Jeff Mims is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Jul 2014 and Jun 2017: Key Travel Concierge, Inc. (Austin, TX — tourism and travel services — 2017; $7.59M reported sold to 22 investors) and CARINGO INC (Austin, TX — computers — 2014; $5.3M reported sold to 16 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $12.9M sold in total.
Listed alongside David Lee (1 shared filing), Jonathan Ring (1 shared filing), Katherine Barr (1 shared filing), Kim Shrum (1 shared filing), Mark D. Goros (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeff. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Jeff Mims and found 6 differences, 3 worth asking the sponsor about: Bankruptcy case: Jeff L Mims; Bankruptcy case: Jeff Mims and Priscilla Mims; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.