PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 8:03 AM ET

Sponsor Check › Person

JS
No photo found yet (own website and image search run after this page is viewed)

Jeffrey Smith

Named as an officer, director or promoter on SEC Form D filings · WA · Jan 26, 2018 → Jun 27, 2018

2deals (issuers)
$138.9Mreported sold
37investors
2Form D filings
2018year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jeffrey Smith is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Jan 2018 and Jun 2018: ALDER BIOPHARMACEUTICALS INC (Bothell, WA — biotechnology — 2018; $100M reported sold to 6 investors) and Revalesio Corp (Tacoma, WA — pharmaceuticals — 2018; $38.9M reported sold to 31 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $138.9M sold in total.

Listed alongside Alan Bruce Montgomery (1 shared filing), Clay B. Siegall (1 shared filing), Deepika Pakianathan (1 shared filing), ERIC RUSSELL (1 shared filing), Elisabeth Sandoval (1 shared filing) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeffrey. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 SEC release, 4 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Jeffrey Smith and found 8 differences: Jeffrey Smith appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jeffrey Smith has not run yet — it is joining a line of 29,551 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

In re: Jeffrey Smith closed
District Court, W.D. Washington · No. 2:17-rd-00096 · Filed Aug 1, 2017 · Closed Oct 2, 2017
Role of Jeffrey Smith: Party · Outcome: Terminated 2017-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2069 federal dockets); 34 people with this name in Form D filings; court in the person's filing state (WA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Jeffrey D. Smith d/b/a Atlanta Capital LLC a/d/b/a Capital Funding, Inc., Joseph Carswell d/b/a Atlanta Capital LLC a/d/b/a Capital Funding, Inc., and Michael W. Fullard Litigation release
SEC · Nov 8, 2016 · Parties as named in the release: Jeffrey D. Smith d/b/a Atlanta Capital LLC a/d/b/a Capital Funding, Inc., Joseph Carswell d/b/a Atlanta Capital LLC a/d/b/a Capital Funding, Inc., and Michael W. Fullard Read the release ↗
same full name in the release title; 34 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jeffrey Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Jeffrey A Smith closed
United States Bankruptcy Court, W.D. Washington · No. 15-16942 · Filed Nov 25, 2015 · Closed Jul 17, 2017
Role of Jeffrey A Smith: Debtor · Outcome: Case closed 2017-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2069 federal dockets); 34 people with this name in Form D filings; court in the person's filing state (WA)
Jeffrey SMITH and Stephanie SMITH closed
United States Bankruptcy Court, E.D. Washington · No. 15-02129 · Filed Jun 17, 2015 · Closed Sep 11, 2019
Role of Jeffrey SMITH and Stephanie SMITH: Debtor · Outcome: Case closed 2019-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2069 federal dockets); 34 people with this name in Form D filings; court in the person's filing state (WA)
Jeffrey A. Smith and Dawna M. Smith closed
United States Bankruptcy Court, E.D. Washington · No. 13-00061 · Filed Jan 8, 2013 · Closed Apr 12, 2013
Role of Jeffrey A. Smith and Dawna M. Smith: Debtor · Outcome: Case closed 2013-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2069 federal dockets); 34 people with this name in Form D filings; court in the person's filing state (WA)
Jeffrey N Smith, Jr and Diana L Smith closed
United States Bankruptcy Court, W.D. Washington · No. 12-45745 · Filed Aug 18, 2012 · Closed Feb 11, 2013
Role of Jeffrey N Smith, Jr: Debtor · Outcome: Case closed 2013-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2069 federal dockets); 34 people with this name in Form D filings; court in the person's filing state (WA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Jeffrey Smith (compared 2 filings on Oct 24, 2026)

Note · Jan 26, 2018

Jeffrey Smith appears on 1 deal that stopped filing before reaching its target

ALDER BIOPHARMACEUTICALS INC (last filing Jan 26, 2018; $99,999,952 sold of $260,341,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

ALDER BIOPHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Note · Jun 15, 2018 – Jun 27, 2018

No amendment in the last 12 months on an offering that may still be open — Revalesio Corp (latest filing Jun 27, 2018)

The latest filing for this offering is dated Jun 27, 2018 (first sale Jun 15, 2018). It reports $6,000,000 sold of $12,002,400 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 27, 2018 ↗Revalesio Corp — PartnerFacts page ↗
Sources
Note · Jan 12, 2018 – Jan 26, 2018

No amendment in the last 12 months on an offering that may still be open — ALDER BIOPHARMACEUTICALS INC (latest filing Jan 26, 2018)

The latest filing for this offering is dated Jan 26, 2018 (first sale Jan 12, 2018). It reports $99,999,952 sold of $260,341,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 26, 2018 ↗ALDER BIOPHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Note · Sep 13, 2023 – Oct 15, 2026

Same name, different state: "Jeffrey Smith" (AL or GA) is a separate record

This page covers filings where the address state is WA. A separate record, "Jeffrey Smith" with address state AL or GA, is listed on 20 filings — most recently by Juniper Junction Partners, LLC (Oct 15, 2026). The two records do not overlap in time: this page runs Jan 26, 2018 to Jun 27, 2018; the other runs Sep 13, 2023 to Oct 15, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Jeffrey Smith (AL,GA) — PartnerFacts page ↗Form D · Oct 15, 2026 ↗Juniper Junction Partners, LLC — PartnerFacts page ↗Jeffrey Smith (WA) — this page ↗
Sources
Note · Jan 13, 2012 – Sep 30, 2026

Same name, different state: "Jeffrey M. Smith" (CA) is a separate record

This page covers filings where the address state is WA. A separate record, "Jeffrey M. Smith" with address state CA, is listed on 143 filings — most recently by KKR Asia Tactical Credit (Overseas) Fund SCSp (Sep 30, 2026). Both records have filings in the same period (Jan 26, 2018 to Jun 27, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jeffrey M. Smith (CA) — PartnerFacts page ↗Form D/A · Sep 30, 2026 ↗KKR Asia Tactical Credit (Overseas) Fund SCSp — PartnerFacts page ↗Jeffrey Smith (WA) — this page ↗
Sources
Note · Mar 8, 2024 – May 8, 2026

Same name, different state: "Jeffrey Andrew Smith" (PR) is a separate record

This page covers filings where the address state is WA. A separate record, "Jeffrey Andrew Smith" with address state PR, is listed on 6 filings — most recently by Apogee Venture Fund LLC (May 8, 2026). The two records do not overlap in time: this page runs Jan 26, 2018 to Jun 27, 2018; the other runs Mar 8, 2024 to May 8, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Jeffrey Andrew Smith (PR) — PartnerFacts page ↗Form D · May 8, 2026 ↗Apogee Venture Fund LLC — PartnerFacts page ↗Jeffrey Smith (WA) — this page ↗
Sources
Note · Jun 12, 2009 – Apr 11, 2019

Same name, different state: "Jeffrey C. Smith" (IL) is a separate record

This page covers filings where the address state is WA. A separate record, "Jeffrey C. Smith" with address state IL, is listed on 13 filings — most recently by Midland States Bancorp, Inc. (Apr 11, 2019). Both records have filings in the same period (Jan 26, 2018 to Jun 27, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jeffrey C. Smith (IL) — PartnerFacts page ↗Form D · Apr 11, 2019 ↗Midland States Bancorp, Inc. — PartnerFacts page ↗Jeffrey Smith (WA) — this page ↗
Sources
Note · Feb 19, 2009 – Sep 14, 2011

Same name, different state: "Jeffrey C. Smith" (UT) is a separate record

This page covers filings where the address state is WA. A separate record, "Jeffrey C. Smith" with address state UT, is listed on 2 filings — most recently by OVERSTOCKDRUGSTORE.COM, LLC (Sep 14, 2011). The two records do not overlap in time: this page runs Jan 26, 2018 to Jun 27, 2018; the other runs Feb 19, 2009 to Sep 14, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Jeffrey C. Smith (UT) — PartnerFacts page ↗Form D · Sep 14, 2011 ↗OVERSTOCKDRUGSTORE.COM, LLC — PartnerFacts page ↗Jeffrey Smith (WA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 27, 2018 D
Revalesio Corp
File 021-315481
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2018 D
ALDER BIOPHARMACEUTICALS INC
File 021-304199
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Jeffrey Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RC
Pharmaceuticals

Revalesio Corp

Tacoma, WA · Jun 27, 2018
  • Jun 27, 2018 · D · $6,000,000 sold of $12,002,400 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $38.9M from 31 investors (100% of the $12M target) as of the latest filing. Jeffrey is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AB
Biotechnology

ALDER BIOPHARMACEUTICALS INC

Bothell, WA · Jan 26, 2018
  • Jan 26, 2018 · D · $99,999,952 sold of $260,341,000 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $100M from 6 investors (38% of the $260.3M target) as of the latest filing. Jeffrey is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jeffrey M. Smith — CA, 82 issuers, Jan 13, 2012 → Sep 30, 2026 · no shared issuer
  • Jeffrey Smith — AL, GA, 15 issuers, Sep 13, 2023 → Oct 15, 2026 · no shared issuer
  • Jeffrey Smith — OR, 14 issuers, Oct 22, 2010 → Mar 16, 2020 · no shared issuer
  • Jeffrey Smith — FL, NY, 13 issuers, Jan 14, 2010 → Apr 19, 2022 · no shared issuer
  • Jeffrey Smith — TX, 9 issuers, Dec 2, 2010 → Jun 5, 2026 · no shared issuer
  • Jeffrey Smith — CA, 9 issuers, Sep 13, 2013 → Nov 12, 2024 · no shared issuer
  • Jeffrey A. Smith — GA, 4 issuers, Jan 13, 2011 → Oct 27, 2022 · no shared issuer
  • Jeffrey Andrew Smith — Puerto Rico (as filed: PR), 3 issuers, Mar 8, 2024 → May 8, 2026 · no shared issuer
  • Jeffrey Smith — MA, 3 issuers, Aug 19, 2015 → Jul 14, 2026 · no shared issuer
  • Jeffrey C. Smith — UT, 2 issuers, Feb 19, 2009 → Sep 14, 2011 · no shared issuer
  • Jeffrey T Smith — OH, 2 issuers, Nov 13, 2013 → Aug 13, 2014 · no shared issuer
  • Jeffrey D. Smith — CA, 2 issuers, Aug 31, 2010 → Dec 28, 2016 · no shared issuer
  • Jeffrey Martin Smith — Luxembourg (as filed: N4), 2 issuers, Feb 16, 2023 → Aug 13, 2024 · no shared issuer
  • Jeffrey C. Smith — IL, 1 issuer, Jun 12, 2009 → Apr 11, 2019 · no shared issuer
  • Jeffrey R. Smith — NM, OK, 1 issuer, May 14, 2009 → May 21, 2012 · no shared issuer
  • Jeffrey Wayne Smith — WV, 1 issuer, Dec 13, 2010 → Dec 13, 2010 · no shared issuer
  • Jeffrey T. Smith — Alberta, Canada (as filed: A0), 1 issuer, Mar 28, 2013 → Dec 4, 2015 · no shared issuer
  • Jeffrey Smith — TN, 1 issuer, Jul 21, 2014 → Sep 16, 2015 · no shared issuer
  • JEFFREY SMITH — British Columbia, Canada (as filed: A1), 1 issuer, Sep 22, 2017 → Sep 22, 2017 · no shared issuer
  • Jeffrey Smith — SD, 1 issuer, Sep 13, 2018 → Aug 14, 2019 · no shared issuer

People around Jeffrey 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

ERIC RUSSELL

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

GREG ARCHAMBEAU

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

JANE TAYLOR

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

MI
No photo found yet (own website and image search run after this page is viewed)
Person

MATT IRELAND

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Clay B. Siegall

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Carter

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Bruce Montgomery

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

Heather Preston

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Schatzman

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Bucher

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Randal Hassler

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Elisabeth Sandoval

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

WY
No photo found yet (own website and image search run after this page is viewed)
Person

Wendy Yarno

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Cleveland

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Dow

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Benedict

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Latham

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Deepika Pakianathan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

JIM NORDSTROM

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark James Litton

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Smith. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jeffrey Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jeffrey Smith is listed on: none on file. No website or social profile named in ALDER BIOPHARMACEUTICALS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #259,366 of 374,652 in line (1,383 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bothell, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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