PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:27 AM ET

Sponsor Check › Person

JL
No photo found yet (own website and image search run after this page is viewed)

Joe Lu

Named as an officer, director or promoter on SEC Form D filings · MA · Mar 30, 2018 → Jul 1, 2026

25deals (issuers)
$2.62Breported sold
158investors
37Form D filings
2018–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:40 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joe Lu is listed as an executive officer on 37 SEC Form D filings by 25 issuers between Mar 2018 and Jul 2026. Largest by amount reported sold: Evolution Credit Opportunity Fund III LP (Boston, MA — pooled investment fund — 2025–2026; $782M reported sold to 30 investors), Evolution Credit Opportunity Fund II, L.P. (Boston, MA — pooled investment fund — 2021–2023; $635.3M reported sold to 21 investors), Evolution Credit Partners I (Cayman), L.P. (Boston, MA — pooled investment fund — 2018–2020; $357.5M reported sold to 5 investors), Evolution Credit Partners I, L.P. (Boston, MA — pooled investment fund — 2018–2019; $329M reported sold to 1 investors), Evolution Credit Partners Finance I-C, L.P. - Pool II (Boston, MA — pooled investment fund — 2020; $200M reported sold to 2 investors) and 20 more (all listed below).

What this means That is a lot of deals — 25 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $2.62B sold in total.

Listed alongside Lisa B. Schwarzberg (37 shared filings), Michael P. Guarnieri (37 shared filings), Rene J. Canezin (37 shared filings), Evolution Credit Partners Management, LLC (33 shared filings, management entity), Brian D. Harpish (27 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joe. Each name links to their own page.

All 25 issuers belong to the sponsor group Evolution (26 issuers, $2.62B reported sold, 2018–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Evolution has 26 companies on file and $2.62B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 37 public filings for Joe Lu and found 7 differences: Joe Lu appears on 2 deals that stopped filing before reaching their target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joe Lu has not run yet — it is joining a line of 33,472 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joe Lu..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Joe Lu (compared 37 filings on Oct 24, 2026)

Note · Sep 16, 2019 – Mar 30, 2020

Joe Lu appears on 2 deals that stopped filing before reaching their target

Evolution Credit Partners I (Cayman), L.P. (last filing Mar 30, 2020; $357,500,000 sold of $1,500,000,000); Evolution Credit Partners I, L.P. (last filing Sep 16, 2019; $329,000,000 sold of $1,500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Evolution Credit Partners I (Cayman), L.P. — PartnerFacts page ↗Evolution Credit Partners I, L.P. — PartnerFacts page ↗
Sources
Note · Apr 11, 2018 – Mar 30, 2020

No amendment in the last 12 months on an offering that may still be open — Evolution Credit Partners I (Cayman), L.P. (latest filing Mar 30, 2020)

The latest filing for this offering is dated Mar 30, 2020 (first sale Apr 11, 2018). It reports $357,500,000 sold of $1,500,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 30, 2020 ↗Evolution Credit Partners I (Cayman), L.P. — PartnerFacts page ↗
Sources
Note · Apr 11, 2018 – Sep 16, 2019

No amendment in the last 12 months on an offering that may still be open — Evolution Credit Partners I, L.P. (latest filing Sep 16, 2019)

The latest filing for this offering is dated Sep 16, 2019 (first sale Apr 11, 2018). It reports $329,000,000 sold of $1,500,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 16, 2019 ↗Evolution Credit Partners I, L.P. — PartnerFacts page ↗
Sources
Note · Oct 28, 2021 – Jul 1, 2026

5 offerings changed their target amount between filings

Offering amount changed between filings — Evolution Credit Partners Trade Finance, L.P. · Offering amount changed between filings — Evolution Credit Partners Trade Finance, L.P. · Offering amount changed between filings — Evolution Credit Opportunity Fund II, L.P. · Offering amount changed between filings — Evolution Credit Partners Trade Finance, L.P. · Offering amount changed between filings — Evolution Credit Partners Trade Finance, L.P.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Jun 30, 2025 ↗Form D/A (later) · Jul 1, 2026 ↗Evolution Credit Partners Trade Finance, L.P. — PartnerFacts page ↗Form D/A (earlier) · Dec 30, 2022 ↗
Sources
Note · Dec 15, 2021 – Dec 30, 2022

Reported net asset value range changed between filings — Evolution Credit Partners Trade Finance, L.P.

"Not Applicable" (Dec 15, 2021); then "Decline to Disclose" (Dec 30, 2022).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Dec 15, 2021 ↗Form D/A · Dec 30, 2022 ↗Evolution Credit Partners Trade Finance, L.P. — PartnerFacts page ↗
Sources
Note · Mar 30, 2018 – Mar 29, 2019

Reported net asset value range changed between filings — Evolution Credit Partners I (Cayman), L.P.

"Not Applicable" (Mar 30, 2018); then "Decline to Disclose" (Mar 29, 2019).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 30, 2018 ↗Form D/A · Mar 29, 2019 ↗Evolution Credit Partners I (Cayman), L.P. — PartnerFacts page ↗
Sources
Note · Mar 30, 2018 – Mar 29, 2019

Reported net asset value range changed between filings — Evolution Credit Partners I, L.P.

"Not Applicable" (Mar 30, 2018); then "Decline to Disclose" (Mar 29, 2019).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 30, 2018 ↗Form D/A · Mar 29, 2019 ↗Evolution Credit Partners I, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 25 offerings reports sales commissions totalling $24,352; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 1, 2026 D/A
Evolution Credit Partners Trade Finance, L.P.
File 021-425184
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2026 D/A
Evolution Credit Partners Trade Finance Master, L.P.
File 021-550350
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2026 D/A
Evolution Credit Partners Trade Finance Offshore, L.P.
File 021-550353
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Evolution Credit Opportunity Fund III LP
File 021-535182
$0$0$0 (est.)
The General Partner and the Special Limited Partner are each entitled to carried interest and the Management Company or its designated affiliate is entitled to a management fee, each as more fully set forth in the organizational documents of the Issuers.
None listed on this filingEDGAR ↗
Feb 10, 2023 D/A
Evolution Credit Opportunity Fund II, L.P.
File 021-418864
$24,352 (est.)$0 (est.)$0 (est.)
The General Partner and the Special Limited Partner are each entitled to carried interest and the Management Company or its designated affiliate is entitled to a management fee, each as more fully set forth in the organizational documents of the Issuers.
Atlantic-Pacific Capital, Inc. BrokerCheck CRD 38356 ↗EDGAR ↗
Dec 20, 2022 D
ECP Credit Strategies - A Onshore Holdings, LLC
File 021-468054
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2022 D
ECP Credit Strategies - A Offshore Holdings, L.P.
File 021-468057
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2022 D
Evolution Credit Partners Finance I-A, L.P. - Pool III
File 021-428462
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2022 D
Evolution Credit Partners Finance I-B, L.P. - Pool III
File 021-428463
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2022 D
Evolution Credit Partners Finance I-D, L.P. - Pool III
File 021-428466
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2022 D
Evolution Credit Partners Finance I-E, L.P. - Pool III
File 021-428472
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2022 D
Evolution Credit Partners Finance I-F(M), L.P. - Pool III
File 021-428473
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2020 D
Evolution Credit Partners Finance I-F(M), L.P. - Pool II
File 021-384824
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2020 D
Evolution Credit Partners Finance I-J, L.P. - Pool II
File 021-384837
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2020 D
Evolution Credit Partners Finance I-B, L.P. - Pool II
File 021-379099
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2020 D
Evolution Credit Partners Finance I-E, L.P. - Pool II
File 021-378993
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2020 D
Evolution Credit Partners Finance I-D, L.P. - Pool II
File 021-378995
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2020 D
Evolution Credit Partners Finance I-C, L.P. - Pool II
File 021-378996
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2020 D/A
Evolution Credit Partners I (Cayman), L.P.
File 021-309044
$0$0$0 (est.)
The investment manager will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Dec 30, 2019 D
Evolution Credit Partners Finance I-D, L.P. - Pool I
File 021-356721
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2019 D
Evolution Credit Partners Finance I-E, L.P. - Pool I
File 021-356156
$0$0$0None listed on this filingEDGAR ↗
Oct 21, 2019 D
Evolution Credit Partners Finance I-C, L.P. - Pool I
File 021-351540
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2019 D
Evolution Credit Partners Finance I-B, L.P. - Pool I
File 021-350804
$0$0$0None listed on this filingEDGAR ↗
Sep 25, 2019 D
Evolution Credit Partners Finance I-A, L.P. - Pool I
File 021-349654
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2019 D/A
Evolution Credit Partners I, L.P.
File 021-309042
$0 (est.)$0 (est.)$0 (est.)
The investment manager will receive a fee for management services based on a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Kelson Capital, LLC BrokerCheck CRD 149477 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 25

Every issuer that named Joe Lu on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Trade Finance Master, L.P.

Boston, MA · Jun 30, 2025 → Jul 1, 2026 · 2 filings
  • Jul 1, 2026 · D/A · $63,321,600 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $63.3M from 12 investors as of the latest filing. Joe is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Trade Finance Offshore, L.P.

Boston, MA · Jun 30, 2025 → Jul 1, 2026 · 2 filings
  • Jul 1, 2026 · D/A · $17,680,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $17.7M from 2 investors as of the latest filing. Joe is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Trade Finance, L.P.

Boston, MA · Dec 15, 2021 → Jul 1, 2026 · 5 filings
  • Jul 1, 2026 · D/A · $168,441,600 sold of Indefinite · 84 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jun 30, 2025 · D/A · $122,800,000 sold of $122,800,000 · 74 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Dec 30, 2022 · D/A · $86,800,000 sold of $86,800,000 · 72 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jan 13, 2022 · D/A · $53,700,000 sold of $53,700,000 · 63 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Dec 15, 2021 · D · $20,650,000 sold of $20,650,000 · 44 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $168.4M from 84 investors as of the latest filing. Joe is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Opportunity Fund III LP

Boston, MA · Jan 14, 2025 → Jan 14, 2026 · 2 filings
  • Jan 14, 2026 · D/A · $782,000,000 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 14, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $782M from 30 investors as of the latest filing. Joe is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Opportunity Fund II, L.P.

Boston, MA · Oct 28, 2021 → Feb 10, 2023 · 2 filings
  • Feb 10, 2023 · D/A · $635,285,000 sold of $635,285,000 · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 28, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $635.3M from 21 investors (100% of the $635.3M target) as of the latest filing. Joe is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

ECP Credit Strategies - A Offshore Holdings, L.P.

Boston, MA · Dec 20, 2022
  • Dec 20, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

ECP Credit Strategies - A Onshore Holdings, LLC

Boston, MA · Dec 20, 2022
  • Dec 20, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-F(M), L.P. - Pool III

Boston, MA · Jan 7, 2022
  • Jan 7, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-E, L.P. - Pool III

Boston, MA · Jan 7, 2022
  • Jan 7, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-D, L.P. - Pool III

Boston, MA · Jan 7, 2022
  • Jan 7, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-B, L.P. - Pool III

Boston, MA · Jan 7, 2022
  • Jan 7, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-A, L.P. - Pool III

Boston, MA · Jan 7, 2022
  • Jan 7, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-J, L.P. - Pool II

Boston, MA · Dec 30, 2020
  • Dec 30, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-F(M), L.P. - Pool II

Boston, MA · Dec 30, 2020
  • Dec 30, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-B, L.P. - Pool II

Boston, MA · Oct 28, 2020
  • Oct 28, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-C, L.P. - Pool II

Boston, MA · Oct 27, 2020
  • Oct 27, 2020 · D · $200,000,000 sold of $200,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $200M from 2 investors (100% of the $200M target) as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-D, L.P. - Pool II

Boston, MA · Oct 27, 2020
  • Oct 27, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-E, L.P. - Pool II

Boston, MA · Oct 27, 2020
  • Oct 27, 2020 · D · $64,000,000 sold of $64,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $64M from 1 investor (100% of the $64M target) as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners I (Cayman), L.P.

Boston, MA · Mar 30, 2018 → Mar 30, 2020 · 3 filings
  • Mar 30, 2020 · D/A · $357,500,000 sold of $1,500,000,000 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 29, 2019 · D/A · $329,000,000 sold of $1,500,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 30, 2018 · D · $0 sold of $1,500,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $357.5M from 5 investors (24% of the $1.5B target) as of the latest filing. Joe is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-D, L.P. - Pool I

Boston, MA · Dec 30, 2019
  • Dec 30, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-E, L.P. - Pool I

Boston, MA · Dec 20, 2019
  • Dec 20, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-C, L.P. - Pool I

Boston, MA · Oct 21, 2019
  • Oct 21, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-B, L.P. - Pool I

Boston, MA · Oct 10, 2019
  • Oct 10, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners Finance I-A, L.P. - Pool I

Boston, MA · Sep 25, 2019
  • Sep 25, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Evolution

Evolution Credit Partners I, L.P.

Boston, MA · Mar 30, 2018 → Sep 16, 2019 · 3 filings
  • Sep 16, 2019 · D/A · $329,000,000 sold of $1,500,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 29, 2019 · D/A · $329,000,000 sold of $1,500,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 30, 2018 · D · $0 sold of $1,500,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $329M from 1 investor (22% of the $1.5B target) as of the latest filing. Joe is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Joe 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EC
Management entity

Evolution Credit Partners Management, LLC

Director, Executive Officer · 33 shared filings (23 issuers)

Evolution Credit Partners Management, LLC is on 23 issuers in total — a repeat sponsor. Their page lists every one.

EC
Management entity

ECP Credit Strategies - A, LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as Joe Lu. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rene J. Canezin

Executive Officer · 37 shared filings (25 issuers) · also on 1 other issuer

Rene J. Canezin is on 26 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa B. Schwarzberg

Executive Officer · 37 shared filings (25 issuers) · also on 1 other issuer

Lisa B. Schwarzberg is on 26 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael P. Guarnieri

Executive Officer · 37 shared filings (25 issuers) · also on 1 other issuer

Michael P. Guarnieri is on 26 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian D. Harpish

Executive Officer · 27 shared filings (22 issuers)

Brian D. Harpish is on 22 issuers in total — a repeat sponsor. Their page lists every one.

YK
No photo found yet (own website and image search run after this page is viewed)
Person

Yee (Ed) Kung

Promoter · 9 shared filings (7 issuers)

Yee (Ed) Kung is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jay McGrath

Executive Officer · 6 shared filings (3 issuers) · also on 3 other issuers

Jay McGrath is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Russell

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Joe Lu. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Parrinelli

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Joe Lu. Their page shows their other deals.

The team behind the deals

E
Sponsor group

Evolution

26 issuers · 38 filings · $2.62B reported sold · 2018–2026

One team, 26 deal companies. Joe Lu is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joe Lu.

Same business address

17 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 23 of the 25 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Evolution Credit Partners Trade Finance, L.P., Evolution Credit Partners Trade Finance Offshore, L.P., Evolution Credit Partners Trade Finance Master, L.P., ECP Credit Strategies - A Offshore Holdings, L.P., ECP Credit Strategies - A Onshore Holdings, LLC, Evolution Credit Partners Finance I-F(M), L.P. - Pool III, Evolution Credit Partners Finance I-E, L.P. - Pool III, Evolution Credit Partners Finance I-D, L.P. - Pool III, Evolution Credit Partners Finance I-B, L.P. - Pool III, Evolution Credit Partners Finance I-A, L.P. - Pool III, Evolution Credit Partners Finance I-J, L.P. - Pool II, Evolution Credit Partners Finance I-F(M), L.P. - Pool II, Evolution Credit Partners Finance I-B, L.P. - Pool II, Evolution Credit Partners Finance I-C, L.P. - Pool II, Evolution Credit Partners Finance I-D, L.P. - Pool II, Evolution Credit Partners Finance I-E, L.P. - Pool II, Evolution Credit Partners I (Cayman), L.P., Evolution Credit Partners Finance I-D, L.P. - Pool I, Evolution Credit Partners Finance I-E, L.P. - Pool I, Evolution Credit Partners Finance I-C, L.P. - Pool I, Evolution Credit Partners Finance I-B, L.P. - Pool I, Evolution Credit Partners Finance I-A, L.P. - Pool I, Evolution Credit Partners I, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joe Lu by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 25 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joe Lu is listed on: none on file. No website or social profile named in Evolution Credit Partners Finance I-C, L.P. - Pool II's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #206,616 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Joe Lu appears on a new Form D, or when a court case or SEC action is matched to them. See plans →