Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NJ, WA · Dec 21, 2012 → Oct 2, 2013
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
JOHN SCHMIDT is listed as a director on 8 SEC Form D filings by 1 issuer between Feb 2012 and Jun 2016: PHASERX, INC. (Seattle, WA — biotechnology — 2012–2016; $4M reported sold to 17 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brian Atwood (8 shared filings), Paul Johnson (8 shared filings), ROBERT W. OVERELL (8 shared filings), Steven Gillis (8 shared filings), ANDREW LEON (6 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 SEC releases, 10 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for JOHN SCHMIDT and found 11 differences, 3 worth asking the sponsor about: Regulator action: John Gregory Schmidt (Mar 8, 2019); Regulator action: John Gregory Schmidt (Mar 1, 2019); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for JOHN SCHMIDT has not run yet — it is joining a line of 29,204 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
3 SEC releases
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN SCHMIDT..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
10 cases: 10 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
11 differences found between the filings for JOHN SCHMIDT — 3 worth asking about (compared 8 filings on Oct 24, 2026)
A ap release dated Mar 8, 2019 names JOHN SCHMIDT. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated Mar 1, 2019 names JOHN SCHMIDT. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated Sep 25, 2018 names JOHN SCHMIDT. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
No amendment in the last 12 months on an offering that may still be open — PHASERX, INC. (latest filing Jun 9, 2016) · No amendment in the last 12 months on an offering that may still be open — PHASERX, INC. (latest filing Dec 17, 2013) · No amendment in the last 12 months on an offering that may still be open — PHASERX, INC. (latest filing Jul 11, 2013) · No amendment in the last 12 months on an offering that may still be open — PHASERX, INC. (latest filing Dec 21, 2012) · No amendment in the last 12 months on an offering that may still be open — PHASERX, INC. (latest filing Feb 14, 2012)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
listed as "John A. Schmidt" on 2 filings (from Feb 14, 2012), and "John Schmidt" on 6 filings (from Dec 21, 2012).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
This page covers filings where the address state is NJ or WA. A separate record, "John Schmidt" with address state A6, is listed on 2 filings — most recently by Kew Media Group Inc. (Jul 31, 2018). The two records do not overlap in time: this page runs Dec 21, 2012 to Oct 2, 2013; the other runs Apr 5, 2017 to Jul 31, 2018.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NJ or WA. A separate record, "John K Schmidt" with address state IA, is listed on 3 filings — most recently by HEARTLAND FINANCIAL USA INC (Oct 21, 2013). Both records have filings in the same period (Dec 21, 2012 to Oct 2, 2013).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NJ or WA. A separate record, "John Schmidt" with address state NV, is listed on 2 filings — most recently by AiResource Technologies, LLC (Feb 22, 2013). Both records have filings in the same period (Feb 22, 2013).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NJ or WA. A separate record, "John Schmidt" with address state IL, is listed on 2 filings — most recently by GoPicnic Brands, Inc. (Sep 19, 2012). The two records do not overlap in time: this page runs Dec 21, 2012 to Oct 2, 2013; the other runs Sep 12, 2012 to Sep 19, 2012.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NJ or WA. A separate record, "John Schmidt" with address state CO, is listed on 1 filing — most recently by CP EQUITY LLC (Nov 12, 2009). The two records do not overlap in time: this page runs Dec 21, 2012 to Oct 2, 2013; the other has one filing dated Nov 12, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
NJ on 5 filings (Feb 14, 2012 to Oct 2, 2013); WA on 3 filings (Dec 17, 2013 to Jun 9, 2016).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 8 offerings reports sales commissions totalling $280,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jun 9, 2016 D PHASERX, INC. File 021-264676 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 29, 2015 D PHASERX, INC. File 021-254009 | $280,000 (est.) | $0 | $0 | Palladium Capital Advisors, LLC BrokerCheck CRD 129400 ↗ | EDGAR ↗ |
| Dec 17, 2013 D PHASERX, INC. File 021-208169 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2013 D PHASERX, INC. File 021-203901 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 11, 2013 D PHASERX, INC. File 021-199468 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 21, 2012 D PHASERX, INC. File 021-188838 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 6, 2012 D PHASERX, INC. File 021-180834 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 14, 2012 D PHASERX, INC. File 021-173428 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named John Schmidt on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $4M from 17 investors (100% of the $420K target) as of the latest filing. John is listed as director on 8 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Steven Gillis is on 30 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Schmidt. Their page shows their other deals.
Brian Atwood is on 15 issuers in total — a repeat sponsor. Their page lists every one.
John Diekman is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Schmidt. Their page shows their other deals.
Listed on the same filings as John Schmidt. Their page shows their other deals.
Listed on the same filings as John Schmidt. Their page shows their other deals.
Listed on the same filings as John Schmidt. Their page shows their other deals.
None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to JOHN SCHMIDT by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers John Schmidt is listed on: none on file. No website or social profile named in PHASERX, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #286,073 of 374,652 in line (1,381 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when JOHN SCHMIDT appears on a new Form D, or when a court case or SEC action is matched to them. See plans →