PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 2:25 AM ET

Sponsor Check › Person

John Habbert

Related person on Form D filings · address states as listed: OH, FL · listed Jun 26, 2009 → Jan 5, 2026

12issuers
26Form D filings
2009–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 19 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $10,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 5, 2026 D/A
File 021-511519
$0$0$0None listed on this filing
EDGAR ↗Aug 6, 2025 D/A
File 021-504829
$0$0$0None listed on this filing
EDGAR ↗Dec 8, 2022 D
File 021-466875
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2022 D/A
File 021-321697
$0$0$0None listed on this filing
EDGAR ↗Jul 28, 2021 D/A
File 021-407568
$0$0$0None listed on this filing
EDGAR ↗Jul 23, 2021 D
File 021-407542
$0$0$0None listed on this filing
EDGAR ↗Jul 23, 2021 D
File 021-407551
$0$0$0None listed on this filing
EDGAR ↗Jun 21, 2016 D
File 021-265465
$0$0$0None listed on this filing
EDGAR ↗Apr 1, 2016 D
File 021-260447
$0$0$0None listed on this filing
EDGAR ↗Sep 11, 2015 D
File 021-247474
$0$0$10,000 (est.)None listed on this filing
EDGAR ↗Feb 19, 2015 D
File 021-234307
$0$0$0None listed on this filing
EDGAR ↗Sep 12, 2014 D
File 021-224592
$0$0$0None listed on this filing
EDGAR ↗Jan 22, 2014 D/A
File 021-197995
$0$0$0None listed on this filing
EDGAR ↗Aug 27, 2012 D
File 021-183277
$0$0$0None listed on this filing
EDGAR ↗Jan 13, 2012 D/A
File 021-165700
$0$0$0None listed on this filing
EDGAR ↗Nov 9, 2011 D
File 021-168471
$0$0$0None listed on this filing
EDGAR ↗Jul 6, 2010 D
File 021-144464
$0$0$0None listed on this filing
EDGAR ↗Dec 8, 2009 D
File 021-43241
$0$0$0n/a no CRD number reported
EDGAR ↗Jun 26, 2009 D
File 021-132286
$0$0$0N/A no CRD number reported

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗NANO CATALYTICS INC
group: Nano
DirectorJan 5, 2026D/A$5,500,000
similar: $500,000–$7,000,000
$3,173,50042
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗NANO CATALYTICS INC
group: Nano
DirectorAug 26, 2025D/A$4,000,000
similar: $500,000–$7,000,000
$1,236,50024
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ALPHYN BIOLOGICS INVESTORS LLC
group: Qca First
DirectorAug 6, 2025D/A$9,900,000
similar: $155,000–$5,250,000
$7,267,500101
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NANO CATALYTICS INC
group: Nano
DirectorApr 24, 2024D$2,500,000
similar: $500,000–$7,000,000
$490,50014
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ALPHYN BIOLOGICS INVESTORS LLC
group: Qca First
DirectorFeb 9, 2024D$3,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NANO CATALYTICS INC
group: Nano
DirectorDec 8, 2022D$2,388,343
similar: $500,000–$7,000,000
$1,863,33826
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗QCA First Fund VI LLC
group: Qca First
Executive Officer, Director, PromoterMar 17, 2022D/A$23,000,000
similar: $155,000–$5,250,000
$23,000,00080
similar: 4–27
$12,500
similar: $1,000–$100,000
EDGAR ↗SBI Investors LLC
group: Qca First
Executive Officer, DirectorJul 28, 2021D/A$2,785,623
similar: $155,000–$5,250,000
$2,785,62344
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SBI Investors LLC
group: Qca First
Executive Officer, DirectorJul 23, 2021D$2,094,223
similar: $155,000–$5,250,000
$2,094,22344
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SBI Investors LLC
group: Qca First
Executive Officer, DirectorJul 23, 2021D$375,716
similar: $155,000–$5,250,000
$375,71623
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SBI Investors LLC
group: Qca First
Executive Officer, DirectorJul 23, 2021D$2,500,000
similar: $155,000–$5,250,000
$2,500,00038
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗QCA First Fund VI LLC
group: Qca First
Executive Officer, Director, PromoterSep 19, 2018D$12,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Sirrus, Inc.
group: Qca First
Executive Officer, Director
Assistant Secretary
Jun 21, 2016D$7,500,000
similar: $500,000–$7,000,000
$5,000,00010
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗QCA First Fund V LLC
group: Qca First
Executive Officer, DirectorApr 1, 2016D$5,200,000
similar: $155,000–$5,250,000
$4,330,10042
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗SIGN TRAK LLCDirectorSep 11, 2015D$1,100,000
similar: $1,100,015–$10,001,163
$967,46011
similar: 2–14
$4,000
similar: $5,000–$50,000
EDGAR ↗Sirrus, Inc.
group: Qca First
Executive Officer, Director
Assistant Secretary
Feb 19, 2015D$8,189,488
similar: $500,000–$7,000,000
$6,621,6886
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗SpineForm LLCDirectorSep 12, 2014D$1,000,000
similar: $829,831–$9,999,998
$544,61417
similar: 2–15
$2,541
similar: $10,000–$54,310
EDGAR ↗Sirrus, Inc.
group: Qca First
Executive Officer, Director
Assistant Secretary
Jan 22, 2014D/A$14,909,650
similar: $500,000–$7,000,000
$14,262,4727
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Sirrus, Inc.
group: Qca First
DirectorJun 13, 2013D$8,909,650$6,909,6507No minimum reported
EDGAR ↗Aerpio Angels LLC
group: Qca First
Executive Officer, Director, PromoterAug 27, 2012D$520,000$520,00020$10,000
EDGAR ↗Sirrus, Inc.
group: Qca First
Executive Officer, DirectorJan 13, 2012D/A$12,640,616$8,140,60623$5,000
EDGAR ↗SIGN TRAK LLCDirectorNov 9, 2011D$250,000$132,5004$2,000
EDGAR ↗Sirrus, Inc.
group: Qca First
Executive Officer, DirectorSep 13, 2011D$8,040,593$6,040,59318$5,000
EDGAR ↗ASSURERX HEALTH, INCDirectorJul 6, 2010D$1,580,725$1,580,72522$5,000
EDGAR ↗FIVE STAR TECHNOLOGIES INCDirectorDec 8, 2009D$4,122,858$4,122,85816No minimum reported
EDGAR ↗QCA First Fund III, LLC
group: Qca First
Executive Officer
Managing Member of QCA First Fund Management Company, LLC, the Manager of QCA First Fund III, LLC
Jun 26, 2009D$1,875,100$1,875,10024$100

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 35 names on the same filings (0 management entities, 35 people)

People and management entities the issuers listed as related persons on the same Form D filings as John Habbert. Source: the EDGAR rows in the table above.

  • Tony L. Shipley — 10 shared filings (5 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 6 other issuers
  • Adam Malofsky — 9 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Kieran Drain — 6 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Robert Pangborn — 6 shared filings (1 issuer) · role as listed: Director
  • Doug Cameron — 6 shared filings (1 issuer) · role as listed: Director
  • John Trbovich — 5 shared filings (1 issuer) · role as listed: Director
  • William Lese — 5 shared filings (1 issuer) · role as listed: Director
  • Bernard Malofsky — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Kevin Martin — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Steven Levin — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Jeff Uhrig — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Robert Smith — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Brian Beeler — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Mark A. Fullerton — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • JAMES PETRAS — 1 shared filing (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Richard Grant — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Marilyn A. Eisele — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Gerard R Weimann — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Greg Blonder — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Joseph E. Reynolds — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Michael Venerable — 1 shared filing (1 issuer) · role as listed: Director · also listed on 24 other issuers
  • John A. Kraeutler — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • GEORGE WHITE — 1 shared filing (1 issuer) · role as listed: Director
  • John H. Wyant — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 7 other issuers
  • Nicole Robinson — 1 shared filing (1 issuer) · role as listed: Director
  • Bernadine C. Topazio — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • James S. Burns — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Mike Venerable — 1 shared filing (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Denis Clark — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Jennifer Doering — 1 shared filing (1 issuer) · role as listed: Director
  • John H. Abeles — 1 shared filing (1 issuer) · role as listed: Director
  • Malofsky Adam — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Robert Pavey — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Gerald Schmidt — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • John C McIlwraith — 1 shared filing (1 issuer) · role as listed: Director · also listed on 9 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Export this report as PDF (members · included free during the launch period)

Change history

No corrections have been requested for this page.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when John Habbert appears on a new Form D, or when a court case or SEC action is matched to them. See plans →