Jeffrey Rowbottom is listed as a director on 1 SEC Form D filing by 1 issuer in Aug 2017: IRI Group Holdings, Inc. (Chicago, IL — retailing — 2017; $100.3M reported sold to 259 investors).
What this means One deal on file with the SEC, filed Aug 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Appel (1 shared filing), Brian Coderre (1 shared filing), Don W. McGeorge (1 shared filing), Jack Qian (1 shared filing), Jane Altobelli (1 shared filing) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeffrey. Each name links to their own page.
The issuer belongs to the sponsor group Iri (3 issuers, $100.3M reported sold, 2011–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Iri has 3 companies on file and $100.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Jeffrey Rowbottom and found 4 differences, 1 worth asking the sponsor about: Bankruptcy case: Jeffrey L. Rowbottom and Joy S. Rowbottom; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.