Jay Graf is a management entity listed as a director on 3 SEC Form D filings by 1 issuer between Sep 2014 and Aug 2016: VytronUS Inc (Sunnyvale, CA — other health care — 2014–2016; $30M reported sold to 20 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Justin Klein (3 shared filings), Roy Tanaka (3 shared filings), David McIntyre (2 shared filings), Hank Kucheman (2 shared filings), John Pavlidis (2 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jay. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Jay Graf and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.