Jean Case is listed as a director on 16 SEC Form D filings by 3 issuers between Apr 2009 and Sep 2017: BrainScope Company, Inc. (Bethesda, MD — other health care — 2010–2017; $16.5M reported sold to 43 investors), VIEWLIFT, INC. (Washington, DC — industry reported as "Other" — 2010–2015; $10M reported sold to 19 investors) and ePals Inc (Herndon, VA — other technology — 2009–2010; $9.14M reported sold to 20 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $35.6M sold in total.
Listed alongside Miles Gilburne (16 shared filings), C. Richard Allen (7 shared filings), Gail Wilensky (7 shared filings), James Peake (7 shared filings), John M. Reher (7 shared filings) and 37 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jean. Each name links to their own page.
1 of the issuers belongs to the sponsor group Cricket Media (4 issuers, $17.7M reported sold, 2009–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Cricket Media has 4 companies on file and $17.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 16 public filings for Jean Case and found 16 differences, 5 worth asking the sponsor about: Amount sold went down between filings; 100% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.