Jeffrey Gilfix is listed as an executive officer and director on 5 SEC Form D filings by 5 issuers between May 2010 and Oct 2019: OP Special Purpose IV, L.P. (New York, NY — investing — 2010; $7.15M reported sold to 25 investors), OP Special Purpose VI, L.P. (New York, NY — investing — 2012; $4.74M reported sold to 21 investors), OP Special Purpose V, L.P. (New York, NY — investing — 2011; $4.38M reported sold to 30 investors), TecTraum, Inc. (Chagrin Falls, OH — other health care — 2017; $3.8M reported sold to 32 investors) and Polar Delight Inc (Cleveland, OH — retailing — 2019; $2.29M reported sold to 26 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $22.4M sold in total.
All 5 issuers belong to the sponsor group Group linked by Joachim Gfoeller JR. (5 issuers, $18.6M reported sold, 2010–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Joachim Gfoeller JR. has 5 companies on file and $18.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Jeffrey Gilfix and found 3 differences, 1 worth asking the sponsor about: Form D filed 377 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.