Jerome Griffith — Form D filings, issuers, lawsuits, regulatory actions

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 6 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Source	Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it
EDGAR ↗	Dec 29, 2025 D/A File 021-269038	$0	$0	$0	None listed on this filing
EDGAR ↗	Dec 29, 2025 D/A File 021-292475	$0	$0	$0	None listed on this filing
EDGAR ↗	Dec 23, 2025 D/A File 021-329244	$0	$0	$0	None listed on this filing
EDGAR ↗	Dec 30, 2024 D/A File 021-232757	$0	$0	$0	None listed on this filing
EDGAR ↗	Dec 26, 2023 D/A File 021-211035	$0	$0	$0	None listed on this filing
EDGAR ↗	Sep 29, 2017 D File 021-295724	$0	$0	$0	None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

Source	Issuer	Role	Filed	Form	Offering	Sold	Investors	Min. investment
EDGAR ↗	Samsonite Group S.A.	Director	Dec 29, 2025	D/A	$10,739,489 similar: $1,325,000–$6,000,000	$10,739,489	36 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 29, 2025	D/A	$23,271,645 similar: $1,325,000–$6,000,000	$3,311,320	22 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 23, 2025	D/A	$17,568,169 similar: $1,325,000–$6,000,000	$81,547	1 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 30, 2024	D/A	$19,116,606 similar: $1,325,000–$6,000,000	$81,547	1 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 30, 2024	D/A	$23,271,645 similar: $1,325,000–$6,000,000	$3,311,320	22 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 30, 2024	D/A	$26,022,371 similar: $1,325,000–$6,000,000	$10,739,489	36 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 30, 2024	D/A	$10,070,322 similar: $1,325,000–$6,000,000	$10,070,322	34 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 26, 2023	D/A	$19,554,511 similar: $1,325,000–$6,000,000	$81,547	1 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 26, 2023	D/A	$23,271,645 similar: $1,325,000–$6,000,000	$1,965,062	19 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 26, 2023	D/A	$26,022,371 similar: $1,325,000–$6,000,000	$5,908,715	29 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 26, 2023	D/A	$10,282,898 similar: $1,325,000–$6,000,000	$9,705,555	34 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 26, 2023	D/A	$10,784,313 similar: $1,325,000–$6,000,000	$10,784,313	36 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2022	D/A	$19,554,511 similar: $1,325,000–$6,000,000	$81,547	98 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2022	D/A	$23,271,645 similar: $1,325,000–$6,000,000	$1,811,055	36 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2022	D/A	$28,849,917 similar: $1,325,000–$6,000,000	$5,771,970	48 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2022	D/A	$10,282,898 similar: $1,325,000–$6,000,000	$7,858,937	34 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2022	D/A	$10,784,315 similar: $1,325,000–$6,000,000	$10,784,313	36 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2021	D/A	$9,166,128 similar: $1,325,000–$6,000,000	$0	8 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2021	D/A	$15,896,705 similar: $1,325,000–$6,000,000	$0	19 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2021	D/A	$17,520,410 similar: $1,325,000–$6,000,000	$2,363,764	29 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2021	D/A	$3,117,847 similar: $1,325,000–$6,000,000	$2,423,306	28 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 27, 2021	D/A	$2,917,086 similar: $1,325,000–$6,000,000	$2,497,337	36 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 23, 2020	D/A	$16,398,630 similar: $1,325,000–$6,000,000	$81,547	1 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 23, 2020	D/A	$18,841,265 similar: $1,325,000–$6,000,000	$65,316	19 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 23, 2020	D/A	$28,251,566 similar: $1,325,000–$6,000,000	$5,771,970	28 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 23, 2020	D/A	$11,269,579 similar: $1,325,000–$6,000,000	$7,858,937	28 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 23, 2020	D/A	$10,864,386 similar: $1,325,000–$6,000,000	$10,144,682	35 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 20, 2019	D/A	$16,703,477 similar: $1,325,000–$6,000,000	$81,547	1 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 20, 2019	D/A	$21,432,724 similar: $1,325,000–$6,000,000	$1,811,055	19 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 20, 2019	D/A	$24,697,009 similar: $1,325,000–$6,000,000	$5,771,970	28 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 20, 2019	D/A	$11,834,218 similar: $1,325,000–$6,000,000	$7,858,937	28 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 20, 2019	D/A	$11,006,321 similar: $1,325,000–$6,000,000	$10,144,682	35 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 31, 2018	D	$8,744,993 similar: $1,325,000–$6,000,000	$81,547	1 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 31, 2018	D/A	$11,765,346 similar: $1,325,000–$6,000,000	$1,528,954	14 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 31, 2018	D/A	$18,785,796 similar: $1,325,000–$6,000,000	$4,998,147	19 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 31, 2018	D/A	$9,718,292 similar: $1,325,000–$6,000,000	$5,123,647	17 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Dec 31, 2018	D/A	$8,145,581 similar: $1,325,000–$6,000,000	$6,826,542	23 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Sep 29, 2017	D	$612,729 similar: $1,325,000–$6,000,000	$612,729	1 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Aug 9, 2017	D	$5,573,721 similar: $1,325,000–$6,000,000	$251,114	3 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Aug 9, 2017	D/A	$8,120,291 similar: $1,325,000–$6,000,000	$955,549	9 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Aug 9, 2017	D/A	$7,814,132 similar: $1,325,000–$6,000,000	$1,709,361	10 similar: 1–12	No minimum reported similar: $10,000–$100,000
EDGAR ↗	Samsonite Group S.A.	Director	Aug 9, 2017	D/A	$8,849,788 similar: $1,325,000–$6,000,000	$6,187,424	15 similar: 1–12	No minimum reported similar: $10,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(c) (99 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 22 names on the same filings (0 management entities, 22 people)

People and management entities the issuers listed as related persons on the same Form D filings as Jerome Griffith. Source: the EDGAR rows in the table above.

Tom Korbas — 42 shared filings (1 issuer) · role as listed: Director
Kyle Francis Gendreau — 42 shared filings (1 issuer) · roles as listed: Executive Officer, Director
Timothy Parker — 42 shared filings (1 issuer) · role as listed: Director
Paul Kenneth Etchells — 39 shared filings (1 issuer) · role as listed: Director
Ying Yeh — 39 shared filings (1 issuer) · role as listed: Director
Keith Hamill — 25 shared filings (1 issuer) · role as listed: Director
Bruce Hardy McLain — 25 shared filings (1 issuer) · role as listed: Director
John Bayard Livingston — 22 shared filings (1 issuer) · role as listed: Executive Officer
Livingston Bayard John — 20 shared filings (1 issuer) · role as listed: Executive Officer
Claire Marie Bennett — 17 shared filings (1 issuer) · role as listed: Director
Angela Iris Brav — 17 shared filings (1 issuer) · role as listed: Director
Ivy Chow — 10 shared filings (1 issuer) · role as listed: Executive Officer
Reza Taleghani — 7 shared filings (1 issuer) · role as listed: Executive Officer
Roberto Guzman — 7 shared filings (1 issuer) · role as listed: Executive Officer
Lynne Berard — 7 shared filings (1 issuer) · role as listed: Executive Officer
Subrata Dutta — 7 shared filings (1 issuer) · role as listed: Executive Officer
Ramesh Dungarmal Tainwala — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
Fabio Rugarli — 4 shared filings (1 issuer) · role as listed: Executive Officer
Andrew Dawson — 4 shared filings (1 issuer) · role as listed: Executive Officer
Glenn Robert Richter — 3 shared filings (1 issuer) · role as listed: Director
Deborah Maria Thomas — 3 shared filings (1 issuer) · role as listed: Director
Damien Mignot — 3 shared filings (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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