Jay Zoellner is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Apr 2009 and Mar 2011: ENERGY & POWER SOLUTIONS, INC. (Costa Mesa, CA — other energy — 2009–2011; $30M reported sold to 5 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Charles Oliver (2 shared filings), Peter Ludlum (2 shared filings), Rhea Hamilton (2 shared filings), Steve Parry (2 shared filings), Charles Allured (1 shared filing) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jay. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Jay Zoellner and found 2 differences, 1 worth asking the sponsor about: Form D filed 155 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.