PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:10 AM ET

Sponsor Check › Person

JC

Joe Cunningham

Named as an officer, director or promoter on SEC Form D filings · TX · Apr 2, 2009 → Oct 17, 2022

12deals (issuers)
$486.5Mreported sold
122investors
17Form D filings
2009–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:01 AM ET · SEC enforcement last checked: not yet

The short version

Joe Cunningham is listed as a director and promoter on 17 SEC Form D filings by 12 issuers between Apr 2009 and May 2025. Largest by amount reported sold: Sante Health Ventures V, LP (Austin, TX — pooled investment fund — 2024–2025; $258.4M reported sold to 63 investors), Sante Health Ventures II, LP (Austin, TX — pooled investment fund — 2011–2014; $139M reported sold to 17 investors), Millipede, Inc. (Santa Rosa, CA — other health care — 2018; $43.2M reported sold to 7 investors), SHV Opportunities A, LLC (Austin, TX — pooled investment fund — 2024; $15.4M reported sold to 3 investors), Remedy Applications Inc. (Austin, TX — other technology — 2019–2020; $10M reported sold to 1 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as director and promoter, over about 16 years. Across those companies the filings report $486.5M sold in total.

Listed alongside Kevin Lalande (12 shared filings), Douglas D. French (10 shared filings), SHV Management Services II, LLC (3 shared filings, management entity), James Eadie (2 shared filings), Jeremy Gabrysch (2 shared filings) and 25 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joe. Each name links to their own page.

The issuers belong to 3 sponsor groups: Beta Cat Pharmaceuticals (2 issuers, $2.88M reported sold, 2011–2018), Molecular Templates (2 issuers, $27M reported sold, 2009–2023) and Remedy Applications (2 issuers, $11.8M reported sold, 2017–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 22 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases (search queued; results are added automatically).

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 3:01 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched — search queued

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

SEC search queued. Results are added automatically.

3. Bankruptcies

22 cases: 3 open, 19 closed (disposition not in docket feed)

Joe Cunningham open
United States Bankruptcy Court, N.D. Mississippi · No. 25-11124 · Filed Apr 8, 2025
Role of Joe Cunningham: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)
Joe Cunningham open
United States Bankruptcy Court, N.D. California · No. 22-51120 · Filed Dec 12, 2022
Role of Joe Cunningham: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Joe T. Cunningham open
United States Bankruptcy Court, N.D. Mississippi · No. 19-12849 · Filed Jul 18, 2019
Role of Joe T. Cunningham: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)
Juanita F Cunningham and Joe E Cunningham closed
United States Bankruptcy Court, M.D. Florida · No. 3:17-bk-02719 · Filed Jul 26, 2017 · Closed Sep 25, 2018
Role of Joe E Cunningham: Debtor · Outcome: Case closed 2018-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Joe Cunningham and Martha Cunningham closed
United States Bankruptcy Court, N.D. Mississippi · No. 13-13275 · Filed Aug 8, 2013 · Closed Sep 4, 2018
Role of Joe Cunningham and Martha Cunningham: Debtor · Outcome: Case closed 2018-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)
Joe D Cunningham closed
United States Bankruptcy Court, E.D. Oklahoma · No. 10-80052 · Filed Jan 20, 2010 · Closed May 4, 2010
Role of Joe D Cunningham: Debtor · Outcome: Case closed 2010-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
Joe Cunningham and Susana Cunningham closed
United States Bankruptcy Court, N.D. California · No. 07-52358 · Filed Aug 3, 2007 · Closed Jul 15, 2013
Role of Joe Cunningham and Susana Cunningham: Debtor · Outcome: Case closed 2013-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Joe W. Cunningham and Betty Jean Cunningham closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:04-bk-15988 · Filed May 20, 2004 · Closed Mar 30, 2007
Role of Joe W. Cunningham and Betty Jean Cunningham: Debtor · Outcome: Case closed 2007-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Joe E. Cunningham and Joyce A. Cunningham closed
United States Bankruptcy Court, M.D. Florida · No. 3:04-bk-02011 · Filed Mar 1, 2004 · Closed Sep 20, 2004
Role of Joe E. Cunningham and Joyce A. Cunningham: Debtor · Outcome: Case closed 2004-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Joe B. Cunningham and Ummugulsam Cunningham closed
United States Bankruptcy Court, D. New Mexico · No. 04-10597 · Filed Jan 29, 2004 · Closed May 24, 2004
Role of Joe B. Cunningham and Ummugulsam Cunningham: Debtor · Outcome: Case closed 2004-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in NM (not a filing state)
Joe L. Cunningham closed
United States Bankruptcy Court, E.D. California · No. 03-94187 · Filed Oct 21, 2003 · Closed Mar 15, 2004
Role of Joe L. Cunningham: Debtor · Outcome: Case closed 2004-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Joe Cunningham closed
United States Bankruptcy Court, M.D. Alabama · No. 03-10836 · Filed Apr 14, 2003 · Closed Jun 29, 2007
Role of Joe Cunningham: Debtor · Outcome: Case closed 2007-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
Joe Cunningham closed
United States Bankruptcy Court, W.D. Tennessee · No. 00-32157 · Filed Sep 29, 2000 · Closed Dec 20, 2000
Role of Joe Cunningham: Debtor · Outcome: Case closed 2000-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Joe Cunningham closed
United States Bankruptcy Court, W.D. Tennessee · No. 00-27557 · Filed Jun 27, 2000 · Closed Sep 1, 2000
Role of Joe Cunningham: Debtor · Outcome: Case closed 2000-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Joe W. Cunningham and Betty Cunningham closed
United States Bankruptcy Court, W.D. Arkansas · No. 3:98-bk-13408 · Filed Aug 31, 1998 · Closed Jan 13, 1999
Role of Joe W. Cunningham and Betty Cunningham: Debtor · Outcome: Case closed 1999-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Joe Cunningham closed
United States Bankruptcy Court, W.D. Tennessee · No. 98-23792 · Filed Mar 18, 1998 · Closed Nov 20, 1998
Role of Joe Cunningham: Debtor · Outcome: Case closed 1998-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Joe Cunningham closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-36140 · Filed Nov 5, 1997 · Closed Mar 2, 1998
Role of Joe Cunningham: Debtor · Outcome: Case closed 1998-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Joe Cunningham closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-31724 · Filed Aug 13, 1997 · Closed Oct 31, 1997
Role of Joe Cunningham: Debtor · Outcome: Case closed 1997-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Joe W. Cunningham and Betty A. Cunningham closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:96-bk-14197 · Filed Aug 19, 1996 · Closed Jun 12, 2001
Role of Joe W. Cunningham and Betty A. Cunningham: Debtor · Outcome: Case closed 2001-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
JOE CUNNINGHAM closed
United States Bankruptcy Court, E.D. Washington · No. 93-00376 · Filed Feb 17, 1993 · Closed Jun 7, 1993
Role of JOE CUNNINGHAM: Debtor · Outcome: Case closed 1993-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
JOE N. CUNNINGHAM closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:90-bk-05443 · Filed Jun 25, 1990 · Closed Nov 16, 1990
Role of JOE N. CUNNINGHAM: Debtor · Outcome: Case closed 1990-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Joe Cunningham and Carol Cunningham closed
United States Bankruptcy Court, N.D. Illinois · No. 89-14222 · Filed Aug 28, 1989 · Closed Mar 15, 1990
Role of Joe Cunningham and Carol Cunningham: Debtor · Outcome: Case closed 1990-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 28 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:01 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

0 of 13 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 14, 2025 D/A
Sante Health Ventures V, LP
File 021-508800
$0$0$0
The General Partner (or an affiliate thereof) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Dec 23, 2024 D
SHV Opportunities A, LLC
File 021-533091
$0$0$0
The Manager (or an affiliate thereof) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Oct 17, 2022 D
Clairity, Inc.
File 021-461907
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2021 D
Sante Health Ventures IV, LP
File 021-394149
$0$0$0
The General Partner (or an affiliate thereof) is entitled to a management fee payable by the Issuers.
Far Hills Group, LLC BrokerCheck CRD 32243 ↗EDGAR ↗
Feb 10, 2021 D
Clairity, Inc.
File 021-389048
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2020 D/A
Remedy Applications Inc.
File 021-342832
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2020 D
BIOSTABLE SCIENCE & ENGINEERING INC
File 021-362229
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2018 D
Beta Cat Pharmaceuticals, Inc.
File 021-315497
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2018 D
Sante Health Ventures III, LP
File 021-306577
$0$0$0
The Issuer's general partner is entitled to a management fee.
None listed on this filingEDGAR ↗
Feb 8, 2018 D
Millipede, Inc.
File 021-305231
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2015 D
Sante Health Ventures I Annex Fund, LP
File 021-238924
$0$0$0
The Issuer's General Partner is entitled to the payment of a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Apr 11, 2014 D/A
Sante Health Ventures II, LP
File 021-156686
$0$0$0
The Issuer's general partner (or its designee) is entitled to the payment of a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Apr 2, 2009 D
Molecular Templates, Inc.
File 021-129598
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Joe Cunningham on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SH
Pooled Investment Fund

Sante Health Ventures V, LP

Austin, TX · Mar 27, 2024 → May 14, 2025 · 2 filings
  • May 14, 2025 · D/A · $258,400,000 sold of $300,000,000 · 63 investors · min. No minimum reported · role: Director (Managing Member of General Partner of General Partner of Issuer) EDGAR ↗
  • Mar 27, 2024 · D · $0 sold of $300,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of General Partner of General Partner of Issuer) EDGAR ↗

Raised $258.4M from 63 investors (86% of the $300M target) as of the latest filing. Joe is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund

SHV Opportunities A, LLC

Austin, TX · Dec 23, 2024
  • Dec 23, 2024 · D · $15,450,000 sold of $15,450,000 · 3 investors · min. No minimum reported · role: Director (Managing Member of the Manager of the Issuer) EDGAR ↗

Raised $15.4M from 3 investors (100% of the $15.4M target) as of the latest filing. Joe is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other Health Care

Clairity, Inc.

Austin, TX · Feb 10, 2021 → Oct 17, 2022 · 2 filings
  • Oct 17, 2022 · D · $6,666,685 sold of $29,999,979 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 10, 2021 · D · $3,799,996 sold of $8,950,619 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.67M from 3 investors (22% of the $30M target) as of the latest filing. Joe is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund

Sante Health Ventures IV, LP

Austin, TX · Mar 31, 2021
  • Mar 31, 2021 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the General Partner of Issuers) EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RA
Other Technology · group: Remedy Applications

Remedy Applications Inc.

Austin, TX · Jun 26, 2019 → Jul 9, 2020 · 2 filings
  • Jul 9, 2020 · D/A · $9,999,998 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 26, 2019 · D · $5,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 1 investor (100% of the $10M target) as of the latest filing. Joe is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Other Technology

BIOSTABLE SCIENCE & ENGINEERING INC

Austin, TX · Mar 9, 2020
  • Mar 9, 2020 · D · $4,168,998 sold of $4,168,998 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.17M from 9 investors (100% of the $4.17M target) as of the latest filing. Joe is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pharmaceuticals · group: Beta Cat Pharmaceuticals

Beta Cat Pharmaceuticals, Inc.

Houston, TX · Jun 27, 2018
  • Jun 27, 2018 · D · $2,600,000 sold of $6,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.6M from 17 investors (43% of the $6M target) as of the latest filing. Joe is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund

Sante Health Ventures III, LP

Austin, TX · Feb 27, 2018
  • Feb 27, 2018 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Promoter (Managing Member of General Partner of General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

M
Other Health Care

Millipede, Inc.

Santa Rosa, CA · Feb 8, 2018
  • Feb 8, 2018 · D · $43,176,121 sold of $43,176,121 · 1 investors · min. $1 · role: Director EDGAR ↗

Raised $43.2M from 7 investors (100% of the $43.2M target) as of the latest filing. Joe is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund

Sante Health Ventures I Annex Fund, LP

Austin, TX · Apr 30, 2015
  • Apr 30, 2015 · D · $0 sold of $15,000,000 · 0 investors · min. No minimum reported · role: Promoter (A Managing Member of the General Partner of General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joe is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund

Sante Health Ventures II, LP

Austin, TX · Mar 15, 2011 → Apr 11, 2014 · 3 filings
  • Apr 11, 2014 · D/A · $139,002,625 sold of $139,002,625 · 17 investors · min. No minimum reported · role: Promoter (Managing Member of General Partner of General Partner of Issuer) EDGAR ↗
  • Sep 13, 2011 · D/A · $133,885,564 sold of $150,000,000 · 15 investors · min. No minimum reported · role: Promoter (Managing Member of General Partner of General Partner of Issuer) EDGAR ↗
  • Mar 15, 2011 · D · $91,601,049 sold of Indefinite · 13 investors · min. No minimum reported · role: Promoter (Managing Member of General Partner of General Partner of Issuer) EDGAR ↗

Raised $139M from 17 investors (100% of the $139M target) as of the latest filing. Joe is listed as promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MT
Biotechnology · group: Molecular Templates

Molecular Templates, Inc.

Georgetown, TX · Apr 2, 2009
  • Apr 2, 2009 · D · $1,000,000 sold of $2,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7M from 2 investors (100% of the $2.5M target) as of the latest filing. Joe is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Joe C. Cunningham — TX, 1 issuer, Jun 12, 2025 → Jun 12, 2025 · no shared issuer

People around Joe 30

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SM
Management entity

SHV Management Services II, LLC

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

SM
Management entity

SHV Management Services V, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

SA
Management entity

SHV Annex Services, LP

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

SM
Management entity

SHV Management Services, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

SM
Management entity

SHV Management Services III, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

SM
Management entity

SHV Management Services IV, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

S
Management entity

SHVMS, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

KL
Person

Kevin Lalande

Director, Promoter, Executive Officer · 12 shared filings (8 issuers) · also on 8 other issuers

Kevin Lalande is on 16 issuers in total — a repeat sponsor. Their page lists every one.

DF
Person

Douglas D. French

Promoter, Director · 10 shared filings (6 issuers) · also on 4 other issuers

Douglas D. French is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JE
Person

James Eadie

Director · 2 shared filings (2 issuers) · also on 4 other issuers

James Eadie is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JG
Person

Jeremy Gabrysch

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

SH
Person

Stephen J. Howard

Director · 1 shared filing (1 issuer) · also on 60 other issuers

Stephen J. Howard is on 61 issuers in total — a repeat sponsor. Their page lists every one.

KC
Person

Kenneth Carter

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Kenneth Carter is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EP
Person

Eric E. Poma

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

LW
Person

Larry Witte

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

JN
Person

Jonathan P. Northrup

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Jonathan P. Northrup is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RL
Person

Randy Lashinski

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

SW
Person

Stefan Widensohler

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

SB
Person

Steven F. Bolling

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

RA
Person

Rahul Aras

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

UB
Person

Uma Bhatt

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

JW
Person

John Wheeler

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

DA
Person

David Adair

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

DS
Person

David Strong

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

EJ
Person

Eadie IV James

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

GA
Person

Gabriella Antici

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

PR
Person

Phillippe Raffy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

CR
Person

Caroline Ivers Reeuwijk

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

BW
Person

Brandon Weaver

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

DF
Person

Douglas Friesen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joe Cunningham. Their page shows their other deals.

The team behind the deals

BC
Sponsor group

Beta Cat Pharmaceuticals

2 issuers · 5 filings · $2.88M reported sold · 2011–2018

One team, 2 deal companies. Joe Cunningham is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joe Cunningham.

MT
Sponsor group

Molecular Templates

2 issuers · 9 filings · $27M reported sold · 2009–2023

One team, 2 deal companies. Joe Cunningham is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joe Cunningham.

RA
Sponsor group

Remedy Applications

2 issuers · 3 filings · $11.8M reported sold · 2017–2020

One team, 2 deal companies. Joe Cunningham is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joe Cunningham.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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