PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:38 AM ET

Sponsor Check › Person

Jeffrey Wolf

Related person on Form D filings · address states as listed: MD, FL, NC, MI · listed Sep 13, 2017 → Aug 4, 2022

4issuers
13Form D filings
2017–2022years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 13 offerings report sales commissions totalling $1,096,000; 1 reports finder's fees totalling $175,000; 4 report proceeds to related persons totalling $705,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 24, 2025 D
File 021-561937
$308,000 (est.)$0$0
While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive officers
A.G.P./Alliance Global Partners BrokerCheck CRD 000008361 ↗
EDGAR ↗Aug 4, 2022 D
File 021-454779
$0$175,000 (est.)$0
While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive officers.
A.G.P./Alliance Global Partners BrokerCheck CRD 8361 ↗
EDGAR ↗Mar 21, 2022 D
File 021-438123
$0$0$0 (est.)None listed on this filing
EDGAR ↗Sep 13, 2017 D
File 021-294572
$0$0$0
Proceeds may be used to pay overhead and other corporate expenses which could include salaries
None listed on this filing
EDGAR ↗May 11, 2017 D
File 021-286482
$0$0$0None listed on this filing
EDGAR ↗Aug 18, 2015 D
File 021-246033
$0$0$0None listed on this filing
EDGAR ↗Jun 9, 2014 D
File 021-218767
$0$0$110,000 (est.)Noble Financial Capital Markets BrokerCheck CRD 15768 ↗
EDGAR ↗Apr 9, 2013 D
File 021-194685
$0$0$540,000
The amount reflects the annual salary made by Heat Biologics, Inc. to the salaried individuals identified in item 3.
None listed on this filing
EDGAR ↗Nov 5, 2012 D
File 021-186486
$648,000$0$0Griffin Securities, Inc. BrokerCheck CRD 43229 ↗
EDGAR ↗Oct 22, 2012 D
File 021-185905
$0$0$0None listed on this filing
EDGAR ↗Dec 29, 2011 D
File 021-170927
$0$0$30,000 (est.)None listed on this filing
EDGAR ↗Nov 18, 2010 D
File 021-150690
$140,000 (est.)$0$0
Issuer expects to use proceeds from the offering for working capital purposes which includes payment of salaries of the named officers.
Axiom Capital Management BrokerCheck CRD 26580 ↗
via Axiom Capital Management (CRD 26580 ↗)
EDGAR ↗Nov 18, 2009 D
File 021-136244
$0$0$25,000 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Theriva Biologics, Inc.DirectorOct 24, 2025D$13,109,494
similar: $2,000,000–$19,999,994
$13,109,49410
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Theriva Biologics, Inc.DirectorAug 4, 2022D$3,000,000
similar: $2,000,000–$19,999,994
$3,000,0001
similar: 2–16
$3,000,000
similar: $10,000–$50,000
EDGAR ↗Theriva Biologics, Inc.DirectorMar 21, 2022D$1,467,502
similar: $2,000,000–$19,999,994
$1,467,5024
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Theriva Biologics, Inc.DirectorSep 13, 2017D$12,000,000
similar: $2,000,000–$19,999,994
$12,000,0001
similar: 2–16
$12,000,000
similar: $10,000–$50,000
EDGAR ↗Scorpius Holdings, Inc.Executive Officer, DirectorMay 11, 2017D$500,000
similar: $2,000,000–$19,999,994
$500,00045
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Pelican Therapeutics, Inc.
group: Brightline
DirectorAug 18, 2015D$1,000,000
similar: $2,000,000–$19,999,994
$250,0003
similar: 2–16
$25,000
similar: $10,000–$50,000
EDGAR ↗Pelican Therapeutics, Inc.
group: Brightline
DirectorJun 9, 2014D$850,000
similar: $2,000,000–$19,999,994
$160,0003
similar: 2–16
$5,000
similar: $10,000–$50,000
EDGAR ↗Scorpius Holdings, Inc.Executive Officer, DirectorApr 9, 2013DIndefinite$5,050,05020$10,000
EDGAR ↗Theriva Biologics, Inc.DirectorNov 5, 2012D$10,800,000$10,800,00022No minimum reported
EDGAR ↗Theriva Biologics, Inc.DirectorOct 22, 2012D$7,637,252$7,637,2521No minimum reported
EDGAR ↗Scorpius Holdings, Inc.Executive Officer, DirectorDec 29, 2011D$4,137,487$2,829,2433No minimum reported
EDGAR ↗GenerationOne, Inc.Executive Officer, DirectorNov 18, 2010D$2,000,000$537,7102No minimum reported
EDGAR ↗Scorpius Holdings, Inc.Executive Officer, DirectorNov 18, 2009D$249,750$249,7501No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Jeffrey P Wolf — address state CA, 1 issuer, Aug 28, 2015 → Sep 9, 2015 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 29 names on the same filings (0 management entities, 29 people)

People and management entities the issuers listed as related persons on the same Form D filings as Jeffrey Wolf. Source: the EDGAR rows in the table above.

  • John Monahan — 7 shared filings (2 issuers) · role as listed: Director
  • Jeffrey J. Kraws — 6 shared filings (1 issuer) · role as listed: Director
  • Edward Smith — 5 shared filings (2 issuers) · role as listed: Director · also listed on 12 other issuers
  • Steven A. Shallcross — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Michael Kharitonov — 3 shared filings (1 issuer) · role as listed: Director · also listed on 9 other issuers
  • Jeffrey Riley — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Scott L. Tarriff — 3 shared filings (1 issuer) · role as listed: Director
  • Paul Marc Belsky — 3 shared filings (1 issuer) · role as listed: Director
  • TAFFY WILLIAMS — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • C. Evan Ballantyne — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Josiah Hornblower — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 7 other issuers
  • Taylor Schreiber — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Steve H. Kanzer — 2 shared filings (1 issuer) · role as listed: Director
  • Ann Rosar — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Nico Pronk — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Osman Minkara — 1 shared filing (1 issuer) · role as listed: Director
  • James Grotelueschen — 1 shared filing (1 issuer) · role as listed: Director
  • John Danaher — 1 shared filing (1 issuer) · role as listed: Director
  • Scott Meadow — 1 shared filing (1 issuer) · role as listed: Director
  • Scott Katzman — 1 shared filing (1 issuer) · role as listed: Director
  • Vadim Deyev — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Sandra Leta Silberman — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Jennifer Lynn Harris — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Shawn M Titcomb — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Rahul Jasuja — 1 shared filing (1 issuer) · role as listed: Director
  • Jeffrey Hutchins — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • John Prendergast — 1 shared filing (1 issuer) · role as listed: Director
  • Joseph Sliman — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Jules Musing — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Export this report as PDF (members · included free during the launch period)

Change history

No corrections have been requested for this page.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Jeffrey Wolf appears on a new Form D, or when a court case or SEC action is matched to them. See plans →