Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY, CT · Mar 12, 2012 → Aug 28, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
John Dudzik is listed as an executive officer on 80 SEC Form D filings by 9 issuers between Jul 2010 and Oct 2026. Largest by amount reported sold: Octagon Senior Secured Credit Cayman Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2026; $2.07B reported sold to 100 investors), Octagon Senior Secured Credit Fund LLC (New York, NY — pooled investment fund — 2012–2026; $296.4M reported sold to 72 investors), SJC Offshore Capital Finance Fund, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010; $257.9M reported sold to 168 investors), Octagon High Income Cayman Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2026; $256.3M reported sold to 65 investors), Octagon High Income Fund LLC (New York, NY — pooled investment fund — 2016–2026; $206.5M reported sold to 113 investors) and 4 more (all listed below).
What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, over about 16 years. Across those companies the filings report $3.29B sold in total.
Listed alongside Octagon Credit Investors, LLC (79 shared filings, management entity), Michael B. Nechamkin (78 shared filings), Andrew D. Gordon (60 shared filings), George A. Duarte (55 shared filings), Thomas Connors (55 shared filings) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
The issuers belong to 2 sponsor groups: Octagon Clo (25 issuers, $4.35B reported sold, 2011–2026) and Sjc (11 issuers, $6.31B reported sold, 2010–2023).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 9 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 80 public filings for John Dudzik and found 8 differences, 3 worth asking the sponsor about: Bankruptcy case: John Dudzik; Bankruptcy case: John J. Dudzik; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for John Dudzik has not run yet — it is joining a line of 42,021 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 state regulator order
Chester J. Dudzik, Jr. (Registered Representative, Darien, Connecticut) was fined $20,000 and barred from association with any NASD member in any capacity. The sanctions were based on findings that Dudzik failed to respond to NASD requests for information about customer complaints.Order / docket ↗ Regulator's list ↗
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Dudzik..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
9 cases: 9 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
8 differences found between the filings for John Dudzik — 3 worth asking about (compared the newest 50 of 80 filings on Oct 24, 2026; older filings not covered)
United States Bankruptcy Court, N.D. Illinois docket "John Dudzik" filed Jan 6, 2017, closed Jun 2, 2017. John Dudzik is listed as Debtor. Our match estimate: 50%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, D. Massachusetts docket "John J. Dudzik" filed May 7, 1997, closed Jan 16, 1998. John Dudzik is listed as Debtor ("John J. Dudzik"). Our match estimate: 50%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, N.D. Illinois docket "John Dudzik" filed Mar 15, 1985, closed May 13, 1986. John Dudzik is listed as Debtor. Our match estimate: 50%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Sep 20, 2019 filing lists a minimum of $2,000,000; the Aug 17, 2020 Form D/A lists $0.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Sep 20, 2019 filing lists a minimum of $2,000,000; the Aug 17, 2020 Form D/A lists $0.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Oct 9, 2018 filing lists a minimum of $2,500,000; the Oct 9, 2019 Form D/A lists $1,000,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Oct 9, 2018 filing lists a minimum of $2,500,000; the Oct 9, 2019 Form D/A lists $1,000,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "John Dudzik" on 60 filings (from Mar 12, 2012), and "John A. Dudzik" on 16 filings (from Oct 10, 2023).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 80 filings (work cap); older filings are not covered here. As of Oct 24, 2026.
2 of 9 offerings report sales commissions totalling $201,512; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Oct 9, 2026 D/A Octagon Senior Secured Credit Cayman Fund Ltd. File 021-174687 | $0 | $0 | $0 | Conning Investment Products, Inc. BrokerCheck CRD 120387 ↗ | EDGAR ↗ |
| Oct 9, 2026 D/A Octagon Senior Secured Credit Fund LLC File 021-174688 | $200,512 (est.) | $0 | $0 | Conning Investment Products, Inc. BrokerCheck CRD 120387 ↗ | EDGAR ↗ |
| Oct 9, 2026 D/A Octagon High Income Fund LLC File 021-155851 | $0 | $0 | $0 | Conning Investment Products, Inc. BrokerCheck CRD 120387 ↗ | EDGAR ↗ |
| Oct 9, 2026 D/A Octagon High Income Cayman Fund Ltd. File 021-155848 | $0 | $0 | $0 | Conning Investment Products, Inc. BrokerCheck CRD 120387 ↗ | EDGAR ↗ |
| Aug 28, 2026 D/A Octagon Credit Opportunities Fund Ltd. File 021-230112 | $0 | $0 | $0 The Issuer pays the Investment Manager a quarterly management fee equal to a percentage of the net asset value of the Issuer. | Conning Investment Products, Inc. BrokerCheck CRD 120387 ↗ via Conning Investment Products, Inc. (CRD 120387 ↗) | EDGAR ↗ |
| Aug 28, 2026 D/A Octagon Credit Opportunities Fund LP File 021-230114 | $0 | $0 | $0 The Issuer pays the Investment Manager a quarterly management fee equal to a percentage of the net asset value of the Issuer. | Conning Investment Products, Inc. BrokerCheck CRD 120387 ↗ via Conning Investment Products, Inc. (CRD 120387 ↗) | EDGAR ↗ |
| Aug 29, 2016 D/A Octagon CLO Debt Fund II LP File 021-258676 | $1,000 (est.) | $0 | $0 | N/A no CRD number reported via Conning Investment Products, Inc. (CRD 120387 ↗) | EDGAR ↗ |
| Aug 29, 2016 D Octagon CLO Debt Fund II (US) LP File 021-269742 | $0 (est.) | $0 | $0 | N/A no CRD number reported via Conning Investment Products, Inc. (CRD 120387 ↗) | EDGAR ↗ |
| Jul 21, 2010 D SJC Offshore Capital Finance Fund, L.P. File 021-145273 | $0 | $0 | $0 (est.) Customary advisory fees are paid by the Issuer to the General Partner as provided for in the Issuer's offering material. | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named John Dudzik on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $206.5M from 113 investors as of the latest filing. John is listed as executive officer on 12 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $256.3M from 65 investors as of the latest filing. John is listed as executive officer on 12 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $2.07B from 100 investors as of the latest filing. John is listed as executive officer on 13 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $296.4M from 72 investors as of the latest filing. John is listed as executive officer on 15 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $130.2M from 43 investors as of the latest filing. John is listed as executive officer on 12 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $45M from 66 investors as of the latest filing. John is listed as executive officer on 12 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $2.8M from 6 investors (1% of the $200M target) as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $25.2M from 3 investors (13% of the $200M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $257.9M from 168 investors as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Octagon Credit Investors, LLC is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Dudzik. Their page shows their other deals.
Listed on the same filings as John Dudzik. Their page shows their other deals.
Listed on the same filings as John Dudzik. Their page shows their other deals.
Michael B. Nechamkin is on 23 issuers in total — a repeat sponsor. Their page lists every one.
Andrew D. Gordon is on 21 issuers in total — a repeat sponsor. Their page lists every one.
Thomas Connors is on 17 issuers in total — a repeat sponsor. Their page lists every one.
George A. Duarte is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Lauren K. Law is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Gretchen M. Lam is on 17 issuers in total — a repeat sponsor. Their page lists every one.
William Shaw is on 83 issuers in total — a repeat sponsor. Their page lists every one.
Lauren M. Basmadjian is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Gretchen M. Mohr is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Amy S. Adar is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Glenn Mitchell is on 23 issuers in total — a repeat sponsor. Their page lists every one.
Sungho Matthew Lee is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Kimberly Melen is on 37 issuers in total — a repeat sponsor. Their page lists every one.
Donald C. Young is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Sinead Wagner is on 17 issuers in total — a repeat sponsor. Their page lists every one.
T.A. McKinney is on 55 issuers in total — a repeat sponsor. Their page lists every one.
Stephen J. Czech is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Dudzik. Their page shows their other deals.
One team, 25 deal companies. John Dudzik is listed on 8 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Dudzik.
One team, 11 deal companies. John Dudzik is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Dudzik.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 8 of the 9 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Octagon High Income Cayman Fund Ltd., Octagon High Income Fund LLC, Octagon Senior Secured Credit Cayman Fund Ltd., Octagon Senior Secured Credit Fund LLC, Octagon Credit Opportunities Fund LP, Octagon Credit Opportunities Fund Ltd., Octagon CLO Debt Fund II LP, Octagon CLO Debt Fund II (US) LP.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to John Dudzik by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.
Websites and social links of the issuers John Dudzik is listed on: none on file. No website or social profile named in Octagon High Income Fund LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #3,180 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when John Dudzik appears on a new Form D, or when a court case or SEC action is matched to them. See plans →