Sponsor Check › Person
Related person on Form D filings · address state as listed: ND · listed Dec 29, 2011 → Jan 3, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
9 of 17 offerings report sales commissions totalling $5,793,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jan 3, 2025 D File 021-534155 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 14, 2022 D File 021-464702 | $0 (est.) | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 22, 2020 D File 021-376018 | $93,000 (est.) | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 24, 2019 D File 021-351784 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 24, 2019 D File 021-344995 | $800,000 (est.) | $0 | $0 | Gardner Financial Services, Inc. BrokerCheck CRD 21000 ↗ |
| EDGAR ↗ | Feb 1, 2019 D File 021-331907 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 1, 2019 D File 021-331909 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 22, 2018 D File 021-312939 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 18, 2017 D File 021-301024 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 24, 2017 D File 021-297302 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 26, 2016 D File 021-267737 | $1,200,000 (est.) | $0 | $0 | John Carlson BrokerCheck CRD 3098410 ↗ via Capital Financial Services, Inc. (CRD 8408 ↗) Wendy Waalen BrokerCheck CRD 4178870 ↗ via Gardner Financial (CRD 21000 ↗) Duane Talge BrokerCheck CRD 3199921 ↗ via Gardner Financial (CRD 21000 ↗) |
| EDGAR ↗ | Aug 20, 2015 D File 021-246190 | $1,200,000 (est.) | $0 | $0 | John Carlson BrokerCheck CRD 3098410 ↗ via Capital Financial Services, Inc. (CRD 8408 ↗) Wendy Waalen BrokerCheck CRD 4178870 ↗ via Gardner Financial (CRD 21000 ↗) Duane Talge BrokerCheck CRD 3199921 ↗ via Gardner Financial (CRD 21000 ↗) |
| EDGAR ↗ | Jul 30, 2015 D File 021-244717 | $600,000 (est.) | $0 | $0 | John Carlson BrokerCheck CRD 3098410 ↗ via Capital Financial Services, Inc. (CRD 8408 ↗) Wendy Waalen BrokerCheck CRD 4178870 ↗ via Gardner Financial (CRD 21000 ↗) Duane Talge BrokerCheck CRD 3199921 ↗ via Gardner Financial (CRD 21000 ↗) |
| EDGAR ↗ | Sep 8, 2014 D File 021-224233 | $600,000 (est.) | $0 | $0 | John Carlson BrokerCheck CRD 3098410 ↗ via Capital Financial Services, Inc. (CRD 8408 ↗) David Mann BrokerCheck CRD 4744708 ↗ via Gardner Financial (CRD 21000 ↗) |
| EDGAR ↗ | Dec 23, 2013 D File 021-208608 | $600,000 (est.) | $0 | $0 | John Carlson BrokerCheck CRD 3098410 ↗ via Capital Financial Services, Inc. (CRD 8408 ↗) David Mann BrokerCheck CRD 4744708 ↗ via Gardner Financial (CRD 21000 ↗) |
| EDGAR ↗ | Nov 15, 2012 D File 021-187018 | $400,000 (est.) | $0 | $0 | John Carlson BrokerCheck CRD 3098410 ↗ via Capital Financial Services, Inc. (CRD 8408 ↗) Jeremy Carlson BrokerCheck CRD 4465093 ↗ via Gardner Financial (CRD 21000 ↗) David Mann BrokerCheck CRD 4744708 ↗ via Gardner Financial (CRD 21000 ↗) Michael Vipond BrokerCheck CRD 5605527 ↗ via Gardner Financial (CRD 21000 ↗) |
| EDGAR ↗ | Dec 29, 2011 D File 021-170851 | $300,000 (est.) | $0 | $0 | Bill Moran BrokerCheck CRD 2632538 ↗ via Capital Financial Services, Inc. (CRD 8408 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Director Member of Board of Trustees of Issuer's General Partner | Jan 3, 2025 | D | Indefinite similar: $125,000–$125,000 | $575,596 | 1 similar: 124–125 | $10,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA REAL ESTATE INVESTMENT TRUST group: Dakota Roseland Apartments | Executive Officer, Director Secretary and member of Board of Trustees | Nov 14, 2022 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $25,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA REAL ESTATE INVESTMENT TRUST group: Dakota Roseland Apartments | Executive Officer, Director | Sep 22, 2020 | D | $20,000,000 similar: $125,000–$125,000 | $25,000 | 1 similar: 124–125 | $25,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Director Member of Board of Trustees of Issuer's General Partner | Oct 24, 2019 | D | Indefinite similar: $125,000–$125,000 | $1,184,000 | 3 similar: 124–125 | $100,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA REAL ESTATE INVESTMENT TRUST group: Dakota Roseland Apartments | Executive Officer, Director | Jul 24, 2019 | D | $10,000,000 similar: $125,000–$125,000 | $22,000 | 1 similar: 124–125 | $25,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Executive Officer, Director Member of Board of Trustees and Executive Vice President of Issuer's General Partner | Feb 1, 2019 | D | $2,000,000 similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $100,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Executive Officer, Director Member of Board of Trustees and Executive Vice President of Issuer's General Partner | Feb 1, 2019 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Executive Officer, Director Member of Board of Trustees and Executive Vice President of Issuer's General Partner | May 22, 2018 | D | $1,425,000 similar: $125,000–$125,000 | $1,425,000 | 1 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Executive Officer, Director Member of Board of Trustees and Executive Vice President of Issuer's General Partner | Dec 18, 2017 | D | $2,000,000 similar: $125,000–$125,000 | $1,761,372 | 4 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Executive Officer, Director Member of Board of Trustees and Executive Vice President of Issuer's general partner | Oct 24, 2017 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Executive Officer Executive Vice President | Jul 26, 2016 | D | $20,000,000 similar: $125,000–$125,000 | $2,000,000 | 2 similar: 124–125 | $50,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Executive Officer Executive Vice President | Aug 20, 2015 | D | $20,000,000 similar: $125,000–$125,000 | $10,146,906 | 1 similar: 124–125 | $50,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Executive Officer Executive Vice President | Jul 30, 2015 | D | $10,000,000 similar: $125,000–$125,000 | $800,350 | 2 similar: 124–125 | $50,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Executive Officer Executive Vice President | Sep 8, 2014 | D | $10,000,000 similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $10 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Director | Dec 23, 2013 | D | $10,000,000 similar: $125,000–$125,000 | $1,311,821 | 2 similar: 124–125 | $10 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Director | Nov 15, 2012 | D | $5,000,000 similar: $125,000–$125,000 | $1,759,536 | 2 similar: 124–125 | $9 similar: $1,000–$1,000 |
| EDGAR ↗ | DAKOTA UPREIT LP group: Dakota Roseland Apartments | Director | Dec 29, 2011 | D | $5,000,000 similar: $125,000–$125,000 | $1,047,178 | 1 similar: 124–125 | $8 similar: $1,000–$1,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Jim Knutson. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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