the latest filing. John is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Pooled Investment Fund · group: Graticule Asia

Graticule Managed Fund C Master Fund Ltd

New York, NY · Jul 14, 2021 → Aug 22, 2022 · 2 filings
  • Aug 22, 2022 · D/A · $332,003,401 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 14, 2021 · D · $0 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $332M from 8 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Pooled Investment Fund · group: Graticule Asia

Graticule Managed Fund C Ltd

New York, NY · Jul 14, 2021 → Jul 15, 2022 · 2 filings
  • Jul 15, 2022 · D/A · $332,003,401 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 14, 2021 · D · $0 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $332M from 12 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Columbia

WANGER SOCIALLY RESPONSIVE FUND, LLC

Chicago, IL · Sep 1, 2021
  • Sep 1, 2021 · D/A · $15,535,355 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Mr. Banks is a director of the Managing Member of the Issuer.) EDGAR ↗

Raised $15.5M from 2 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FC
Pooled Investment Fund

Fortress Credit Asset-Based Income Fund

New York, NY · Jul 31, 2017 → Jul 30, 2021 · 5 filings
  • Jul 30, 2021 · D/A · $1,829,752,331 sold of Indefinite · 91 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 31, 2020 · D/A · $1,787,652,331 sold of Indefinite · 87 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 31, 2019 · D/A · $1,063,992,899 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 31, 2018 · D/A · $457,745,792 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 31, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.83B from 91 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Pooled Investment Fund · group: Graticule Asia

Graticule Modular Fund Ltd

New York, NY · Feb 24, 2015 → Feb 11, 2021 · 7 filings
  • Feb 11, 2021 · D/A · $114,635,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 11, 2020 · D/A · $114,635,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 15, 2019 · D/A · $114,635,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 21, 2018 · D/A · $114,635,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 21, 2017 · D/A · $114,635,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2016 · D/A · $114,635,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2015 · D · $34,420,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $114.6M from 18 investors as of the latest filing. John is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
Pooled Investment Fund · group: Columbia

SELIGMAN TECH SPECTRUM FUND

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → May 11, 2020 · 13 filings
  • May 11, 2020 · D/A · $1,159,109,668 sold of Indefinite · 202 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 9, 2019 · D/A · $1,159,109,668 sold of Indefinite · 202 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 11, 2018 · D/A · $1,159,109,668 sold of Indefinite · 202 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 11, 2017 · D/A · $1,159,109,668 sold of Indefinite · 202 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 6, 2016 · D/A · $1,158,609,668 sold of Indefinite · 202 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 14, 2015 · D/A · $1,155,034,668 sold of Indefinite · 198 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 13, 2014 · D/A · $1,155,034,668 sold of Indefinite · 198 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 16, 2013 · D/A · $1,153,866,933 sold of Indefinite · 196 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 16, 2012 · D/A · $1,152,959,297 sold of Indefinite · 194 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 13, 2011 · D/A · $1,134,828,251 sold of Indefinite · 193 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 13, 2010 · D/A · $1,112,794,251 sold of Indefinite · 184 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $1,112,794,251 sold of Indefinite · 184 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $954,538,251 sold of Indefinite · 161 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.16B from 202 investors as of the latest filing. John is listed as director on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Graticule Asia

Graticule Asia Iris Master Fund Ltd

New York, NY · Mar 14, 2018 → Mar 8, 2019 · 2 filings
  • Mar 8, 2019 · D/A · $16,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2018 · D · $16,350,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $16.5M from 2 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Graticule Asia

Graticule Asia Iris Fund Ltd

New York, NY · Mar 14, 2018 → Mar 8, 2019 · 2 filings
  • Mar 8, 2019 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2018 · D · $15,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $15M from 1 investor as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DF
Pooled Investment Fund · group: Convex Asia

Decca Feeder Fund L.P.

Wilmington, DE · Nov 2, 2018
  • Nov 2, 2018 · D/A · $161,874,329 sold of Indefinite · 36 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $161.9M from 36 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DF
Pooled Investment Fund · group: Convex Asia

Decca Feeder Fund

Grand Cayman, Cayman Islands (as filed: E9) · Nov 2, 2018
  • Nov 2, 2018 · D/A · $275,766,299 sold of Indefinite · 37 investors · min. $1,000,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $275.8M from 37 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Pooled Investment Fund · group: Convex Asia

Abrax (US) LP

Grand Cayman, Cayman Islands (as filed: E9) · Aug 23, 2017 → Aug 23, 2018 · 2 filings
  • Aug 23, 2018 · D/A · $1,072,673 sold of Indefinite · 1 investors · min. $50,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 23, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $1.07M from 1 investor as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Convex Asia

Abrax Merger Arbitrage Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Aug 23, 2017 → Aug 23, 2018 · 2 filings
  • Aug 23, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 23, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Convex Asia

PivotBase Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · Aug 2, 2017 → Aug 2, 2018 · 2 filings
  • Aug 2, 2018 · D/A · $12,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 2, 2017 · D · $2,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $12.5M from 3 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Convex Asia

PivotBase Fund

Grand Cayman, Cayman Islands (as filed: E9) · Aug 2, 2017 → Aug 2, 2018 · 2 filings
  • Aug 2, 2018 · D/A · $3,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 2, 2017 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $3M from 2 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FC
Pooled Investment Fund

Fortress Centaurus Global Master Fund Ltd

New York, NY · Jun 16, 2014 → Jun 16, 2016 · 3 filings
  • Jun 16, 2016 · D/A · $89,700,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 18, 2015 · D · $89,700,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2014 · D · $67,042,666 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $89.7M from 2 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FC
Pooled Investment Fund · group: Graticule Asia

Fortress Convex Asia Master Fund Ltd

New York, NY · May 15, 2012 → May 13, 2016 · 5 filings
  • May 13, 2016 · D/A · $32,500,000 sold of Indefinite · 3 investors · min. $3,000,000 · role: Director EDGAR ↗
  • May 14, 2015 · D/A · $32,500,000 sold of Indefinite · 3 investors · min. $3,000,000 · role: Director EDGAR ↗
  • May 14, 2014 · D/A · $28,050,200 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 14, 2013 · D/A · $27,050,200 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 15, 2012 · D · $27,700,200 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $32.5M from 3 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FC
Pooled Investment Fund · group: Graticule Asia

Fortress Convex Asia Fund Ltd

New York, NY · May 15, 2012 → May 13, 2016 · 5 filings
  • May 13, 2016 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. $20,000,000 · role: Director EDGAR ↗
  • May 14, 2015 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. $20,000,000 · role: Director EDGAR ↗
  • May 14, 2014 · D/A · $100 sold of Indefinite · 1 investors · min. $100 · role: Director EDGAR ↗
  • May 14, 2013 · D/A · $100 sold of Indefinite · 1 investors · min. $100 · role: Director EDGAR ↗
  • May 15, 2012 · D · $25,700,100 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $25.7M from 4 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZD
Pooled Investment Fund · group: Zweig Dimenna

Zweig DiMenna Natural Resources Ltd

Dublin 1, Ireland (as filed: L2) · Mar 3, 2010 → Dec 16, 2015 · 7 filings
  • Dec 16, 2015 · D/A · $10,944,000 sold of Indefinite · 5 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 19, 2014 · D/A · $10,944,000 sold of Indefinite · 5 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 26, 2013 · D/A · $10,944,000 sold of Indefinite · 5 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 6, 2012 · D/A · $10,944,000 sold of Indefinite · 5 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 16, 2012 · D/A · $10,944,000 sold of Indefinite · 5 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 1, 2011 · D/A · $10,944,000 sold of Indefinite · 5 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 3, 2010 · D/A · $8,694,000 sold of Indefinite · 5 investors · min. $50,000 · role: Director EDGAR ↗

Raised $10.9M from 5 investors as of the latest filing. John is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CE
Pooled Investment Fund · group: Clough

CLOUGH EMETH OFFSHORE FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 8, 2015
  • Oct 8, 2015 · D · $129,687,718 sold of Indefinite · 9 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $129.7M from 9 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FM
Pooled Investment Fund · group: Graticule Asia

Fortress Macro Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Nov 24, 2009 → Sep 23, 2015 · 4 filings
  • Sep 23, 2015 · D/A · $193,091,691 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 23, 2014 · D/A · $188,085,109 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 23, 2013 · D/A · $140,458,040 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 24, 2009 · D · $2,426,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $193.1M from 29 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund · group: Columbia

SELIGMAN HEALTH SPECTRUM PLUS FUND

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → May 13, 2014 · 7 filings
  • May 13, 2014 · D/A · $110,592,680 sold of Indefinite · 29 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 16, 2013 · D/A · $108,977,116 sold of Indefinite · 28 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 16, 2012 · D/A · $58,759,380 sold of Indefinite · 26 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 13, 2011 · D/A · $58,759,380 sold of Indefinite · 26 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 13, 2010 · D/A · $57,949,380 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $57,949,380 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $44,449,380 sold of Indefinite · 18 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $110.6M from 29 investors as of the latest filing. John is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G1
Pooled Investment Fund · group: Gls

GLS 193 Fund, Ltd.

Dublin 2, Ireland (as filed: L2) · Mar 15, 2012 → Mar 17, 2014 · 3 filings
  • Mar 17, 2014 · D/A · $55,048,148 sold of Indefinite · 4 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2013 · D/A · $55,048,148 sold of Indefinite · 4 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D · $55,048,148 sold of Indefinite · 4 investors · min. $50,000 · role: Director EDGAR ↗

Raised $55M from 4 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Columbia

Seligman Spectrum Focus Fund

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → May 16, 2012 · 5 filings
  • May 16, 2012 · D/A · $341,635,972 sold of Indefinite · 76 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 13, 2011 · D/A · $341,635,972 sold of Indefinite · 76 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 13, 2010 · D/A · $315,385,972 sold of Indefinite · 73 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $315,385,972 sold of Indefinite · 73 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $233,999,500 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $341.6M from 76 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FC
Pooled Investment Fund

Fortress Commodities Offshore Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Aug 5, 2011
  • Aug 5, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SH
Pooled Investment Fund · group: Columbia

SELIGMAN HEALTH SPECTRUM FUND

George Town, Cayman Islands (as filed: E9) · Mar 16, 2009 → May 13, 2011 · 4 filings
  • May 13, 2011 · D/A · $150,170,520 sold of Indefinite · 50 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 13, 2010 · D/A · $150,170,520 sold of Indefinite · 50 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $150,170,520 sold of Indefinite · 50 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $124,192,520 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $150.2M from 50 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LG
Pooled Investment Fund · group: Lydian

Lydian Global Opportunities Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 29, 2010 → Apr 29, 2011 · 2 filings
  • Apr 29, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Apr 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GO
Pooled Investment Fund · group: Gls

GLS Offshore Global Opportunities Fund, Ltd.

Dublin 2, Ireland (as filed: L2) · Mar 16, 2010 → Mar 15, 2011 · 2 filings
  • Mar 15, 2011 · D/A · $87,336,665 sold of Indefinite · 32 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $87,336,665 sold of Indefinite · 32 investors · min. $50,000 · role: Director EDGAR ↗

Raised $87.3M from 32 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CG
Pooled Investment Fund

Crescent GLS Arabian Opportunities Fund, Ltd.

Dublin 2, Ireland (as filed: L2) · Mar 16, 2010 → Mar 15, 2011 · 2 filings
  • Mar 15, 2011 · D/A · $12,750,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $12,750,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $12.8M from 6 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SP
Pooled Investment Fund

Silver Point C & I Opportunity Fund II, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 22, 2010
  • Sep 22, 2010 · D · $12,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $12.5M from 2 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LO
Pooled Investment Fund · group: Lydian

LYDIAN OVERSEAS PARTNERS LTD

Grand Cayman, Cayman Islands (as filed: E9) · Apr 29, 2010
  • Apr 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

IF
Pooled Investment Fund

Icahn Fund Ltd

Dublin 2 Ireland, Ireland (as filed: L2) · Mar 1, 2010
  • Mar 1, 2010 · D/A · $785,603,119 sold of Indefinite · 46 investors · min. $25,000,000 · role: Director EDGAR ↗

Raised $785.6M from 46 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SP
Pooled Investment Fund

Silver Point C & I Opportunity Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Sep 16, 2009
  • Sep 16, 2009 · D · $7,000,000 sold of $7,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7M from 1 investor (100% of the $7M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DG
Pooled Investment Fund · group: Fortress

DRAWBRIDGE GLOBAL MACRO FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · May 15, 2009
  • May 15, 2009 · D · $10,000,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $10M from 13 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John E. Banks III — IL, 2 issuers, Jun 21, 2021 → Oct 21, 2024 · no shared issuer
  • John Banks — CA, 1 issuer, Sep 10, 2021 → Sep 10, 2021 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

C
Management entity

CTPFMM, LLC

Executive Officer, Promoter · 49 shared filings (14 issuers)

CTPFMM, LLC is on 14 issuers in total — a repeat sponsor. Their page lists every one.

CM
Management entity

Columbia Management Investment Advisers, LLC

Executive Officer, Promoter, Director · 44 shared filings (12 issuers) · also on 5 other issuers

Columbia Management Investment Advisers, LLC is on 17 issuers in total — a repeat sponsor. Their page lists every one.

GA
Management entity

Graticule Asia Macro Advisors LLC

Promoter · 27 shared filings (5 issuers) · also on 21 other issuers

Graticule Asia Macro Advisors LLC is on 26 issuers in total — a repeat sponsor. Their page lists every one.

CC
Management entity

Clough Capital Partners L.P.

Promoter · 15 shared filings (3 issuers) · also on 6 other issuers

Clough Capital Partners L.P. is on 9 issuers in total — a repeat sponsor. Their page lists every one.

HP
Management entity

H Partners Management, LLC

Executive Officer · 12 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Banks. Their page shows their other deals.

1W
Management entity

12 West Capital Management LP

Executive Officer, Promoter · 11 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Banks. Their page shows their other deals.

SP
Management entity

Silver Point Capital, L.P.

Promoter · 11 shared filings (1 issuer)

Listed on the same filings as John Banks. Their page shows their other deals.

CF
Management entity

City Financial Investment Company Limited

Promoter · 4 shared filings (4 issuers) · also on 2 other issuers

City Financial Investment Company Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

HF
Management entity

H. Fortress Convex Asia Advisors LLC

Promoter · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Banks. Their page shows their other deals.

HF
Management entity

H. Fortress Macro Advisors LLC

Promoter · 2 shared filings (1 issuer) · also on 5 other issuers

H. Fortress Macro Advisors LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DA
Management entity

D. AUM Asset Management Ltd

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as John Banks. Their page shows their other deals.

CC
Management entity

CFIC Cayman V Limited

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Banks. Their page shows their other deals.

AA
Management entity

AUM Asset Management Ltd

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as John Banks. Their page shows their other deals.

FM
Management entity

FORTRESS MACRO ADVISORS LLC

Promoter · 1 shared filing (1 issuer) · also on 4 other issuers

FORTRESS MACRO ADVISORS LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CC
Management entity

CFIC Cayman II Limited

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Banks. Their page shows their other deals.

AM
Management entity

Abrax Merger Arbitrage Cayman Ltd

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Banks. Their page shows their other deals.

AM
Management entity

Abrax Merger Arbitrage Cayman Ltd

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Banks. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Clive Litton

Director, Executive Officer · 325 shared filings (62 issuers) · also on 7 other issuers

David Clive Litton is on 69 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

C
Sponsor group

Columbia

35 issuers · 230 filings · $8.56B reported sold · 2009–2025

One team, 35 deal companies. John Banks is listed on 22 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Banks.

GA
Sponsor group

Graticule Asia

34 issuers · 134 filings · $10.49B reported sold · 2009–2022

One team, 34 deal companies. John Banks is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Banks.

CA
Sponsor group

Convex Asia

13 issuers · 33 filings · $530.6M reported sold · 2014–2018

One team, 13 deal companies. John Banks is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Banks.

C
Sponsor group

Clough

8 issuers · 48 filings · $1.97B reported sold · 2015–2026

One team, 8 deal companies. John Banks is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Banks.

F
Sponsor group

Fortress

134 issuers · 194 filings · $31.54B reported sold · 2009–2026

One team, 134 deal companies. John Banks is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Banks.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 23 of the 62 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): 12 West Capital Fund Ltd., CLOUGH OFFSHORE FUND LTD, H OFFSHORE FUND, LTD., Silver Point Capital Offshore Fund, Ltd., Columbia Strategic Income Private Fund, LLC, Seligman Healthcare Spectrum Fund LLC, SELIGMAN TECH SPECTRUM FUND LLC, Multi-Manager Solutions U.S. Large Cap Private Fund, LLC, COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC, Columbia Solutions Catholic Values Intermediate Bond Private Fund, LLC, Columbia Pyrford International Stock Private Fund, LLC, Columbia Integrated Small & Mid Cap Private Fund, LLC, Columbia Integrated Large Cap Value Private Fund, LLC, Columbia Integrated Large Cap Core Private Fund, LLC, Columbia Institutional High Yield Fixed Income Private Fund, LLC, Clough Healthcare Offshore Fund, Ltd., Columbia Integrated Micro Cap Core Private Fund, LLC, Graticule Asia Macro Fund Ltd, Graticule Asia Macro Master Fund Ltd, Graticule Modular Fund Ltd, Graticule Asia Iris Master Fund Ltd, Graticule Asia Iris Fund Ltd, CLOUGH EMETH OFFSHORE FUND, LTD..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Banks by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 62 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Banks is listed on: none on file. No website or social profile named in Silver Point Capital Offshore Fund, Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,738 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗Minnesota court records online ↗New York WebCivil Supreme ↗Delaware CourtConnect ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗Minnesota Secretary of State business search ↗New York Secretary of State business search ↗Delaware Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when John Banks appears on a new Form D, or when a court case or SEC action is matched to them. See plans →