Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY · Feb 13, 2018 → Sep 23, 2020
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Joanne Xu is listed as an executive officer on 21 SEC Form D filings by 18 issuers between Feb 2018 and Sep 2020. Largest by amount reported sold: West Street Strategic Solutions Fund I, L.P. (New York, NY — pooled investment fund — 2020; $4.56B reported sold to 1,518 investors), Broad Street Senior Credit Partners II, L.P. (New York, NY — pooled investment fund — 2018–2019; $1.07B reported sold to 910 investors), West Street Co-Investment Partners (C), L.P. (New York, NY — pooled investment fund — 2020; $500M reported sold to 1 investors), West Street Strategic Solutions Fund I-(C), L.P. (New York, NY — pooled investment fund — 2020; $500M reported sold to 1 investors), West Street Strategic Solutions Offshore Fund I, L.P. (New York, NY — pooled investment fund — 2020; $67.9M reported sold to 19 investors) and 13 more (all listed below).
What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $6.76B sold in total.
Listed alongside Adrian M. Jones (21 shared filings), Allison Beller (21 shared filings), Andrew Rhee (21 shared filings), Anthony Arnold (21 shared filings), Bradley J. Gross (21 shared filings) and 148 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joanne. Each name links to their own page.
The issuers belong to 2 sponsor groups: Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026) and West Street (87 issuers, $36.61B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 21 public filings for Joanne Xu and found 4 differences: Bankruptcy case: Cedric Lucas; Bankruptcy case: U S Lumber & Supply Corp v. Hintze; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Joanne Xu has not run yet — it is joining a line of 33,820 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joanne Xu..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
4 differences found between the filings for Joanne Xu (compared 21 filings on Oct 24, 2026)
United States Bankruptcy Court, S.D. New York docket "Cedric Lucas" filed Aug 17, 2012, closed Apr 11, 2016. Cedric Lucas (listed on the same filings) is listed as Debtor ("Cedric Lucas"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, E.D. New York docket "U S Lumber & Supply Corp v. Hintze" filed Mar 22, 2001, closed Apr 22, 2002. Martin A. Hintze (listed on the same filings) is listed as Defendant ("Hintze"). Our match estimate: 68%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, N.D. New York docket "Thym-Ann Inc" filed Oct 28, 1991, closed Nov 30, 1993. Oliver Thym (listed on the same filings) is listed as Debtor ("Thym-Ann Inc"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
No amendment in the last 12 months on an offering that may still be open — West Street Strategic Solutions Fund I-(C), L.P. (latest filing Sep 23, 2020) · No amendment in the last 12 months on an offering that may still be open — West Street Co-Investment Partners (C), L.P. (latest filing Sep 23, 2020) · No amendment in the last 12 months on an offering that may still be open — West Street Strategic Solutions Offshore Fund I, L.P. (latest filing Jul 24, 2020) · No amendment in the last 12 months on an offering that may still be open — West Street Strategic Solutions Offshore Feeder Fund I, LLC (latest filing Jul 24, 2020) · No amendment in the last 12 months on an offering that may still be open — West Street Strategic Solutions Fund I, L.P. (latest filing Jul 24, 2020) · and 1 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 18 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Sep 23, 2020 D West Street Co-Investment Partners (C), L.P. File 021-376103 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 23, 2020 D West Street Strategic Solutions Fund I-(C), L.P. File 021-376104 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 24, 2020 D West Street Strategic Solutions Fund I, L.P. File 021-371767 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 24, 2020 D West Street Strategic Solutions Offshore Feeder Fund I, LLC File 021-371769 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 24, 2020 D West Street Strategic Solutions Offshore Fund I, L.P. File 021-371773 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 2, 2020 D Riverstone Investments Employee, L.P. File 021-364223 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 10, 2020 D/A StoneBridge 2020, L.P. File 021-359919 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 10, 2020 D/A StoneBridge 2020 Offshore, L.P. File 021-359920 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 5, 2019 D/A Broad Street Senior Credit Partners II, L.P. File 021-327584 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Feb 4, 2019 D StoneBridge 2019, L.P. File 021-332099 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Feb 4, 2019 D StoneBridge 2019 Offshore, L.P. File 021-332100 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Feb 4, 2019 D Broad Street Senior Credit Partners II Employee Fund, L.P. File 021-332101 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 19, 2018 D China-U.S. Industrial Cooperation MBD Offshore Fund, L.P. File 021-314883 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 19, 2018 D China-U.S. Industrial Cooperation MBD Fund, L.P. File 021-314884 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 19, 2018 D China-U.S. Industrial Cooperation Employee Offshore Fund, L.P. File 021-314885 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 19, 2018 D China-U.S. Industrial Cooperation Employee Fund, L.P. File 021-314886 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Feb 13, 2018 D StoneBridge 2018, L.P. File 021-305547 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Feb 13, 2018 D StoneBridge 2018 Offshore, L.P. File 021-305548 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Joanne Xu on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $500M from 1 investor as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $500M from 1 investor as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $67.9M from 19 investors as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $63.6M from 40 investors as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $4.56B from 1,518 investors as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.07B from 910 investors as of the latest filing. Joanne is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Joanne is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
David Thomas is on 151 issuers in total — a repeat sponsor. Their page lists every one.
Nicole Agnew is on 105 issuers in total — a repeat sponsor. Their page lists every one.
David J. Campbell is on 97 issuers in total — a repeat sponsor. Their page lists every one.
Laurie E. Schmidt is on 176 issuers in total — a repeat sponsor. Their page lists every one.
Richard A. Friedman is on 181 issuers in total — a repeat sponsor. Their page lists every one.
Thomas G. Connolly is on 101 issuers in total — a repeat sponsor. Their page lists every one.
Adrian M. Jones is on 113 issuers in total — a repeat sponsor. Their page lists every one.
Joseph P. DiSabato is on 103 issuers in total — a repeat sponsor. Their page lists every one.
Stephanie Hui is on 100 issuers in total — a repeat sponsor. Their page lists every one.
Bradley J. Gross is on 106 issuers in total — a repeat sponsor. Their page lists every one.
Michael E. Koester is on 109 issuers in total — a repeat sponsor. Their page lists every one.
Christopher A. Crampton is on 102 issuers in total — a repeat sponsor. Their page lists every one.
James H. Reynolds is on 102 issuers in total — a repeat sponsor. Their page lists every one.
Andrew Rhee is on 27 issuers in total — a repeat sponsor. Their page lists every one.
Peter Vermette is on 105 issuers in total — a repeat sponsor. Their page lists every one.
Matthias Hieber is on 96 issuers in total — a repeat sponsor. Their page lists every one.
Scott Lebovitz is on 98 issuers in total — a repeat sponsor. Their page lists every one.
Jonathan Hunt is on 100 issuers in total — a repeat sponsor. Their page lists every one.
David Castelblanco is on 100 issuers in total — a repeat sponsor. Their page lists every one.
Clayton Wilmer is on 151 issuers in total — a repeat sponsor. Their page lists every one.
Allison Beller is on 66 issuers in total — a repeat sponsor. Their page lists every one.
Anthony Arnold is on 86 issuers in total — a repeat sponsor. Their page lists every one.
Mike Ebeling is on 79 issuers in total — a repeat sponsor. Their page lists every one.
Michael Bruun is on 78 issuers in total — a repeat sponsor. Their page lists every one.
Maximilliano Ramirez-Espain is on 78 issuers in total — a repeat sponsor. Their page lists every one.
Scott Kilpatrick is on 140 issuers in total — a repeat sponsor. Their page lists every one.
Kirsten Anthony is on 81 issuers in total — a repeat sponsor. Their page lists every one.
Mark Wetzel is on 53 issuers in total — a repeat sponsor. Their page lists every one.
William Y. Eng is on 134 issuers in total — a repeat sponsor. Their page lists every one.
Tim Campbell is on 62 issuers in total — a repeat sponsor. Their page lists every one.
Harsh Nanda is on 67 issuers in total — a repeat sponsor. Their page lists every one.
Michael Hui is on 63 issuers in total — a repeat sponsor. Their page lists every one.
Jay Hyun Lee is on 63 issuers in total — a repeat sponsor. Their page lists every one.
Cristiano Camargo is on 43 issuers in total — a repeat sponsor. Their page lists every one.
Lavanya Ashok is on 43 issuers in total — a repeat sponsor. Their page lists every one.
Michele Titi-Cappelli is on 90 issuers in total — a repeat sponsor. Their page lists every one.
Charles H. Gailliot is on 96 issuers in total — a repeat sponsor. Their page lists every one.
Susan Hodgkinson is on 80 issuers in total — a repeat sponsor. Their page lists every one.
Philippe L. Camu is on 101 issuers in total — a repeat sponsor. Their page lists every one.
One team, 463 deal companies. Joanne Xu is listed on 17 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joanne Xu.
One team, 87 deal companies. Joanne Xu is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joanne Xu.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 18 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Joanne Xu by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Joanne Xu is listed on: none on file. No website or social profile named in West Street Strategic Solutions Fund I, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #211,745 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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