Jerrold Glick is listed as a director on 2 SEC Form D filings by 1 issuer between Jan 2011 and Dec 2011: Pathology Holdings, Inc. (Torrance, CA — other health care — 2011; $24.9M reported sold to 19 investors).
What this means One deal on file with the SEC, filed Dec 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alfred Lui, M.D. (2 shared filings), John D. Stobo, Jr. (2 shared filings), Mark Anderson (2 shared filings), Steve Pierce (2 shared filings), Timothy Johnson (2 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jerrold. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Jerrold Glick and found 2 differences, 1 worth asking the sponsor about: Regulator action naming a team member: Mark David Anderson (Feb 23, 2004); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.