Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Jun 28, 2010 → Dec 15, 2021
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 24 offerings reports sales commissions totalling $3,013,000; 3 report finder's fees totalling $529,500; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 14, 2026 D/A File 021-323372 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 15, 2021 D File 021-425143 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2020 D/A File 021-123647 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2020 D/A File 021-99001 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 7, 2018 D File 021-311780 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 22, 2018 D File 021-308375 | $3,013,000 (est.) | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Oct 4, 2017 D File 021-296001 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 17, 2017 D File 021-284959 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 21, 2017 D File 021-281051 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 15, 2017 D File 021-280716 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 15, 2017 D File 021-280718 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-255301 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 11, 2017 D File 021-278162 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 4, 2017 D File 021-277578 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 7, 2016 D File 021-260840 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 7, 2016 D File 021-260836 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 21, 2016 D File 021-259685 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 15, 2016 D File 021-255298 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 15, 2016 D File 021-255295 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 5, 2015 D/A File 021-122452 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 15, 2015 D/A File 021-171956 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 12, 2011 D File 021-159670 | $0 | $115,000 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Feb 1, 2011 D File 021-154644 | $0 | $101,500 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Jun 28, 2010 D File 021-144099 | $0 | $313,000 (est.) | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | Oct 14, 2026 | D/A | $7,337,584 | $7,337,584 | 32 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | Jul 10, 2026 | D/A | $7,216,550 | $7,216,550 | 35 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | May 14, 2026 | D/A | $6,920,334 | $6,920,334 | 28 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | Jan 14, 2026 | D/A | $4,798,625 | $4,798,625 | 29 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | May 13, 2025 | D/A | $3,133,373 | $3,133,373 | 29 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | May 14, 2024 | D/A | $1,320,341 | $1,320,341 | 18 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | Jul 13, 2023 | D/A | $1,142,686 | $1,142,686 | 10 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | May 12, 2023 | D/A | $5,466,621 | $5,466,621 | 25 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | May 13, 2022 | D/A | $7,944,875 | $7,944,875 | 16 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer Chief Investment Officer | Jan 27, 2022 | D/A | $3,239,105 | $3,239,105 | 16 | $1 |
| EDGAR ↗ | ASPIRIANT, LLC group: Aspiriant | Executive Officer | Dec 15, 2021 | D | $2,634,486 similar: $763,000–$10,000,000 | $2,634,486 | 1 similar: 4–23 | $1 similar: $10,000–$78,388 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Jul 8, 2021 | D/A | $1,303,222 | $1,303,222 | 16 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | May 11, 2021 | D/A | $2,762,463 | $2,762,463 | 20 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Jan 15, 2021 | D/A | $1,721,781 | $1,721,781 | 12 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | May 14, 2020 | D/A | $2,952,483 | $2,952,483 | 20 | $1 |
| EDGAR ↗ | GLOBAL REAL ESTATE OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 2, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $219,733,000 | 138 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLOBAL CAPITAL OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 2, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $168,870,000 | 107 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Jan 15, 2020 | D/A | $2,805,415 | $2,805,415 | 17 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | May 16, 2019 | D/A | $2,725,390 | $2,725,390 | 19 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | May 15, 2019 | D/A | $4,947,193 | $4,947,193 | 25 | $1 |
| EDGAR ↗ | GLOBAL CAPITAL OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $163,880,000 | 104 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLOBAL REAL ESTATE OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $215,128,000 | 145 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Jan 11, 2019 | D/A | $2,779,772 | $2,779,772 | 21 | $1 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Oct 11, 2018 | D | $39,339 | $39,339 | 3 | No minimum reported |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | May 7, 2018 | D | $2,370,795 | $2,370,795 | 11 | No minimum reported |
| EDGAR ↗ | Alphatec Holdings, Inc. | Executive Officer | Mar 22, 2018 | D | $69,000,000 similar: $829,831–$9,999,998 | $61,934,736 | 55 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | GLOBAL REAL ESTATE OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $210,328,000 | 150 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLOBAL CAPITAL OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $157,130,000 | 102 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Oct 4, 2017 | D | $265,731 similar: $763,000–$10,000,000 | $265,731 | 6 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | Aspiriant Holdings S5, LLC group: Aspiriant | Executive Officer | Apr 17, 2017 | D | $6,916,638 similar: $763,000–$10,000,000 | $6,916,638 | 4 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | GLOBAL REAL ESTATE OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,878,000 | 155 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLOBAL CAPITAL OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $153,130,000 | 106 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aspiriant Holdings S5, LLC group: Aspiriant | Executive Officer | Feb 21, 2017 | D | $100 similar: $763,000–$10,000,000 | $100 | 4 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | ASPIRIANT, LLC group: Aspiriant | Executive Officer | Feb 15, 2017 | D | $6,916,638 similar: $763,000–$10,000,000 | $6,916,638 | 1 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Feb 15, 2017 | D | $800,000 similar: $763,000–$10,000,000 | $800,000 | 2 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | Advanced Capital Intelligence Global Real Estate Opportunities (TE), L.P. group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Jan 12, 2017 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $51,925,000 | 88 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Jan 11, 2017 | D | $1,245,559 similar: $763,000–$10,000,000 | $1,245,559 | 17 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Jan 4, 2017 | D | $5,044,698 similar: $763,000–$10,000,000 | $5,044,698 | 1 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | ASPIRIANT, LLC group: Aspiriant | Executive Officer | Apr 7, 2016 | D | $5,044,698 similar: $763,000–$10,000,000 | $5,044,698 | 1 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | ASPIRIANT HOLDINGS 4, LLC group: Aspiriant | Executive Officer | Apr 7, 2016 | D | $5,044,698 similar: $500,000–$7,000,000 | $5,044,698 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | GLOBAL REAL ESTATE OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 24, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $204,778,000 | 179 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLOBAL CAPITAL OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 24, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $152,230,000 | 116 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ASPIRIANT HOLDINGS S3, LLC group: Aspiriant | Executive Officer | Mar 21, 2016 | D | $5,694,915 similar: $763,000–$10,000,000 | $5,694,915 | 3 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | Advanced Capital Intelligence Global Real Estate Opportunities (TE), L.P. group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Jan 15, 2016 | D | $500,000,000 similar: $155,000–$5,250,000 | $51,925,000 | 88 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ASPIRIANT, LLC group: Aspiriant | Executive Officer | Jan 15, 2016 | D | $5,763,576 similar: $763,000–$10,000,000 | $5,763,576 | 3 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | Aspiriant Holdings, LLC group: Aspiriant | Executive Officer | Jan 15, 2016 | D | $953,746 | $953,746 | 4 | No minimum reported |
| EDGAR ↗ | Advanced Capital Intelligence Global Income Opportunities Fund LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $346,033,000 | 98 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLOBAL CAPITAL OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $147,850,000 | 108 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLOBAL REAL ESTATE OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,038,000 | 173 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Advanced Capital Intelligence Global Real Estate Opportunities (TE), L.P. group: Aspiriant | Executive Officer, Director of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Jan 15, 2015 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $51,825,000 | 94 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLOBAL REAL ESTATE OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 6, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $170,035,000 | 178 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Advanced Capital Intelligence Global Income Opportunities Fund LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 6, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $282,853,000 | 98 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLOBAL CAPITAL OPPORTUNITIES LP group: Aspiriant | Executive Officer of Advanced Capital Intelligence, LLC, the general partner of the issuer. | Mar 6, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $126,080,000 | 109 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SONIM TECHNOLOGIES INC | Director | May 12, 2011 | D | $8,413,157 similar: $1,000,000–$10,000,000 | $3,013,723 | 23 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | SONIM TECHNOLOGIES INC | Director | Feb 1, 2011 | D | $4,056,036 similar: $1,000,000–$10,000,000 | $4,000,000 | 16 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | SONIM TECHNOLOGIES INC | Director | Jun 28, 2010 | D | $15,000,000 similar: $1,000,000–$10,000,000 | $9,051,262 | 25 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as John Allen. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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