Jesse Brady is listed as an executive officer and promoter on 5 SEC Form D filings by 5 issuers between May 2017 and Jun 2023: Vaucluse Partners I-A, L.P. (Concord, MA — pooled investment fund — 2017; $100K reported sold to 1 investors), LifeNotes Statutory Trust - LifeNotes Fund I (Cincinnati, OH — pooled investment fund — 2023), Vaucluse Partners I-D, L.P. (Concord, MA — pooled investment fund — 2017), Vaucluse Partners I-C, L.P. (Concord, MA — pooled investment fund — 2017) and Vaucluse Partners I-B, L.P. (Concord, MA — pooled investment fund — 2017).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and promoter, over about 6 years. Across those companies the filings report $100K sold in total.
Listed alongside Peter Rothschild (4 shared filings), Vaucluse GP, (4 shared filings, management entity), Vaucluse Management, (4 shared filings, management entity), James Rogers (1 shared filing), James Van Arsdale (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jesse. Each name links to their own page.
4 of the issuers belong to the sponsor group Vaucluse (4 issuers, $100K reported sold, 2017).
What this means A sponsor group is one team that sets up a new company for each deal. Vaucluse has 4 companies on file and $100K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Jesse Brady and found 4 differences, 2 worth asking the sponsor about: Bankruptcy case: JESSE G. BRADY; Bankruptcy case: Robert Brady and Jesse Brady; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.