Jerome Behar is listed as an executive officer and director on 14 SEC Form D filings by 2 issuers between Sep 2009 and Mar 2022: Visby Medical, Inc. (San Jose, CA — other health care — 2015–2022; $108.6M reported sold to 101 investors) and WORKIVA LLC (Ames, IA — other technology — 2009–2012; $30.2M reported sold to 112 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $138.9M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 14 public filings for Jerome Behar and found 11 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.