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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:22 AM ET

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John S. Ross

Named as an officer, director or promoter on SEC Form D filings · MO · Dec 3, 2018 → Aug 22, 2025

7deals (issuers)
$313Mreported sold
525investors
14Form D filings
2018–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John S. Ross is listed as an executive officer and director on 14 SEC Form D filings by 7 issuers between May 2011 and Sep 2026. Largest by amount reported sold: Arrowrock US Industrial Fund IV, LP (St. Louis, MO — commercial — 2022–2023; $76.1M reported sold to 108 investors), Arrowrock Income & Growth Fund III, LP (St. Louis, MO — pooled investment fund — 2018–2020; $70.9M reported sold to 103 investors), Arrowrock U.S. Industrial Fund V, LP (Saint Louis, MO — commercial — 2025–2026; $61.6M reported sold to 62 investors), Arrowrock Income & Growth Fund III Sidecar, LP (St. Louis, MO — pooled investment fund — 2020; $48.7M reported sold to 2 investors), Arrow Rock Income & Growth Fund II, LLC (St. Louis, MO — investing — 2015; $37.6M reported sold to 89 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $313M sold in total.

Listed alongside Scott Reese (9 shared filings), Bruce L. Sokolik (8 shared filings), Arrowrock Income & Growth Fund III GP, LLC (5 shared filings, management entity), L. Mark Billeaud (5 shared filings), Rob Schoelch (5 shared filings) and 32 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 2 sponsor groups: Arrowrock (6 issuers, $262.9M reported sold, 2010–2026) and Parkside (5 issuers, $70M reported sold, 2011–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 2 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for John S. Ross and found 12 differences, 1 worth asking the sponsor about: Form D filed 286 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John S. Ross has not run yet — it is joining a line of 31,796 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Order (type not printed in the list entry; see the order) TX · Texas State Securities Board (TSSB)
Order date Jan 15, 2008 · Regulator: Texas State Securities Board (TSSB) · ENF-08-CDO-1646 · Parties (regulator's caption): CRESCENT DEVELOPMENT, LLC; GULFSOUTH ENERGY, LLC; BRADLEY SHERMAN HAYCRAFT; AND JOHNNY MACK ROSS AKA JOHN ROSS
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 12 people with this name in Form D filings; regulator in TX (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John S. Ross..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

John W Ross and Darlene J Ross closed
United States Bankruptcy Court, E.D. Missouri · No. 08-49502 · Filed Nov 25, 2008 · Closed Mar 16, 2009
Role of John W Ross and Darlene J Ross: Debtor · Outcome: Case closed 2009-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 589 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MO); middle initial differs
John Ross, Sr closed
United States Bankruptcy Court, E.D. Missouri · No. 06-44796 · Filed Oct 9, 2006 · Closed Dec 9, 2008
Role of John Ross, Sr: Debtor · Outcome: Case closed 2008-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 589 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MO)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for John S. Ross — 1 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · May 1, 2014 – Feb 11, 2015

Form D filed 286 days after the first sale — Arrow Rock Income & Growth Fund II, LLC

The filing says the first sale was May 1, 2014. The Form D was filed Feb 11, 2015 — 286 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 271 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Feb 11, 2015 ↗Arrow Rock Income & Growth Fund II, LLC — PartnerFacts page ↗
Sources
Note · Apr 7, 2011 – May 5, 2011

Form D filed 28 days after the first sale — PARKSIDE FINANCIAL, INC.

The filing says the first sale was Apr 7, 2011. The Form D was filed May 5, 2011 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 5, 2011 ↗PARKSIDE FINANCIAL, INC. — PartnerFacts page ↗
Sources
Note · Apr 7, 2011 – Sep 12, 2023

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Arrowrock US Industrial Fund IV, LP (latest filing Sep 12, 2023) · No amendment in the last 12 months on an offering that may still be open — Arrowrock Income & Growth Fund III, LP (latest filing Nov 25, 2020) · No amendment in the last 12 months on an offering that may still be open — Arrowrock Income & Growth Fund III Sidecar, LP (latest filing Oct 15, 2020) · No amendment in the last 12 months on an offering that may still be open — Arrow Rock Income & Growth Fund II, LLC (latest filing Feb 11, 2015) · No amendment in the last 12 months on an offering that may still be open — PARKSIDE FINANCIAL, INC. (latest filing May 5, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 12, 2023 ↗Arrowrock US Industrial Fund IV, LP — PartnerFacts page ↗Form D/A · Nov 25, 2020 ↗Arrowrock Income & Growth Fund III, LP — PartnerFacts page ↗
Sources
Note · Dec 3, 2018 – Nov 25, 2019

Minimum investment changed between filings — Arrowrock Income & Growth Fund III, LP

The Dec 3, 2018 filing lists a minimum of $0; the Nov 25, 2019 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 3, 2018 ↗Form D/A (later) · Nov 25, 2019 ↗Arrowrock Income & Growth Fund III, LP — PartnerFacts page ↗
Sources
Note · May 5, 2011 – Dec 20, 2018

John S. Ross is written 3 different ways on the filings

listed as "John Ross" on 6 filings (from May 5, 2011), and "John S. Ross" on 5 filings (from Dec 3, 2018), and "John S. Ross, Jr." on 3 filings (from Dec 20, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 5, 2011 ↗Form D · Dec 3, 2018 ↗Form D · Dec 20, 2018 ↗John S. Ross — PartnerFacts page ↗
Sources
Note · Mar 24, 2009 – Jun 14, 2024

Same name, different state: "John Ross" (A6) is a separate record

This page covers filings where the address state is MO. A separate record, "John Ross" with address state A6, is listed on 16 filings — most recently by Reocito Capital Inc. (Jun 14, 2024). Both records have filings in the same period (Dec 3, 2018 to Jun 14, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Ross (A6) — PartnerFacts page ↗Form D · Jun 14, 2024 ↗Reocito Capital Inc. — PartnerFacts page ↗John S. Ross (MO) — this page ↗
Sources
Note · Dec 1, 2010 – Jun 10, 2022

Same name, different state: "John Ross" (OH or PA) is a separate record

This page covers filings where the address state is MO. A separate record, "John Ross" with address state OH or PA, is listed on 4 filings — most recently by Affiliates Title Group, LLC (Jun 10, 2022). Both records have filings in the same period (Dec 3, 2018 to Jun 10, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Ross (OH,PA) — PartnerFacts page ↗Form D · Jun 10, 2022 ↗Affiliates Title Group, LLC — PartnerFacts page ↗John S. Ross (MO) — this page ↗
Sources
Note · Sep 10, 2021 – Feb 28, 2022

Same name, different state: "John Ross" (A1) is a separate record

This page covers filings where the address state is MO. A separate record, "John Ross" with address state A1, is listed on 2 filings — most recently by AMPD Ventures Inc. (Feb 28, 2022). Both records have filings in the same period (Sep 10, 2021 to Feb 28, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Ross (A1) — PartnerFacts page ↗Form D · Feb 28, 2022 ↗AMPD Ventures Inc. — PartnerFacts page ↗John S. Ross (MO) — this page ↗
Sources
Note · Nov 28, 2011 – Feb 3, 2017

Same name, different state: "John Ross II" (IL) is a separate record

This page covers filings where the address state is MO. A separate record, "John Ross II" with address state IL, is listed on 3 filings — most recently by Fidus Equity Opportunities GP, LLC (Feb 3, 2017). The two records do not overlap in time: this page runs Dec 3, 2018 to Aug 22, 2025; the other runs Nov 28, 2011 to Feb 3, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Ross II (IL) — PartnerFacts page ↗Form D · Feb 3, 2017 ↗Fidus Equity Opportunities GP, LLC — PartnerFacts page ↗John S. Ross (MO) — this page ↗
Sources
Note · Sep 25, 2015

Same name, different state: "John Ross" (NY) is a separate record

This page covers filings where the address state is MO. A separate record, "John Ross" with address state NY, is listed on 1 filing — most recently by Beech Tree Labs, Inc. (Sep 25, 2015). The two records do not overlap in time: this page runs Dec 3, 2018 to Aug 22, 2025; the other has one filing dated Sep 25, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Ross (NY) — PartnerFacts page ↗Form D · Sep 25, 2015 ↗Beech Tree Labs, Inc. — PartnerFacts page ↗John S. Ross (MO) — this page ↗
Sources
Note · Dec 16, 2021 – Aug 22, 2025

Address moved from Clayton, MO to St. Louis, MO — PARKSIDE FINANCIAL, INC.

The people listed on the Dec 16, 2021 filing give Clayton, MO; on the Aug 22, 2025 filing they give St. Louis, MO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 16, 2021 ↗Form D · Aug 22, 2025 ↗PARKSIDE FINANCIAL, INC. — PartnerFacts page ↗
Sources
Note · May 5, 2011 – Dec 20, 2018

Address moved from St. Louis, MO to Clayton, MO — PARKSIDE FINANCIAL, INC.

The people listed on the May 5, 2011 filing give St. Louis, MO; on the Dec 20, 2018 filing they give Clayton, MO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 5, 2011 ↗Form D · Dec 20, 2018 ↗PARKSIDE FINANCIAL, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 10 offerings report sales commissions totalling $1,146,250; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 1, 2026 D/A
Arrowrock U.S. Industrial Fund V, LP
File 021-560561
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2025 D
PARKSIDE FINANCIAL, INC.
File 021-555584
$540,000$0$0Piper Sandler & Co. BrokerCheck CRD 665 ↗EDGAR ↗
Sep 12, 2023 D/A
Arrowrock US Industrial Fund IV, LP
File 021-458923
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2021 D
PARKSIDE FINANCIAL, INC.
File 021-425248
$390,000$0$0Piper Sandler & Co. BrokerCheck CRD 665 ↗EDGAR ↗
Dec 31, 2020 D
Arrowrock Income & Growth Fund III Sidecar REIT, LLC
File 021-384885
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Nov 25, 2020 D/A
Arrowrock Income & Growth Fund III, LP
File 021-327047
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 15, 2020 D
Arrowrock Income & Growth Fund III Sidecar, LP
File 021-377971
$0$0$0Jones Lang LaSalle Securities, LLC BrokerCheck CRD 120738 ↗EDGAR ↗
Dec 20, 2018 D
PARKSIDE FINANCIAL, INC.
File 021-328639
$210,000$0$0Sandler O'Neill & Partners, L.P. BrokerCheck CRD 23328 ↗EDGAR ↗
Feb 11, 2015 D
Arrow Rock Income & Growth Fund II, LLC
File 021-233933
$0$0$0None listed on this filingEDGAR ↗
May 5, 2011 D
PARKSIDE FINANCIAL, INC.
File 021-159318
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named John S. Ross on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AU
Commercial · group: Arrowrock

Arrowrock U.S. Industrial Fund V, LP

Saint Louis, MO · Oct 10, 2025 → Sep 1, 2026 · 2 filings
  • Sep 1, 2026 · D/A · $61,590,000 sold of $150,000,000 · 62 investors · min. $1,000,000 · role: Executive Officer (Principal of Arrowrock US Industrial Fund V GP, LLC, the General Partner of the Issuer) EDGAR ↗
  • Oct 10, 2025 · D · $41,175,000 sold of $150,000,000 · 43 investors · min. $1,000,000 · role: Executive Officer (Principal of Arrowrock US Industrial Fund V GP, LLC, the General Partner of the Issuer) EDGAR ↗

Raised $61.6M from 62 investors (41% of the $150M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Commercial Banking · group: Parkside

PARKSIDE FINANCIAL, INC.

St. Louis, MO · May 5, 2011 → Aug 22, 2025 · 4 filings
  • Aug 22, 2025 · D · $18,000,000 sold of $18,000,000 · 27 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 16, 2021 · D · $13,000,000 sold of $13,000,000 · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 20, 2018 · D · $7,000,000 sold of $7,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 5, 2011 · D · $2,869,217 sold of $5,003,999 · 36 investors · min. $52,000 · role: Director EDGAR ↗

Raised $18M from 36 investors (100% of the $18M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Commercial · group: Arrowrock

Arrowrock US Industrial Fund IV, LP

St. Louis, MO · Sep 14, 2022 → Sep 12, 2023 · 2 filings
  • Sep 12, 2023 · D/A · $76,145,000 sold of $150,000,000 · 108 investors · min. $1,000,000 · role: Executive Officer (Principal of Arrowrock US Industrial Fund IV GP, LLC, the General Partner of the Issuer) EDGAR ↗
  • Sep 14, 2022 · D · $58,690,000 sold of $150,000,000 · 86 investors · min. $1,000,000 · role: Executive Officer (Principal of Arrowrock US Industrial Fund IV GP, LLC, the General Partner of the Issuer) EDGAR ↗

Raised $76.1M from 108 investors (51% of the $150M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
REITS and Finance · group: Arrowrock

Arrowrock Income & Growth Fund III Sidecar REIT, LLC

St. Louis, MO · Dec 31, 2020
  • Dec 31, 2020 · D · $62,500 sold of $62,500 · 125 investors · min. $500 · role: Executive Officer (CEO of Summit Realty Ventures, LLC, Sole Member of GP of Manager of Issuer) EDGAR ↗

Raised $63K from 125 investors (100% of the $63K target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Arrowrock

Arrowrock Income & Growth Fund III, LP

St. Louis, MO · Dec 3, 2018 → Nov 25, 2020 · 3 filings
  • Nov 25, 2020 · D/A · $70,895,000 sold of Indefinite · 103 investors · min. $50,000 · role: Executive Officer (CEO of Summit Realty Ventures, LLC, Sole Member of GP of Issuer) EDGAR ↗
  • Nov 25, 2019 · D/A · $62,845,000 sold of Indefinite · 91 investors · min. $50,000 · role: Executive Officer (CEO of Summit Realty Ventures, LLC, Sole Member of GP of Issuer) EDGAR ↗
  • Dec 3, 2018 · D · $26,660,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer (CEO of Summit Realty Ventures, LLC, Sole Member of GP of Issuer) EDGAR ↗

Raised $70.9M from 103 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Arrowrock

Arrowrock Income & Growth Fund III Sidecar, LP

St. Louis, MO · Oct 15, 2020
  • Oct 15, 2020 · D · $48,686,869 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (CEO of Summit Realty Ventures, LLC, Sole Member of GP of Issuer) EDGAR ↗

Raised $48.7M from 2 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Investing

Arrow Rock Income & Growth Fund II, LLC

St. Louis, MO · Feb 11, 2015
  • Feb 11, 2015 · D · $37,590,000 sold of $75,000,000 · 89 investors · min. $200,000 · role: Executive Officer EDGAR ↗

Raised $37.6M from 89 investors (50% of the $75M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Ross — Ontario, Canada (as filed: A6), 5 issuers, Mar 24, 2009 → Jun 14, 2024 · no shared issuer
  • John Ross — OH, PA, 4 issuers, Dec 1, 2010 → Jun 10, 2022 · no shared issuer
  • John J. Ross, II — NY, 3 issuers, Jun 12, 2015 → Apr 27, 2022 · no shared issuer
  • John Ross II — IL, 3 issuers, Nov 28, 2011 → Feb 3, 2017 · no shared issuer
  • John J. Ross II — NC, 2 issuers, Oct 21, 2015 → Mar 31, 2025 · no shared issuer
  • John Ross — British Columbia, Canada (as filed: A1), 2 issuers, Sep 10, 2021 → Feb 28, 2022 · no shared issuer
  • JOHN D. ROSS — AZ, 1 issuer, May 18, 2012 → Feb 13, 2013 · no shared issuer
  • John C. Ross — Ontario, Canada (as filed: A6), 1 issuer, Jan 4, 2013 → Jan 4, 2013 · no shared issuer
  • John A Ross — NY, 1 issuer, Jun 19, 2013 → Oct 17, 2013 · no shared issuer
  • John J. Ross II — IL, 1 issuer, Feb 3, 2017 → Feb 3, 2017 · no shared issuer
  • John Ross — NY, 1 issuer, Sep 25, 2015 → Sep 25, 2015 · no shared issuer

People around John 37

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SR
Management entity

SUMMIT REALTY VENTURES, LLC

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as John S. Ross. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Reese

Executive Officer · 9 shared filings (5 issuers)

Scott Reese is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce L. Sokolik

Executive Officer · 8 shared filings (5 issuers)

Bruce L. Sokolik is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

L. Mark Billeaud

Executive Officer · 5 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as John S. Ross. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Schoelch

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as John S. Ross. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lucius Mark Billeaud

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as John S. Ross. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Scott D. Fesler

Director · 4 shared filings (1 issuer) · also on 14 other issuers

Scott D. Fesler is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Christ

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John S. Ross. Their page shows their other deals.

FO
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick J. Oertli

Director · 4 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

EN
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth E. Niedringhaus

Director · 4 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian J. Hogan

Director · 4 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Peter S. Frane

Director, Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew A. Wagner

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James C. Wagner

Executive Officer, Director, Promoter · 4 shared filings (1 issuer) · also on 4 other issuers

James C. Wagner is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew S. Hereford

Executive Officer, Director, Promoter · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John S. Ross. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Karen A. Turner

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Brad Foss

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Holste

Director · 2 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel A. Hamacher

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John S. Ross. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward D. Briscoe

Director · 2 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan McKean

Director · 2 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen F. Holste

Director · 2 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Schoelch

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul R. Cahn

Director · 2 shared filings (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Billeaud

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Hamacher

Director · 1 shared filing (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James P. Hannon

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

S. Hereford Andrew

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Ted Briscoe

Director · 1 shared filing (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jan Niehaus

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Tussie

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Janet E. Niehaus

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John S. Ross. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Curtis B. Searey

Director · 1 shared filing (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Derek Laur

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John S. Ross. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Curtis B. Searcy

Director · 1 shared filing (1 issuer)

Listed on the same filings as John S. Ross. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Arrowrock

6 issuers · 13 filings · $262.9M reported sold · 2010–2026

One team, 6 deal companies. John S. Ross is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John S. Ross.

P
Sponsor group

Parkside

5 issuers · 10 filings · $70M reported sold · 2011–2025

One team, 5 deal companies. John S. Ross is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John S. Ross.

Same business address

14 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John S. Ross by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John S. Ross is listed on: none on file. No website or social profile named in Arrowrock US Industrial Fund IV, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #116,789 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Louis, MO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Missouri Case.net ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Missouri Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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