PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:41 AM ET

Sponsor Check › Person

JD
No photo found yet (own website and image search run after this page is viewed)

Jay S. Dweck

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 15, 2009 → Oct 4, 2010

2deals (issuers)
$136Mreported sold
175investors
8Form D filings
2009–2010years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jay S. Dweck is listed as a director on 8 SEC Form D filings by 2 issuers between Dec 2009 and May 2013: C3.ai, Inc. (Redwood City, CA — other technology — 2013; $105.9M reported sold to 89 investors) and C3, LLC (San Mateo, CA — other technology — 2009–2010; $30.1M reported sold to 86 investors).

What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $136M sold in total.

Listed alongside Michael G. McCaffery (8 shared filings), Patricia A. House (8 shared filings), S. Shankar Sastry (8 shared filings), Stephen M. Ward, Jr. (8 shared filings), Thomas M. Siebel (8 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jay. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 court cases matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Jay S. Dweck and found 12 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jay S. Dweck has not run yet — it is joining a line of 25,605 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

11 cases: 1 open, 1 closed (disposition not in docket feed), 1 judgment, 8 dismissed

Dweck v. C-SAM LLC open
District Court, S.D. New York · No. 1:26-cv-04230 · Filed May 20, 2026 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity Action
Role of Dweck: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NY (not a filing state)
BR USA, LLC v. DWECK closed
District Court, D. New Jersey · No. 2:20-cv-16747 · Filed Nov 20, 2020 · Closed Jul 24, 2023
Role of DWECK: Defendant · Outcome: Terminated 2023-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NJ (not a filing state)
Dweck v. Fairway Group Holdings Corp. judgment
District Court, S.D. New York · No. 1:14-cv-01786 · Filed Mar 14, 2014 · Closed Sep 10, 2015 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Dweck: Plaintiff · Outcome: Terminated 2015-09-10 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NY (not a filing state)
Dweck v. Health Net of Northeast Inc dismissed
District Court, D. Connecticut · No. 3:08-cv-01342 · Filed Sep 5, 2008 · Closed Jun 4, 2009 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Dweck: Plaintiff · Outcome: Terminated 2009-06-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in CT (not a filing state)
Dweck Law Firm LLP v. Allen Mann dismissed
District Court, N.D. Illinois · No. 1:04-cv-07375 · Filed Nov 12, 2004 · Closed Aug 10, 2006 · Nature of suit: 890 Other statutory actions
Role of Dweck Law Firm LLP: Plaintiff · Outcome: Terminated 2006-08-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in IL (not a filing state)
Allstate Insurance Company v. Dweck dismissed
District Court, E.D. New York · No. 1:03-cv-05347 · Filed Oct 23, 2003 · Closed Jan 30, 2006 · Nature of suit: 380 Other personal property damage
Role of Dweck: Defendant · Outcome: Terminated 2006-01-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NY (not a filing state)
Texinvest, Inc. v. Dweck dismissed
District Court, S.D. Florida · No. 1:03-cv-21153 · Filed May 8, 2003 · Closed Sep 24, 2004 · Nature of suit: 190 Other contract actions
Role of Dweck: Defendant · Outcome: Terminated 2004-09-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in FL (not a filing state)
Dweck, Inc. v. Iwin.com, Inc. dismissed
District Court, S.D. New York · No. 1:00-cv-03313 · Filed May 1, 2000 · Closed Sep 11, 2000 · Nature of suit: 190 Other contract actions
Role of Dweck, Inc.: Plaintiff · Outcome: Terminated 2000-09-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); different first name (inc); court in NY (not a filing state)
DWECK v. NEW YORK SHOWROOM INC dismissed
District Court, S.D. New York · No. 1:90-cv-5487 · Filed Aug 22, 1990 · Closed Dec 17, 1990 · Nature of suit: 160 Stockholder's suits
Role of DWECK: Plaintiff · Outcome: Terminated 1990-12-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NY (not a filing state)
ROYALE LINENS INC v. SS DWECK SONS INC dismissed
District Court, S.D. New York · No. · Filed Feb 23, 1988 · Closed Aug 31, 1988 · Nature of suit: 190 Other contract actions
Role of SS DWECK SONS INC: Defendant · Outcome: Terminated 1988-08-31 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); different first name (ss); court in NY (not a filing state)
DWECK v. JAPAN CBM CORPORATION dismissed
District Court, C.D. California · No. · Filed Apr 9, 1987 · Closed Aug 17, 1987 · Nature of suit: 190 Other contract actions
Role of DWECK: Plaintiff · Outcome: Terminated 1987-08-17 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jay S. Dweck..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Albert Dweck Distributors, Inc. closed
United States Bankruptcy Court, S.D. New York · No. 08-12997 · Filed Jul 31, 2008 · Closed Sep 10, 2015
Role of Albert Dweck Distributors, Inc.: Debtor · Outcome: Case closed 2015-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); different first name (albert); court in NY (not a filing state)
MBNA America Bank, N.A. v. Dweck closed
United States Bankruptcy Court, D. New Jersey · No. 06-01208 · Filed Feb 6, 2006 · Closed May 3, 2006
Role of Dweck: Defendant · Outcome: Case closed 2006-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NJ (not a filing state)
Burtch v. S.S. Dweck & Sons Inc. closed
United States Bankruptcy Court, D. Delaware · No. 05-30252 · Filed Nov 30, 2005 · Closed Mar 8, 2006
Role of S.S. Dweck & Sons Inc.: Defendant · Outcome: Case closed 2006-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in DE (not a filing state)
Strouds Acquisition Corporatio v. S.s. Dweck & Sons Inc. closed
United States Bankruptcy Court, C.D. California · No. 2:05-ap-01449 · Filed Apr 20, 2005 · Closed Aug 15, 2005
Role of S.s. Dweck & Sons Inc.: Defendant · Outcome: Case closed 2005-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in the person's filing state (CA)
JS Stores, Inc. v. Dweck Industries, Inc. closed
United States Bankruptcy Court, E.D. Michigan · No. 04-04081 · Filed Jan 12, 2004 · Closed Dec 1, 2004
Role of Dweck Industries, Inc.: Defendant · Outcome: Case closed 2004-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in MI (not a filing state)
Dweck Enterprises closed
United States Bankruptcy Court, S.D. Florida. · No. 03-42792 · Filed Dec 3, 2003 · Closed Oct 28, 2004
Role of Dweck Enterprises: Debtor · Outcome: Case closed 2004-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in FL (not a filing state)
Nova Information Systems, Inc. v. Dweck closed
United States Bankruptcy Court, E.D. New York · No. 1-03-01192 · Filed Mar 21, 2003 · Closed Aug 9, 2007
Role of Dweck: Defendant · Outcome: Case closed 2007-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NY (not a filing state)
Trust Company of New Jersey v. Dweck closed
United States Bankruptcy Court, E.D. New York · No. 1-03-01085 · Filed Feb 24, 2003 · Closed Feb 8, 2005
Role of Dweck: Defendant · Outcome: Case closed 2005-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NY (not a filing state)
CitiFinancial Retail Services v. Dweck closed
United States Bankruptcy Court, E.D. New York · No. 1-03-01083 · Filed Feb 24, 2003 · Closed Oct 1, 2004
Role of Dweck: Defendant · Outcome: Case closed 2004-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NY (not a filing state)
Shoppers Charge Accounts Co, A Division of Hudson v. Dweck closed
United States Bankruptcy Court, E.D. New York · No. 1-03-01032 · Filed Jan 29, 2003 · Closed Mar 31, 2005
Role of Dweck: Defendant · Outcome: Case closed 2005-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NY (not a filing state)
Dweck v. Sigal Inc closed
United States Bankruptcy Court, E.D. New York · No. 1-99-01216 · Filed May 5, 1999 · Closed Jul 9, 1999
Role of Dweck: Plaintiff · Outcome: Case closed 1999-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); surname only in the caption; court in NY (not a filing state)
Santiago Fernandez and Andrea Dweck Fernandez closed
United States Bankruptcy Court, S.D. Florida. · No. 97-11292 · Filed Feb 21, 1997 · Closed Jun 20, 1997
Role of Santiago Fernandez and Andrea Dweck Fernandez: Debtor · Outcome: Case closed 1997-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 27 federal dockets); different first name (andrea); court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Jay S. Dweck — 6 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Apr 20, 2005 – Aug 15, 2005

Bankruptcy case: Strouds Acquisition Corporatio v. S.s. Dweck & Sons Inc. — filed Apr 20, 2005

United States Bankruptcy Court, C.D. California docket "Strouds Acquisition Corporatio v. S.s. Dweck & Sons Inc." filed Apr 20, 2005, closed Aug 15, 2005. Jay S. Dweck is listed as Defendant ("S.s. Dweck & Sons Inc."). Our match estimate: 52%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Worth asking · Apr 8, 2010 – May 24, 2010

Amount sold went down between filings — C3, LLC

The Apr 8, 2010 filing says $23,305,822 sold; the May 24, 2010 Form D/A says $7,000,000 sold — $16,305,822 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 8, 2010 ↗Form D/A (later) · May 24, 2010 ↗C3, LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 15, 2009 – Dec 29, 2009

Amount sold went down between filings — C3, LLC

The Dec 15, 2009 filing says $11,810,000 sold; the Dec 29, 2009 Form D says $9,999,998 sold — $1,810,002 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Dec 15, 2009 ↗Form D (later) · Dec 29, 2009 ↗C3, LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 8, 2010 – May 24, 2010

Investor count went down between filings — C3, LLC

The Apr 8, 2010 filing reports 43 investors; the May 24, 2010 Form D/A reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Apr 8, 2010 ↗Form D/A (later) · May 24, 2010 ↗C3, LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 15, 2009 – Dec 29, 2009

Investor count went down between filings — C3, LLC

The Dec 15, 2009 filing reports 64 investors; the Dec 29, 2009 Form D reports 20 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Dec 15, 2009 ↗Form D (later) · Dec 29, 2009 ↗C3, LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 27, 2009 – Dec 15, 2009

Form D filed 322 days after the first sale — C3, LLC

The filing says the first sale was Jan 27, 2009. The Form D was filed Dec 15, 2009 — 322 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 307 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Dec 15, 2009 ↗C3, LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 20, 2009 – Dec 15, 2009

Form D filed 329 days after the first sale — C3, LLC

The filing says the first sale was Jan 20, 2009. The Form D was filed Dec 15, 2009 — 329 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 314 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Dec 15, 2009 ↗C3, LLC — PartnerFacts page ↗
Sources
Note · May 15, 2013 – May 29, 2013

No amendment in the last 12 months on an offering that may still be open — C3.ai, Inc. (latest filing May 29, 2013)

The latest filing for this offering is dated May 29, 2013 (first sale May 15, 2013). It reports $15,000,000 sold of $30,000,240 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 29, 2013 ↗C3.ai, Inc. — PartnerFacts page ↗
Sources
Note · Jan 20, 2009 – Oct 4, 2010

No amendment in the last 12 months on an offering that may still be open — C3, LLC (latest filing Oct 4, 2010)

The latest filing for this offering is dated Oct 4, 2010 (first sale Jan 20, 2009). It reports $30,131,170 sold of $48,414,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 4, 2010 ↗C3, LLC — PartnerFacts page ↗
Sources
Note · Dec 15, 2009 – Oct 4, 2010

6 offerings changed their target amount between filings

Offering amount changed between filings — C3, LLC · Offering amount lowered between filings — C3, LLC · Offering amount changed between filings — C3, LLC · Offering amount changed between filings — C3, LLC · Offering amount changed between filings — C3, LLC · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · May 24, 2010 ↗Form D/A (later) · Oct 4, 2010 ↗C3, LLC — PartnerFacts page ↗Form D/A (earlier) · Apr 8, 2010 ↗
Sources
Note · Dec 15, 2009 – May 29, 2013

Jay S. Dweck is written 2 different ways on the filings

listed as "Jay S. Dweck" on 7 filings (from Dec 15, 2009), and "Jay Dweck" on the May 29, 2013 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 15, 2009 ↗Form D · May 29, 2013 ↗Jay S. Dweck — PartnerFacts page ↗
Sources
Note · Mar 22, 2021 – Mar 31, 2023

Same name, different state: "Jay Dweck" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Jay Dweck" with address state NY, is listed on 6 filings — most recently by Tekmerion Capital Offshore Fund LTD - SPC (Mar 31, 2023). The two records do not overlap in time: this page runs Dec 15, 2009 to Oct 4, 2010; the other runs Mar 22, 2021 to Mar 31, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Jay Dweck (NY) — PartnerFacts page ↗Form D/A · Mar 31, 2023 ↗Tekmerion Capital Offshore Fund LTD - SPC — PartnerFacts page ↗Jay S. Dweck (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 29, 2013 D
C3.ai, Inc.
File 021-197154
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2010 D/A
C3, LLC
File 021-136900
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Jay S. Dweck on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CA
Other Technology

C3.ai, Inc.

Redwood City, CA · May 29, 2013
  • May 29, 2013 · D · $15,000,000 sold of $30,000,240 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $105.9M from 89 investors (100% of the $30M target) as of the latest filing. Jay is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C
Other Technology

C3, LLC

San Mateo, CA · Dec 15, 2009 → Oct 4, 2010 · 7 filings
  • Oct 4, 2010 · D/A · $30,131,170 sold of $48,414,000 · 86 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 24, 2010 · D/A · $25,661,328 sold of $33,275,994 · 72 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 24, 2010 · D/A · $7,000,000 sold of $7,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 8, 2010 · D/A · $23,305,822 sold of $30,305,824 · 43 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 29, 2009 · D · $9,999,998 sold of $27,414,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 15, 2009 · D · $11,810,000 sold of $11,810,000 · 64 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 15, 2009 · D · $4,000,000 sold of $4,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30.1M from 86 investors (62% of the $48.4M target) as of the latest filing. Jay is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jay Dweck — NY, 2 issuers, Mar 22, 2021 → Mar 31, 2023 · no shared issuer

People around Jay 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael G. McCaffery

Director · 8 shared filings (2 issuers) · also on 64 other issuers

Michael G. McCaffery is on 66 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia A. House

Executive Officer, Director · 8 shared filings (2 issuers)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas M. Siebel

Executive Officer, Director · 8 shared filings (2 issuers)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

S. Shankar Sastry

Director · 8 shared filings (2 issuers)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen M. Ward, Jr.

Director · 8 shared filings (2 issuers)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Y. Abbo

Executive Officer, Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

E. Spencer Abraham

Director · 7 shared filings (1 issuer)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Condoleezza Rice

Director · 7 shared filings (1 issuer)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey T. Amann

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mayo A. Shattuck III

Director · 2 shared filings (2 issuers)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Richard C. Levin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Paul J. Gifford

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Abbo

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard C. Levin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Morris

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Condoleeza Rice

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Spencer Abraham

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jay S. Dweck. Their page shows their other deals.

The team behind the deals

Same business address

3 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jay S. Dweck by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jay S. Dweck is listed on: none on file. No website or social profile named in C3.ai, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #209,102 of 374,652 in line (1,298 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Redwood City, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Jay S. Dweck appears on a new Form D, or when a court case or SEC action is matched to them. See plans →