Jocelyn Hunter is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Mar 2018 and May 2018: Pneuma Respiratory, Inc. (Boone, NC — pharmaceuticals — 2018; $8.11M reported sold to 68 investors).
What this means One deal on file with the SEC, filed May 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside C. Eric Hunter (2 shared filings), Douglas E. Stoner (2 shared filings), Jay Phillip Morgan (2 shared filings) and Walter E. Robb (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jocelyn. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Jocelyn Hunter and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.