Joe Gildea is listed as an executive officer on 4 SEC Form D filings by 1 issuer between Apr 2010 and May 2013: Interactions Corp (Franklin, MA — other technology — 2010–2013; $40M reported sold to 18 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Michael Iacobucci (4 shared filings), Richard Fox (4 shared filings), Robert Davoli (4 shared filings), Shamez Kanji (4 shared filings), Jack Freker (3 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joe. Each name links to their own page.
The issuer belongs to the sponsor group Interactions (2 issuers, $103.6M reported sold, 2010–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Interactions has 2 companies on file and $103.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Joe Gildea and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.