Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:32 AM ET

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Jeffrey N. Given

Named as an officer, director or promoter on SEC Form D filings · MA · Oct 26, 2016 → Mar 27, 2023

1deal (issuers)

$734.1Mreported sold

26investors

10Form D filings

2016–2023years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jeffrey N. Given is listed as an executive officer on 10 SEC Form D filings by 1 issuer between Dec 2013 and Mar 2023: Manulife Investment Management Total Return Bond Fund LP (Boston, MA — pooled investment fund — 2013–2023; $734.1M reported sold to 26 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Peter M. Farley (10 shared filings), David Bees (7 shared filings), Declaration Management & Research LLC (4 shared filings, management entity), Bond Griffin (3 shared filings), Manulife Asset Management (US) LLC (3 shared filings, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeffrey. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Jeffrey N. Given and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Minimum investment changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jeffrey N. Given has not run yet — it is joining a line of 23,518 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jeffrey N. Given..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Jeffrey S Given and Elizabeth A Shehane-Given closed

United States Bankruptcy Court, M.D. North Carolina · No. 16-80503 · Filed Jun 9, 2016 · Closed Nov 16, 2021

Role of Jeffrey S Given and Elizabeth A Shehane-Given: Debtor · Outcome: Case closed 2021-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 6 federal dockets); court in NC (not a filing state); middle initial differs

Jeffrey M. Given closed

United States Bankruptcy Court, S.D. Illinois · No. 96-60434 · Filed Jul 9, 1996 · Closed Oct 25, 1996

Role of Jeffrey M. Given: Debtor · Outcome: Case closed 1996-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 6 federal dockets); court in IL (not a filing state); middle initial differs

Jeffrey M. Given closed

United States Bankruptcy Court, E.D. Michigan · No. 94-48887 · Filed Sep 1, 1994 · Closed Mar 17, 1995

Role of Jeffrey M. Given: Debtor · Outcome: Case closed 1995-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 6 federal dockets); court in MI (not a filing state); middle initial differs

Jeffrey M. Given and Donna M. Given closed

United States Bankruptcy Court, S.D. Illinois · No. 91-40728 · Filed May 23, 1991 · Closed Jul 14, 1994

Role of Jeffrey M. Given and Donna M. Given: Debtor · Outcome: Case closed 1994-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 6 federal dockets); court in IL (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Jeffrey N. Given (compared 10 filings on Oct 24, 2026)

Note · Apr 2, 2012 – Mar 27, 2023

No amendment in the last 12 months on an offering that may still be open — Manulife Investment Management Total Return Bond Fund LP (latest filing Mar 27, 2023)

The latest filing for this offering is dated Mar 27, 2023 (first sale Apr 2, 2012). It reports $734,067,884 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 27, 2023 ↗Manulife Investment Management Total Return Bond Fund LP — PartnerFacts page ↗

Sources

Form D/A · Mar 27, 2023 ↗ (Mar 27, 2023)
Manulife Investment Management Total Return Bond Fund LP — PartnerFacts page ↗ (Mar 27, 2023)

Note · Dec 18, 2012 – Dec 18, 2013

Minimum investment changed between filings — Manulife Investment Management Total Return Bond Fund LP

The Dec 18, 2012 filing lists a minimum of $10,000,000; the Dec 18, 2013 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 18, 2012 ↗Form D/A (later) · Dec 18, 2013 ↗Manulife Investment Management Total Return Bond Fund LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Dec 18, 2012 ↗ (Dec 18, 2012)
Form D/A (later) · Dec 18, 2013 ↗ (Dec 18, 2013)
Manulife Investment Management Total Return Bond Fund LP — PartnerFacts page ↗ (Mar 27, 2023)

Note · Dec 18, 2013 – Oct 26, 2016

Jeffrey N. Given is written 2 different ways on the filings

listed as "Jeffrey Given" on 4 filings (from Dec 18, 2013), and "Jeffrey N. Given" on 6 filings (from Oct 26, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Dec 18, 2013 ↗Form D/A · Oct 26, 2016 ↗Jeffrey N. Given — PartnerFacts page ↗

Sources

Form D/A · Dec 18, 2013 ↗ (Dec 18, 2013)
Form D/A · Oct 26, 2016 ↗ (Oct 26, 2016)
Jeffrey N. Given — PartnerFacts page ↗

Note · Mar 15, 2012 – Dec 18, 2012

Address moved from Mclean, VA to Boston, MA — Manulife Investment Management Total Return Bond Fund LP

The people listed on the Mar 15, 2012 filing give Mclean, VA; on the Dec 18, 2012 filing they give Boston, MA. The address now on file (Manulife Investment Management (Us) Llc, 197 Clarendon Street, Boston, MA) is a registered-agent or shared-office address used by 28 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Mar 15, 2012 ↗Form D/A · Dec 18, 2012 ↗Manulife Investment Management Total Return Bond Fund LP — PartnerFacts page ↗

Sources

Form D · Mar 15, 2012 ↗ (Mar 15, 2012)
Form D/A · Dec 18, 2012 ↗ (Dec 18, 2012)
Manulife Investment Management Total Return Bond Fund LP — PartnerFacts page ↗ (Mar 27, 2023)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 27, 2023 D/A Manulife Investment Management Total Return Bond Fund LP File 021-175025	$0	$0	$0	John Hancock Distributors LLC BrokerCheck CRD 5249 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Jeffrey N. Given on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

Manulife Investment Management Total Return Bond Fund LP

Boston, MA · Dec 18, 2013 → Mar 27, 2023 · 10 filings

Mar 27, 2023 · D/A · $734,067,884 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 25, 2022 · D/A · $724,061,431 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Aug 5, 2019 · D/A · $608,963,657 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 26, 2018 · D/A · $599,233,442 sold of Indefinite · 22 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 26, 2017 · D/A · $545,096,650 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 26, 2016 · D/A · $501,817,069 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jun 27, 2016 · D/A · $496,817,069 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jun 26, 2015 · D/A · $458,396,909 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jun 26, 2014 · D/A · $400,696,909 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Dec 18, 2013 · D/A · $260,160,954 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $734.1M from 26 investors as of the latest filing. Jeffrey is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Jeffrey 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity