John D. Hock is listed as an executive officer and director on 13 SEC Form D filings by 4 issuers between Mar 2009 and Mar 2015: PERTERRA INTERNATIONAL EQUITY PORTFOLIO, LP (Stamford, CT — pooled investment fund — 2009–2015; $1.29B reported sold to 45 investors), PERTERRA GLOBAL EQUITY PORTFOLIO, LP (Stamford, CT — pooled investment fund — 2011–2014; $259.5M reported sold to 10 investors), Altrinsic Emerging Markets Fund, L.P. (Greenwich, CT — pooled investment fund — 2013; $50.5M reported sold to 9 investors) and Altrinsic Global Opportunties Fund L P (Stamford, CT — pooled investment fund — 2009; $50M reported sold to 18 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $1.65B sold in total.
Listed alongside D. Altrinsic Global Advisors, LLC (2 shared filings, management entity) and Altrinsic Global Advisors, LLC (1 shared filing, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 4 issuers belong to the sponsor group Perterra (4 issuers, $1.63B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Perterra has 4 companies on file and $1.63B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for John D. Hock and found 13 differences, 6 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.